Q3 2023 Holdings
Filed 2023-11-15 | 163 holdings | $168.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Palo Alto Networks Inc | NOTE 0.375% 6/0 | 697435AF2 | $8.3M | $3,514,000 | 4.9% |
| Bloomin Brands Inc | NOTE 5.000% 5/0 | 094235AB4 | $8.0M | $3,605,000 | 4.8% |
| Royal Caribbean Group | NOTE 6.000% 8/1 | 780153BQ4 | $7.7M | $3,894,000 | 4.6% |
| Chart Inds Inc | NOTE 1.000%11/1 | 16115QAE0 | $7.6M | $2,609,000 | 4.5% |
| Transocean Inc | DEB 4.625% 9/3 | 893830BW8 | $7.1M | $2,719,000 | 4.2% |
| Livent Corp | NOTE 4.125% 7/1 | 53814LAB4 | $4.0M | $1,838,000 | 2.4% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $3.8M | 539,665 | 2.3% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $3.7M | 428,367 | 2.2% |
| Indie Semiconductor Inc(INDI) | CLASS A COM | 45569U101 | $3.4M | 534,753 | 2.0% |
| GEO Corrections Holdings Inc | NOTE 6.500% 2/2 | 36166WAB9 | $3.1M | $2,553,000 | 1.8% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $2.9M | $1,992,000 | 1.7% |
| Varex Imaging Corp | NOTE 4.000% 6/0 | 92214XAB2 | $2.9M | $2,552,000 | 1.7% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $2.7M | $2,903,000 | 1.6% |
| Progress Software Corp | NOTE 1.000% 4/1 | 743312AB6 | $2.7M | $2,564,000 | 1.6% |
| Transphorm Inc(TGAN) | COM | 89386L100 | $2.6M | 1,152,278 | 1.5% |
| LCI Inds | NOTE 1.125% 5/1 | 501812AB7 | $2.5M | $2,708,000 | 1.5% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $2.5M | $1,431,000 | 1.5% |
| Starwood Ppty TR Inc | NOTE 6.750% 7/1 | 85571BBA2 | $2.5M | $2,449,000 | 1.5% |
| Tela BIO Inc(TELA) | COM | 872381108 | $2.5M | 314,220 | 1.5% |
| Apollo Global Mgmt Inc(APO) | COM | 03769M106 | $2.5M | 27,503 | 1.5% |
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $2.3M | 75,046 | 1.4% |
| Post Hldgs Inc | NOTE 2.500% 8/1 | 737446AT1 | $2.3M | $2,310,000 | 1.4% |
| Veradigm Inc | NOTE 0.875% 1/0 | 01988PAF5 | $2.3M | $2,020,000 | 1.4% |
| Progressive Corp(PGR) | COM | 743315103 | $2.1M | 15,247 | 1.3% |
| Integra Lifesciences Hldgs C | NOTE 0.500% 8/1 | 457985AM1 | $2.1M | $2,290,000 | 1.2% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $2.1M | 211,862 | 1.2% |
| Franklin Covey Co(FC) | COM | 353469109 | $2.1M | 48,178 | 1.2% |
| Biodesix Inc | COM | 09075X108 | $2.0M | 1,202,367 | 1.2% |
| Patrick Inds Inc | NOTE 1.750%12/0 | 703343AG8 | $2.0M | $2,075,000 | 1.2% |
| Onemain Hldgs Inc(OMF) | COM | 68268W103 | $1.9M | 48,433 | 1.2% |
| Alimera Sciences Inc | COM NEW | 016259202 | $1.8M | 593,709 | 1.1% |
| Parsons Corp del | NOTE 0.250% 8/1 | 70202LAB8 | $1.8M | $1,435,000 | 1.1% |
| Microstrategy Inc | NOTE 0.750%12/1 | 594972AC5 | $1.8M | $1,656,000 | 1.1% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $1.7M | 17,661 | 1.0% |
| National Vision Hldgs Inc | NOTE 2.500% 5/1 | 63845RAB3 | $1.7M | $1,767,000 | 1.0% |
| NCL Corp LTD | NOTE 5.375% 8/0 | 62886HAX9 | $1.6M | $1,408,000 | 1.0% |
| Hilton Grand Vacations Inc(HGV) | COM | 43283X105 | $1.6M | 39,541 | 1.0% |
| Ouster Inc(OUST) | COM NEW | 68989M202 | $1.6M | 314,910 | 0.9% |
| Myomo Inc(MYO) | COM NEW | 62857J201 | $1.6M | 1,397,861 | 0.9% |
| Ziff Davis Inc | NOTE 1.750%11/0 | 48123VAE2 | $1.5M | $1,653,000 | 0.9% |
| Marriott Vacations Worldwide | NOTE 1/1 | 57164YAD9 | $1.5M | $1,677,000 | 0.9% |
| Apyx Medical Corporation(APYX) | COM | 03837C106 | $1.5M | 462,606 | 0.9% |
| Silicom LTD(SILC) | ORD | M84116108 | $1.4M | 54,880 | 0.8% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $1.4M | 336,643 | 0.8% |
| GSI Technology Inc(GSIT) | COM | 36241U106 | $1.4M | 499,400 | 0.8% |
| Lightpath Technologies Inc(LPTH) | COM CL A | 532257805 | $1.3M | 929,611 | 0.8% |
| Raymond James Finl Inc(RJF) | COM | 754730109 | $1.3M | 13,035 | 0.8% |
| Markel Group Inc(MKL) | COM | 570535104 | $1.2M | 835 | 0.7% |
| Abeona Therapeutics Inc(ABEO) | COM NEW | 00289Y206 | $1.2M | 281,280 | 0.7% |
| Iteris Inc New(ITIEUR) | COM | 46564T107 | $1.2M | 282,266 | 0.7% |