Q2 2021 Holdings
Filed 2021-08-12 | 90 holdings | $50.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $19.6M | 655,819 | 39.3% |
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $18.2M | 554,682 | 36.4% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $10.8M | 126,469 | 21.7% |
| Aridis Pharmaceuticals Inc(ARDS) | COM | 040334104 | $847.5K | 459,261 | 1.7% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $172.0K | 750,000 | 0.3% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $31.1K | 3,370,153 | 0.1% |
| DZS Inc(DZSIQ) | COM | 268211109 | $22.4K | 1,080,205 | 0.0% |
| Galera Therapeutics Inc(GRTX) | COM | 36338D108 | $19.9K | 2,022,889 | 0.0% |
| PDS Biotechnology Corp(PDSB) | COM | 70465T107 | $18.8K | 1,499,149 | 0.0% |
| Cyberoptics Corp(CYBE1EUR) | COM | 232517102 | $18.3K | 445,591 | 0.0% |
| Photronics Inc(PLAB) | COM | 719405102 | $17.8K | 1,350,734 | 0.0% |
| PDF Solutions Inc(PDFS) | COM | 693282105 | $16.4K | 900,000 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $14.3K | 3,575,733 | 0.0% |
| O2micro International Limite | SPONS ADR | 67107W100 | $13.2K | 1,828,199 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $12.9K | 2,435,743 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $10.9K | 1,476,861 | 0.0% |
| Puma Biotechnology Inc(PBYI) | COM | 74587V107 | $10.2K | 1,114,427 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $9.7K | 360,000 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD) | COM | 98420X103 | $9.4K | 1,438,899 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $8.6K | 1,208,250 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD)Call | COM | 05351X101 | $8.1K | 300,000 | 0.0% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $7.8K | 760,000 | 0.0% |
| Ondas Hldgs Inc(ONDS) | COM NEW | 68236H204 | $7.6K | 952,867 | 0.0% |
| Franklin Wireless Corp(FKWL) | COM | 355184102 | $7.4K | 780,000 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $6.3K | 922,779 | 0.0% |
| Allena Pharmaceuticals(ALNAEUR) | COM | 018119107 | $5.2K | 4,000,000 | 0.0% |
| Alimera Sciences Inc | COM NEW | 016259202 | $4.6K | 501,025 | 0.0% |
| Wireless Telecom Group Inc | COM | 976524108 | $4.4K | 1,080,348 | 0.0% |
| BK Technologies Corporation | COM | 05587G104 | $4.2K | 1,340,000 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $3.9K | 642,154 | 0.0% |
| Ishares TR(ICLN)Put | GL CLEAN ENE ETF | 464288224 | $3.8K | 160,000 | 0.0% |
| RF Inds LTD(RFIL) | COM PAR $0.01 | 749552105 | $3.7K | 495,037 | 0.0% |
| HTG Molecular Diagnostics in | COM NEW | 40434H203 | $3.6K | 612,000 | 0.0% |
| Processa Pharmaceuticals Inc | COM NEW | 74275C205 | $3.2K | 387,097 | 0.0% |
| Yield10 Bioscience Inc | COM | 98585K862 | $2.9K | 342,000 | 0.0% |
| Data I O Corp(DAIO) | COM | 237690102 | $2.8K | 418,310 | 0.0% |
| Synaptogenix Inc | COM NEW | 87167T201 | $2.8K | 316,945 | 0.0% |
| Medicenna Therapeutics Corp(MDNAF) | COM | 58490H107 | $2.8K | 915,000 | 0.0% |
| Hancock Jaffe Laboratories I | COM NEW | 41015N304 | $2.4K | 346,885 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $2.3K | 1,701,185 | 0.0% |
| Salarius Pharmaceuticals Inc | COM NEW | 79400X107 | $1.9K | 1,800,000 | 0.0% |
| Ideal PWR Inc(IPWR) | COM NEW | 451622203 | $1.8K | 144,347 | 0.0% |
| Cyclo Therapeutics IncCall | *W EXP 11/14/202 | 23254X110 | $1.8K | 350,000 | 0.0% |
| Helius MED Technologies Inc | COM CL A NEW | 42328V603 | $1.7K | 101,214 | 0.0% |
| NLS Pharmaceutics LTDCall | *W EXP 09/25/202 | H57830111 | $872 | 827,921 | 0.0% |