Q3 2023 Holdings
Filed 2023-11-14 | 216 holdings | $406.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Occidental Pete Corp(OXY) | COM | 674599105 | $26.0M | 400,325 | 6.4% |
| Occidental Pete Corp(OXY)Put | COM | 674599105 | $23.9M | 368,400 | 5.9% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $19.2M | 174,224 | 4.7% |
| RBC Bearings Inc(RBC)Put | COM | 75524B104 | $16.3M | 69,600 | 4.0% |
| Colony Capital Operating Co 5.75 Percent 07/15/2025 | FIXED INCOME | 19626LAA5 | $14.5M | $7,397,000 | 3.6% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $14.1M | $13,225,000 | 3.5% |
| Carnival Corp | NOTE 5.750%10/0 | 143658BT8 | $14.0M | $9,369,000 | 3.4% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $14.0M | $8,340,000 | 3.4% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $12.9M | 298,915 | 3.2% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $12.8M | 30,000 | 3.2% |
| Royal Caribbean Group | NOTE 6.000% 8/1 | 780153BQ4 | $11.8M | $6,000,000 | 2.9% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $11.2M | $2,500,000 | 2.8% |
| Occidental Pete Corp(OXY)Call | COM | 674599105 | $10.5M | 161,200 | 2.6% |
| Transocean Inc. 144A 4.625 Percent 09/30/2029 | FIXED INCOME | 893830BU2 | $10.4M | $4,000,000 | 2.6% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $10.0M | $7,600,000 | 2.5% |
| EPR Pptys | PFD C CV 5.75% | 26884U208 | $9.9M | 531,334 | 2.4% |
| Algonquin PWR Utils Corp | UNIT 06/15/2024 | 015857873 | $9.5M | 437,782 | 2.3% |
| Apollo Global Mgmt Inc | SER A MAND CNV | 03769M304 | $7.3M | 132,602 | 1.8% |
| RBC Bearings Inc(RBC)Call | COM | 75524B104 | $6.9M | 29,500 | 1.7% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $6.6M | $4,500,000 | 1.6% |
| Brookdale SR Living Inc | UNIT 11/15/2025 | 112463302 | $6.5M | 111,833 | 1.6% |
| California Resources Corp Exp10/23/2024 | WARR | 13057Q123 | $6.3M | 297,946 | 1.6% |
| Target Hospitality Corp | *W EXP 03/15/202 | 87615L115 | $5.1M | 1,001,620 | 1.3% |
| Enovix Corp 144A 3 Percent 05/01/2028 | FIXED INCOME | 293594AC1 | $5.1M | $4,750,000 | 1.2% |
| Chart Inds Inc | 6.75DP CNV PFD B | 16115Q407 | $5.0M | 75,521 | 1.2% |
| Wayfair Inc | NOTE 3.250% 9/1 | 94419LAP6 | $4.8M | $4,000,000 | 1.2% |
| Garrett Motion Inc(GTX) | COM | 366505105 | $4.7M | 597,940 | 1.2% |
| Novavax Inc. 144A 5 Percent 12/15/2027 | FIXED INCOME | 670002AC8 | $4.7M | $6,200,000 | 1.2% |
| Stem Inc. 144A 4.25 Percent 04/01/2030 | FIXED INCOME | 85859NAC6 | $4.6M | $5,750,000 | 1.1% |
| Rivian Automotive Inc 144A 4.625 Percent 03/15/2029 | FIXED INCOME | 76954AAA1 | $4.3M | $3,000,000 | 1.1% |
| Dynavax Technologies Corp | NOTE 2.500% 5/1 | 268158AD4 | $4.2M | $2,725,000 | 1.0% |
| LI Auto Inc | NOTE 0.250% 5/0 | 50202MAB8 | $4.1M | $2,915,000 | 1.0% |
| CTO Realty Growth Inc. 3.875 Percent 04/15/2025 | FIXED INCOME | 210226AD8 | $3.8M | $3,596,000 | 0.9% |
| Fluor Corp New(FLR)Put | COM | 343412102 | $3.3M | 90,300 | 0.8% |
| Great Ajax Corp | 7.25 CV SR NT 24 | 38983D409 | $3.2M | 131,211 | 0.8% |
| Fluor Corp New(FLR)Call | COM | 343412102 | $2.9M | 78,500 | 0.7% |
| Garrett Motion Inc(GTX)Put | COM | 366505105 | $2.8M | 356,100 | 0.7% |
| Microstrategy Inc | NOTE 0.750%12/1 | 594972AC5 | $2.7M | $2,492,000 | 0.7% |
| Target Hospitality Corp(TH)Call | COM | 87615L107 | $2.6M | 166,100 | 0.6% |
| Verra Mobility Corp(VRRM) | CL A COM STK | 92511U102 | $2.6M | 140,705 | 0.6% |
| Vertex Energy Inc(VTNRUSD)Put | COM | 92534K107 | $2.5M | 570,900 | 0.6% |
| Royal Caribbean Group | NOTE 2.875%11/1 | 780153BF8 | $2.3M | $2,000,000 | 0.6% |
| Sarepta Therapeutics Inc | NOTE 1.250% 9/1 | 803607AD2 | $2.2M | $2,000,000 | 0.5% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $2.2M | 171,600 | 0.5% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $2.2M | 483,932 | 0.5% |
| Herbalife Nutrition Ltd. 144A 4.25 Percent 06/15/2028 | FIXED INCOME | 42703MAE3 | $2.1M | $2,000,000 | 0.5% |
| AST Spacemobile Inc(ASTS)Call | COM CL A | 00217D100 | $2.1M | 541,700 | 0.5% |
| Carnival Corp(CCL)Call | COMMON STOCK | 143658300 | $2.0M | 147,400 | 0.5% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $2.0M | $2,000,000 | 0.5% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $1.9M | $2,000,000 | 0.5% |