Q4 2022 Holdings
Filed 2023-02-15 | 97 holdings | $303.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DZS Inc(DZSIQ) | COM | 268211109 | $22.7M | 1,787,275 | 7.5% |
| Adtran Holdings Inc(ADTN) | COM | 00486H105 | $22.2M | 1,179,919 | 7.3% |
| Transphorm Inc(TGAN) | COM | 89386L100 | $19.6M | 3,609,346 | 6.5% |
| Tela BIO Inc(TELA) | COM | 872381108 | $19.3M | 1,679,281 | 6.4% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $18.3M | 2,550,234 | 6.0% |
| Indie Semiconductor Inc(INDI) | CLASS A COM | 45569U101 | $17.8M | 3,058,243 | 5.9% |
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $16.6M | 532,918 | 5.5% |
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $14.4M | 358,106 | 4.7% |
| Biodesix Inc | COM | 09075X108 | $14.0M | 6,093,475 | 4.6% |
| Cambium Networks Corp(CMBMF) | SHS | G17766109 | $12.7M | 584,106 | 4.2% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $11.8M | 1,000,000 | 3.9% |
| Calamp Corp(CAMPEUR) | COM | 128126109 | $10.4M | 2,327,942 | 3.4% |
| Aveo Pharmaceuticals Inc(0HJQ) | COM NEW | 053588307 | $10.4M | 695,358 | 3.4% |
| CTI Biopharma Corp(CTIC1USD) | COM | 12648L601 | $8.4M | 1,405,859 | 2.8% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $7.8M | 4,156,891 | 2.6% |
| Evolus Inc(EOLS) | COM | 30052C107 | $7.0M | 928,528 | 2.3% |
| BK Technologies Corporation | COM | 05587G104 | $5.6M | 1,689,724 | 1.8% |
| Infinera Corp(INFNEUR) | COM | 45667G103 | $5.6M | 824,971 | 1.8% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $4.7M | 849,930 | 1.6% |
| Airgain Inc(AIRG) | COM | 00938A104 | $4.7M | 725,484 | 1.6% |
| Cognition Therapeutics Inc(CGTX) | COM | 19243B102 | $4.3M | 2,037,853 | 1.4% |
| Coherent Corp(COHR) | COM | 19247G107 | $3.5M | 100,000 | 1.2% |
| Theratechnologies Inc | COM | 88338H100 | $3.4M | 3,830,039 | 1.1% |
| Apollo Endosurgery Inc(HQ8F) | COM | 03767D108 | $3.2M | 316,436 | 1.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $3.0M | 1,932,046 | 1.0% |
| Coya Therapeutics Inc(COYA) | COMMON STOCK | 22407B108 | $2.7M | 560,000 | 0.9% |
| RF Inds LTD(RFIL) | COM PAR $0.01 | 749552105 | $2.6M | 508,297 | 0.9% |
| Lightpath Technologies Inc(LPTH) | COM CL A | 532257805 | $2.5M | 2,029,832 | 0.8% |
| Ideal PWR Inc(IPWR) | COM NEW | 451622203 | $2.3M | 213,068 | 0.8% |
| Prosomnus Inc | COMMON STOCK | 50535E108 | $2.1M | 390,640 | 0.7% |
| RVL Pharmaceuticals PLC | SHS | G6S41R101 | $2.0M | 1,801,864 | 0.7% |
| Abeona Therapeutics Inc(ABEO) | COM NEW | 00289Y206 | $2.0M | 652,174 | 0.7% |
| Medicenna Therapeutics Corp(MDNAF) | COM | 58490H107 | $2.0M | 4,346,983 | 0.7% |
| TFF Pharmaceuticals Inc | COM | 87241J104 | $1.8M | 1,739,130 | 0.6% |
| Franklin Wireless Corp(FKWL) | COM | 355184102 | $1.7M | 390,000 | 0.6% |
| Vaccinex Inc | COM | 918640103 | $1.7M | 2,451,801 | 0.5% |
| Cellectar Biosciences Inc(CLRBUSD) | COM NEW | 15117F807 | $1.6M | 931,888 | 0.5% |
| Capstone Green Energy Corp | COM | 14067D508 | $1.3M | 896,500 | 0.4% |
| Biocardia Inc(BCDA) | COM | 09060U507 | $1.2M | 595,237 | 0.4% |
| Kwesst Micro Systems Inc | COM NEW | 501506604 | $1.0M | 400,000 | 0.3% |
| Soleno Therapeutics Inc(SLNO) | COM | 834203309 | $836.5K | 422,489 | 0.3% |
| Context Therapeutics Inc(CNTX) | COM | 21077P108 | $745.4K | 1,143,745 | 0.2% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $695.4K | 1,200,000 | 0.2% |
| Kwesst Micro Systems IncCall | *W EXP 12/09/202 | 501506133 | $539.1K | 599,000 | 0.2% |
| Processa Pharmaceuticals Inc | COM NEW | 74275C205 | $334.1K | 303,703 | 0.1% |
| NLS Pharmaceutics LTDCall | *W EXP 02/02/202 | H57830111 | $239.8K | 826,921 | 0.1% |
| Cyclo Therapeutics IncCall | *W EXP 12/11/202 | 23254X110 | $140.5K | 270,274 | 0.0% |
| Saverone 2014 LTD(SVREW)Call | *W EXP 06/02/202 | 80516T113 | $56.8K | 569,194 | 0.0% |
| Rezolute Inc(RZLT) | COM NEW | 76200L309 | $24.6K | 11,866 | 0.0% |