Q3 2022 Holdings
Filed 2022-11-14 | 98 holdings | $35.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $14.7M | 535,918 | 41.4% |
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $10.1M | 314,406 | 28.5% |
| Airgain Inc(AIRG) | COM | 00938A104 | $5.2M | 727,484 | 14.8% |
| Ardelyx Inc(ARDX) | COM | 039697107 | $1.8M | 1,487,476 | 5.0% |
| Cognition Therapeutics Inc(CGTX) | COM | 19243B102 | $1.5M | 798,335 | 4.3% |
| Context Therapeutics Inc(CNTX) | COM | 21077P108 | $1.4M | 1,291,771 | 4.0% |
| Abeona Therapeutics Inc(ABEO) | COM NEW | 00289Y206 | $428.0K | 140,644 | 1.2% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $67.6K | 410,000 | 0.2% |
| Adtran Holdings Inc(ADTN) | COM | 00486H105 | $22.7K | 1,161,019 | 0.1% |
| Aveo Pharmaceuticals Inc(0HJQ) | COM NEW | 053588307 | $22.5K | 2,739,255 | 0.1% |
| Materion Corp(MTRN) | COM | 576690101 | $19.3K | 241,189 | 0.1% |
| Transphorm Inc(TGAN) | COM | 89386L100 | $19.0K | 3,772,875 | 0.1% |
| DZS Inc(DZSIQ) | COM | 268211109 | $19.0K | 1,677,879 | 0.1% |
| Tela BIO Inc(TELA) | COM | 872381108 | $13.0K | 1,529,669 | 0.0% |
| Indie Semiconductor Inc(INDI) | CLASS A COM | 45569U101 | $10.6K | 1,452,766 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $10.0K | 3,887,172 | 0.0% |
| Calamp Corp(CAMPEUR) | COM | 128126109 | $9.0K | 2,336,942 | 0.0% |
| Sono Group N V | COM | N81409109 | $8.9K | 3,516,129 | 0.0% |
| Silicon Motion Technology Co(SIMO) | SPONSORED ADR | 82706C108 | $7.5K | 114,400 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $6.9K | 2,913,067 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $4.9K | 854,430 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $4.9K | 757,063 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $4.7K | 1,957,054 | 0.0% |
| Icad Inc(ICADUSD) | COM NEW | 44934S206 | $3.7K | 1,755,634 | 0.0% |
| BK Technologies Corporation | COM | 05587G104 | $3.3K | 1,373,750 | 0.0% |
| Medicenna Therapeutics Corp(MDNAF) | COM | 58490H107 | $3.2K | 3,850,154 | 0.0% |
| RF Inds LTD(RFIL) | COM PAR $0.01 | 749552105 | $2.9K | 512,037 | 0.0% |
| Apollo Endosurgery Inc(HQ8F) | COM | 03767D108 | $2.8K | 508,536 | 0.0% |
| Ideal PWR Inc(IPWR) | COM NEW | 451622203 | $2.2K | 213,368 | 0.0% |
| Lightpath Technologies Inc(LPTH) | COM CL A | 532257805 | $2.2K | 2,039,832 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD) | COM | 98420X103 | $1.7K | 997,719 | 0.0% |
| Evolus Inc(EOLS) | COM | 30052C107 | $1.6K | 200,000 | 0.0% |
| Capstone Green Energy Corp | COM | 14067D508 | $1.6K | 900,000 | 0.0% |
| RVL Pharmaceuticals PLC | SHS | G6S41R101 | $1.6K | 739,531 | 0.0% |
| Transcode Therapeutics Inc | COM | 89357L105 | $1.4K | 1,289,000 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $1.1K | 1,200,000 | 0.0% |
| Franklin Wireless Corp(FKWL) | COM | 355184102 | $1.1K | 390,000 | 0.0% |
| Vaccinex Inc | COM | 918640103 | $1.0K | 2,081,801 | 0.0% |
| Myomo Inc(MYO) | COM NEW | 62857J201 | $999 | 617,179 | 0.0% |
| Soleno Therapeutics Inc(SLNO) | COM | 834203309 | $708 | 424,089 | 0.0% |
| Processa Pharmaceuticals Inc | COM NEW | 74275C205 | $686 | 303,703 | 0.0% |
| Cellectar Biosciences Inc(CLRBUSD) | COM NEW | 15117F807 | $586 | 174,422 | 0.0% |
| Neubase Therapeutics Inc | COM | 64132K102 | $345 | 872,023 | 0.0% |
| Cambium Networks Corp(CMBMF) | SHS | G17766109 | $325 | 19,182 | 0.0% |
| Athenex Inc(ATNXEUR) | COM | 04685N103 | $269 | 1,000,134 | 0.0% |
| NLS Pharmaceutics LTD | *W EXP 09/25/202 | H57830111 | $158 | 633,361 | 0.0% |
| Saverone 2014 LTD(SVREW) | *W EXP 06/02/202 | 80516T113 | $128 | 428,330 | 0.0% |
| Cyclo Therapeutics Inc | *W EXP 11/14/202 | 23254X110 | $77 | 219,795 | 0.0% |
| NLS Pharmaceutics LTDCall | *W EXP 09/25/202 | H57830111 | $49 | 194,060 | 0.0% |
| Saverone 2014 LTD(SVREW)Call | *W EXP 06/02/202 | 80516T113 | $42 | 141,364 | 0.0% |