Q3 2023 Holdings
Filed 2023-11-13 | 96 holdings | $211.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $15.8M | 272,801 | 7.5% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $15.7M | 2,207,009 | 7.4% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $15.1M | 1,752,022 | 7.1% |
| Indie Semiconductor Inc(INDI) | CLASS A COM | 45569U101 | $13.2M | 2,100,000 | 6.3% |
| Transphorm Inc(TGAN) | COM | 89386L100 | $10.3M | 4,619,558 | 4.9% |
| Tela BIO Inc(TELA) | COM | 872381108 | $10.0M | 1,252,945 | 4.7% |
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $9.9M | 317,544 | 4.7% |
| Electrovaya Inc(ELVA) | COM NEW | 28617B606 | $9.6M | 3,353,308 | 4.5% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $8.3M | 848,430 | 3.9% |
| Biodesix Inc | COM | 09075X108 | $8.1M | 4,906,698 | 3.8% |
| Alimera Sciences Inc | COM NEW | 016259202 | $7.4M | 2,372,572 | 3.5% |
| Ouster Inc(OUST) | COM NEW | 68989M202 | $6.5M | 1,287,993 | 3.1% |
| Apyx Medical Corporation(APYX) | COM | 03837C106 | $6.1M | 1,895,231 | 2.9% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $5.5M | 1,355,022 | 2.6% |
| GSI Technology Inc(GSIT) | COM | 36241U106 | $5.4M | 2,000,000 | 2.6% |
| Lightpath Technologies Inc(LPTH) | COM CL A | 532257805 | $5.4M | 3,723,932 | 2.6% |
| Abeona Therapeutics Inc(ABEO) | COM NEW | 00289Y206 | $4.8M | 1,135,252 | 2.3% |
| BK Technologies Corporation(BKTI) | COM NEW | 05587G203 | $4.1M | 330,896 | 1.9% |
| Broadwind Inc(BWEN) | COM NEW | 11161T207 | $3.2M | 991,700 | 1.5% |
| Cognition Therapeutics Inc(CGTX) | COM | 19243B102 | $2.9M | 2,038,853 | 1.4% |
| Clene Inc(CLNNEUR) | COMMON STOCK | 185634102 | $2.9M | 5,801,878 | 1.4% |
| Fennec Pharmaceuticals Inc(FENC) | COM | 31447P100 | $2.8M | 373,526 | 1.3% |
| Spruce Biosciences Inc | COM | 85209E109 | $2.7M | 1,211,000 | 1.3% |
| Airgain Inc(AIRG) | COM | 00938A104 | $2.7M | 722,534 | 1.3% |
| Myomo Inc(MYO) | COM NEW | 62857J201 | $2.4M | 2,188,883 | 1.2% |
| Assertio Holdings Inc | COM NEW | 04546C205 | $2.4M | 943,857 | 1.1% |
| Karyopharm Therapeutics Inc(KPTIEUR) | COM | 48576U106 | $2.4M | 1,773,474 | 1.1% |
| Elutia Inc(ELUT) | CL A COM | 05479K106 | $2.3M | 1,764,000 | 1.1% |
| CVD Equip Corp(CVV) | COM | 126601103 | $2.2M | 335,508 | 1.1% |
| Coya Therapeutics Inc(COYA) | COMMON STOCK | 22407B108 | $2.1M | 535,794 | 1.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $2.0M | 1,323,985 | 0.9% |
| Applied Therapeutics Inc(APLT) | COM | 03828A101 | $2.0M | 793,350 | 0.9% |
| Cellectar Biosciences Inc(CLRBUSD) | COM NEW | 15117F807 | $1.8M | 677,511 | 0.8% |
| Theratechnologies Inc(TQ80) | COM NEW | 88338H704 | $1.7M | 803,396 | 0.8% |
| Aprea Therapeutics Inc(APRE) | COM NEW | 03836J201 | $1.5M | 349,300 | 0.7% |
| Capstone Green Energy Corp | COM | 14067D508 | $1.3M | 1,800,000 | 0.6% |
| Medicenna Therapeutics Corp(MDNAF) | COM | 58490H107 | $1.3M | 4,339,983 | 0.6% |
| Franklin Wireless Corp(FKWL) | COM | 355184102 | $1.2M | 390,000 | 0.6% |
| Vaccinex Inc | COM NEW | 918640202 | $1.2M | 1,090,173 | 0.6% |
| Calamp Corp(CAMPEUR) | COM | 128126109 | $1.2M | 3,017,151 | 0.6% |
| TFF Pharmaceuticals Inc | COM | 87241J104 | $929.3K | 2,655,235 | 0.4% |
| Kwesst Micro Systems Inc | COM NEW | 501506604 | $899.0K | 556,175 | 0.4% |
| Ideal PWR Inc(IPWR) | COM NEW | 451622203 | $893.6K | 91,947 | 0.4% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $464.5K | 48,941 | 0.2% |
| Prosomnus Inc | COMMON STOCK | 50535E108 | $399.1K | 378,528 | 0.2% |
| Tempest Therapeutics Inc(OVASUSD) | COM | 87978U108 | $124.6K | 406,250 | 0.1% |
| Kwesst Micro Systems IncCall | *W EXP 12/09/202 | 501506133 | $124.2K | 599,000 | 0.1% |
| Saverone 2014 LTD(SVREW)Call | *W EXP 06/02/202 | 80516T113 | $79.2K | 568,694 | 0.0% |