Q4 2023 Holdings
Filed 2024-02-09 | 130 holdings | $185.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bloomin Brands Inc | NOTE 5.000% 5/0 | 094235AB4 | $9.1M | $3,605,000 | 4.9% |
| Livent Corp | NOTE 4.125% 7/1 | 53814LAB4 | $8.9M | $4,228,000 | 4.8% |
| Royal Caribbean Group | NOTE 6.000% 8/1 | 780153BQ4 | $8.3M | $3,118,000 | 4.5% |
| Myomo Inc(MYO) | COM NEW | 62857J201 | $7.0M | 1,397,861 | 3.8% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $7.0M | 440,988 | 3.8% |
| Chart Inds Inc | NOTE 1.000%11/1 | 16115QAE0 | $6.0M | $2,574,000 | 3.3% |
| Progress Software Corp | NOTE 1.000% 4/1 | 743312AB6 | $5.6M | $5,262,000 | 3.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $4.8M | 771,344 | 2.6% |
| Indie Semiconductor Inc(INDI) | CLASS A COM | 45569U101 | $4.6M | 570,512 | 2.5% |
| Veradigm Inc | NOTE 0.875% 1/0 | 01988PAF5 | $4.5M | $4,448,000 | 2.4% |
| Transphorm Inc(TGAN) | COM | 89386L100 | $4.2M | 1,153,778 | 2.3% |
| Transocean Inc | DEB 4.625% 9/3 | 893830BW8 | $4.0M | $1,922,000 | 2.2% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $4.0M | $2,792,000 | 2.1% |
| Ouster Inc(OUST) | COM NEW | 68989M202 | $3.6M | 469,312 | 1.9% |
| GEO Corrections Holdings Inc | NOTE 6.500% 2/2 | 36166WAB9 | $3.6M | $2,553,000 | 1.9% |
| Patrick Inds Inc | NOTE 1.750%12/0 | 703343AG8 | $3.4M | $2,982,000 | 1.8% |
| Varex Imaging Corp | NOTE 4.000% 6/0 | 92214XAB2 | $3.1M | $2,552,000 | 1.7% |
| Starwood Ppty TR Inc | NOTE 6.750% 7/1 | 85571BBA2 | $2.8M | $2,552,000 | 1.5% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $2.7M | 20,723 | 1.5% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $2.7M | $2,228,000 | 1.5% |
| Hilton Grand Vacations Inc(HGV) | COM | 43283X105 | $2.7M | 65,976 | 1.4% |
| Electrovaya Inc(ELVA) | COM NEW | 28617B606 | $2.5M | 820,538 | 1.4% |
| Alimera Sciences Inc | COM NEW | 016259202 | $2.4M | 556,642 | 1.3% |
| Onemain Hldgs Inc(OMF) | COM | 68268W103 | $2.4M | 48,433 | 1.3% |
| Northern Oil & Gas Inc | NOTE 3.625% 4/1 | 665531AJ8 | $2.4M | $1,985,000 | 1.3% |
| Tela BIO Inc(TELA) | COM | 872381108 | $2.3M | 345,331 | 1.2% |
| Progressive Corp(PGR) | COM | 743315103 | $2.2M | 14,120 | 1.2% |
| Ziff Davis Inc | NOTE 1.750%11/0 | 48123VAE2 | $2.2M | $2,299,000 | 1.2% |
| Marriott Vacations Worldwide | NOTE 1/1 | 57164YAD9 | $2.1M | $2,414,000 | 1.2% |
| Biodesix Inc | COM | 09075X108 | $2.1M | 1,141,794 | 1.1% |
| Post Hldgs Inc | NOTE 2.500% 8/1 | 737446AT1 | $2.1M | $2,034,000 | 1.1% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $2.0M | $2,129,000 | 1.1% |
| Tandem Diabetes Care Inc | NOTE 1.500% 5/0 | 875372AB0 | $1.9M | $2,026,000 | 1.0% |
| Cellectar Biosciences Inc(CLRBUSD) | COM NEW | 15117F807 | $1.9M | 693,909 | 1.0% |
| Apollo Global Mgmt Inc(APO) | COM | 03769M106 | $1.9M | 20,002 | 1.0% |
| Ironwood Pharmaceuticals Inc | NOTE 0.750% 6/1 | 46333XAF5 | $1.7M | $1,636,000 | 0.9% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $1.7M | 258,534 | 0.9% |
| Fennec Pharmaceuticals Inc(FENC) | COM | 31447P100 | $1.6M | 141,500 | 0.9% |
| Expedia Group Inc | NOTE 2/1 | 30212PBE4 | $1.6M | $1,651,000 | 0.8% |
| Microstrategy Inc | NOTE 0.750%12/1 | 594972AC5 | $1.6M | $944,000 | 0.8% |
| Parsons Corp del | NOTE 0.250% 8/1 | 70202LAB8 | $1.6M | $1,088,000 | 0.8% |
| Spruce Biosciences Inc | COM | 85209E109 | $1.5M | 526,933 | 0.8% |
| Liveperson Inc(LPSNUSD) | COM | 538146101 | $1.5M | 400,704 | 0.8% |
| Bank America Corp(BAC) | COM | 060505104 | $1.5M | 44,667 | 0.8% |
| Franklin Covey Co(FC) | COM | 353469109 | $1.5M | 34,405 | 0.8% |
| Integra Lifesciences Hldgs C | NOTE 0.500% 8/1 | 457985AM1 | $1.5M | $1,558,000 | 0.8% |
| Theratechnologies Inc(TQ80) | COM NEW | 88338H704 | $1.5M | 906,557 | 0.8% |
| Iteris Inc New(ITIEUR) | COM | 46564T107 | $1.4M | 278,790 | 0.8% |
| Raymond James Finl Inc(RJF) | COM | 754730109 | $1.4M | 12,660 | 0.8% |
| Applied Therapeutics Inc(APLT) | COM | 03828A101 | $1.4M | 412,981 | 0.7% |