Q2 2023 Holdings
Filed 2023-08-14 | 187 holdings | $455.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Coherent Corp | 6% CONV PFD A | 19247G206 | $51.8M | 228,068 | 11.4% |
| Occidental Pete Corp(OXY) | COM | 674599105 | $30.0M | 510,893 | 6.6% |
| Occidental Pete Corp(OXY)Put | COM | 674599105 | $25.2M | 428,500 | 5.5% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $18.8M | 177,656 | 4.1% |
| RBC Bearings Inc(RBC)Put | COM | 75524B104 | $16.0M | 73,600 | 3.5% |
| Royal Caribbean Cruises Ltd. 6 08/15/2025 | FIXED INCOME | 780153BP6 | $15.4M | $7,000,000 | 3.4% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $14.0M | $8,340,000 | 3.1% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $12.8M | $10,000,000 | 2.8% |
| Colony Capital Operating Co 5.75 07/15/2025 | FIXED INCOME | 19626LAA5 | $12.1M | $7,397,000 | 2.7% |
| EPR Pptys | PFD C CV 5.75% | 26884U208 | $12.0M | 567,840 | 2.6% |
| Algonquin PWR Utils Corp | UNIT 06/15/2024 | 015857873 | $11.8M | 401,465 | 2.6% |
| Occidental Pete Corp(OXY)Call | COM | 674599105 | $11.5M | 196,000 | 2.5% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $11.4M | $6,908,000 | 2.5% |
| Carnival Corp | NOTE 5.750%10/0 | 143658BT8 | $9.6M | $4,869,000 | 2.1% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $9.4M | 251,370 | 2.1% |
| Transocean Inc. 144A 4.625 09/30/2029 | FIXED INCOME | 893830BU2 | $8.9M | $4,000,000 | 2.0% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $7.1M | $3,629,000 | 1.6% |
| Brookdale SR Living Inc | UNIT 11/15/2025 | 112463302 | $6.7M | 108,242 | 1.5% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $6.5M | 1,037,295 | 1.4% |
| Enovix Corp 144A 3 05/01/2028 | FIXED INCOME | 293594AC1 | $6.3M | $4,750,000 | 1.4% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $6.1M | $4,500,000 | 1.3% |
| KKR & Co Inc | 6% MCONV PFD C | 48251W401 | $6.1M | 91,711 | 1.3% |
| Novavax Inc. 144A 5 12/15/2027 | FIXED INCOME | 670002AC8 | $5.3M | $7,200,000 | 1.2% |
| Sabre Corp | 6.50% CONV PFD A | 78573M203 | $5.1M | 107,790 | 1.1% |
| Pioneer NAT RES Co | NOTE 0.250% 5/1 | 723787AP2 | $4.9M | $2,250,000 | 1.1% |
| Garrett Motion Inc(GTX) | COM | 366505105 | $4.9M | 647,344 | 1.1% |
| Verra Mobility Corp(VRRM) | CL A COM STK | 92511U102 | $4.9M | 248,201 | 1.1% |
| PG&E Corp | UNIT 08/16/2023 | 69331C140 | $4.3M | 28,597 | 0.9% |
| Lumentum Holdings Inc. 144A 1.5 12/15/2029 | FIXED INCOME | 55024UAG4 | $4.1M | $4,000,000 | 0.9% |
| CTO Realty Growth Inc. 3.875 04/15/2025 | FIXED INCOME | 210226AD8 | $4.0M | $3,596,000 | 0.9% |
| Vertex Energy Inc(VTNRUSD)Put | COM | 92534K107 | $3.6M | 578,300 | 0.8% |
| NIO Inc | NOTE 4.500% 2/0 | 62914VAB2 | $3.6M | $3,000,000 | 0.8% |
| Peabody Engr Corp | NOTE 3.250% 3/0 | 704551AD2 | $3.4M | $2,500,000 | 0.7% |
| Chart Inds Inc | 6.75DP CNV PFD B | 16115Q407 | $3.3M | 50,671 | 0.7% |
| Royal Caribbean Group(RCL)Call | COM | V7780T103 | $3.3M | 31,600 | 0.7% |
| LI Auto Inc | NOTE 0.250% 5/0 | 50202MAB8 | $3.3M | $2,390,000 | 0.7% |
| Nisource Inc | UNIT 12/01/2023 | 65473P121 | $3.2M | 31,777 | 0.7% |
| Coherent Corp(COHR)Call | COM | 19247G107 | $3.2M | 63,200 | 0.7% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $3.1M | 173,800 | 0.7% |
| Herbalife Nutrition Ltd. 144A 4.25 06/15/2028 | FIXED INCOME | 42703MAE3 | $3.1M | $3,000,000 | 0.7% |
| Carnival Corp(CCL)Call | COMMON STOCK | 143658300 | $3.1M | 162,400 | 0.7% |
| Stem Inc. 144A 4.25 04/01/2030 | FIXED INCOME | 85859NAC6 | $3.0M | $3,000,000 | 0.7% |
| Garrett Motion Inc(GTX)Put | COM | 366505105 | $2.9M | 379,700 | 0.6% |
| Fluor Corp New(FLR)Put | COM | 343412102 | $2.9M | 97,000 | 0.6% |
| AST Spacemobile Inc(ASTS)Call | COM CL A | 00217D100 | $2.8M | 599,000 | 0.6% |
| Target Hospitality Corp(TH) | COM | 87615L107 | $2.8M | 207,803 | 0.6% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $2.6M | $2,000,000 | 0.6% |
| Target Hospitality Corp(TH)Call | COM | 87615L107 | $2.5M | 182,600 | 0.5% |
| Coherent Corp(COHR)Put | COM | 19247G107 | $2.3M | 45,200 | 0.5% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $2.2M | 5,000 | 0.5% |