Q3 2021 Holdings
Filed 2021-11-12 | 101 holdings | $33.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $18.2M | 554,682 | 54.4% |
| American Superconductor Corp(AMSC) | SHS NEW | 030111207 | $5.8M | 395,487 | 17.2% |
| Amtech SYS Inc(ASYS) | COM PAR $0.01N | 032332504 | $3.1M | 273,100 | 9.3% |
| Acacia Resh Corp(ACTG) | ACACIA TCH COM | 003881307 | $2.5M | 362,906 | 7.4% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $2.1M | 66,469 | 6.3% |
| Bridgeline Digital Inc(BLIN) | COM | 10807Q700 | $855.4K | 1,259,644 | 2.6% |
| Aridis Pharmaceuticals Inc(ARDS) | COM | 040334104 | $554.0K | 150,591 | 1.7% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $109.4K | 500,000 | 0.3% |
| Silicon Motion Technology Co(SIMO) | SPONSORED ADR | 82706C108 | $29.1K | 1,468,735 | 0.1% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $25.2K | 3,370,153 | 0.1% |
| PDF Solutions Inc(PDFS) | COM | 693282105 | $23.2K | 1,005,000 | 0.1% |
| Photronics Inc(PLAB) | COM | 719405102 | $18.7K | 1,370,734 | 0.1% |
| Galera Therapeutics Inc(GRTX) | COM | 36338D108 | $16.5K | 2,036,495 | 0.0% |
| Adtran Inc(ADTNEUR) | COM | 00738A106 | $15.2K | 812,656 | 0.0% |
| O2micro International Limite | SPONS ADR | 67107W100 | $14.8K | 2,458,402 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $12.7K | 2,585,743 | 0.0% |
| Aveo Pharmaceuticals Inc(0HJQ) | COM NEW | 053588307 | $12.3K | 1,986,176 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $12.0K | 3,023,036 | 0.0% |
| DZS Inc(DZSIQ) | COM | 268211109 | $11.9K | 969,015 | 0.0% |
| PDS Biotechnology Corp(PDSB) | COM | 70465T107 | $11.5K | 773,560 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD) | COM | 98420X103 | $8.8K | 1,664,540 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $8.2K | 1,234,121 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $7.8K | 1,609,398 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $7.7K | 1,208,250 | 0.0% |
| Puma Biotechnology Inc(PBYI) | COM | 74587V107 | $6.1K | 864,427 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD)Call | COM | 05351X101 | $5.9K | 300,000 | 0.0% |
| Franklin Wireless Corp(FKWL) | COM | 355184102 | $5.7K | 780,000 | 0.0% |
| Cyberoptics Corp(CYBE1EUR) | COM | 232517102 | $4.1K | 116,566 | 0.0% |
| Myomo Inc(MYO) | COM NEW | 62857J201 | $4.1K | 348,125 | 0.0% |
| RF Inds LTD(RFIL) | COM PAR $0.01 | 749552105 | $4.0K | 495,037 | 0.0% |
| Wireless Telecom Group Inc | COM | 976524108 | $3.9K | 1,867,639 | 0.0% |
| Transcode Therapeutics Inc | COM | 89357L105 | $3.8K | 1,270,500 | 0.0% |
| BK Technologies Corporation | COM | 05587G104 | $3.8K | 1,340,000 | 0.0% |
| Allena Pharmaceuticals(ALNAEUR) | COM | 018119107 | $3.6K | 4,000,000 | 0.0% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $3.5K | 440,301 | 0.0% |
| HTG Molecular Diagnostics in | COM NEW | 40434H203 | $3.5K | 612,000 | 0.0% |
| Processa Pharmaceuticals Inc | COM NEW | 74275C205 | $3.3K | 387,097 | 0.0% |
| Data I O Corp(DAIO) | COM | 237690102 | $2.7K | 418,310 | 0.0% |
| Medicenna Therapeutics Corp(MDNAF) | COM | 58490H107 | $2.5K | 915,000 | 0.0% |
| Cyclo Therapeutics IncCall | COM NEW | 23254X201 | $2.4K | 350,000 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $2.2K | 1,701,185 | 0.0% |
| Ideal PWR Inc(IPWR) | COM NEW | 451622203 | $2.2K | 144,347 | 0.0% |
| Alimera Sciences Inc | COM NEW | 016259202 | $2.1K | 501,025 | 0.0% |
| NLS Pharmaceutics LTDCall | *W EXP 09/25/202 | H57830111 | $2.1K | 827,921 | 0.0% |
| Yield10 Bioscience Inc | COM | 98585K862 | $2.0K | 342,000 | 0.0% |
| Ondas Hldgs Inc(ONDS) | COM NEW | 68236H204 | $1.9K | 207,070 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $1.8K | 343,126 | 0.0% |
| Nuwellis Inc | COM | 67113Y108 | $1.7K | 760,000 | 0.0% |
| Dermata Therapeutics Inc | COM | 249845108 | $786 | 175,000 | 0.0% |
| Dermata Therapeutics IncCall | COM | 249845108 | $786 | 175,000 | 0.0% |