Q4 2023 Holdings
Filed 2024-02-14 | 216 holdings | $558.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $72.1M | $6,000,000 | 12.9% |
| Centerpoint Energy Incconv PFD Taxbl | EQUITY | 15189T206 | $68.8M | 1,349,895 | 12.3% |
| Royal Caribbean Group | NOTE 6.000% 8/1 | 780153BQ4 | $30.8M | $11,560,000 | 5.5% |
| Occidental Pete Corp(OXY)Put | COM | 674599105 | $25.1M | 420,400 | 4.5% |
| RBC Bearings Inc(RBC)Put | COM | 75524B104 | $21.9M | 76,800 | 3.9% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $18.4M | 141,410 | 3.3% |
| EPR Pptys | PFD C CV 5.75% | 26884U208 | $16.0M | 750,098 | 2.9% |
| Carnival Corporation 144A 5.75 10/01/2024 | FIXED INCOME | 143658BT8 | $14.6M | $7,669,000 | 2.6% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $14.5M | $3,995,000 | 2.6% |
| Colony Capital Operating Co 5.75 07/15/2025 | FIXED INCOME | 19626LAA5 | $14.4M | $7,397,000 | 2.6% |
| WTS Fornia Resources Corp Exp10/23/2024 | WARR | 13057Q123 | $14.3M | 738,057 | 2.6% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $13.7M | 351,766 | 2.5% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $12.2M | $8,100,000 | 2.2% |
| RBC Bearings Inc(RBC)Call | COM | 75524B104 | $10.5M | 37,000 | 1.9% |
| Occidental Pete Corp(OXY)Call | COM | 674599105 | $10.4M | 173,400 | 1.9% |
| Rivian Automotive Inc 144A 4.625 03/15/2029 | FIXED INCOME | 76954AAA1 | $9.1M | $6,500,000 | 1.6% |
| Algonquin PWR Utils Corp | UNIT 06/15/2024 | 015857873 | $8.7M | 392,452 | 1.6% |
| Brookdale SR Living Inc | UNIT 11/15/2025 | 112463302 | $8.6M | 106,669 | 1.5% |
| Transocean Inc. 144A 4.625 09/30/2029 | FIXED INCOME | 893830BU2 | $8.1M | $3,900,000 | 1.4% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $6.7M | $4,000,000 | 1.2% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $6.6M | $6,000,000 | 1.2% |
| Arbor Realty Trust Inc | NOTE 7.500% 8/0 | 038923BA5 | $6.2M | $6,150,000 | 1.1% |
| AST Spacemobile Inc(ASTS)Call | COM CL A | 00217D100 | $6.1M | 1,014,100 | 1.1% |
| NIO Inc. 144A 4.625 10/15/2030 | FIXED INCOME | 62914VAH9 | $6.1M | $5,750,000 | 1.1% |
| Microstrategy Inc | NOTE 0.750%12/1 | 594972AC5 | $5.8M | $3,492,000 | 1.0% |
| Applied Optoelectronics Inc. 5.25 12/15/2026 | FIXED INCOME | 03823UAC6 | $5.5M | $3,917,000 | 1.0% |
| Starwood Ppty TR Inc | NOTE 6.750% 7/1 | 85571BBA2 | $5.4M | $5,067,000 | 1.0% |
| NIO Inc | NOTE 4.500% 2/0 | 62914VAB2 | $5.2M | $4,780,000 | 0.9% |
| Microstrategy Inc(MSTR)Call | CL A NEW | 594972408 | $5.1M | 8,000 | 0.9% |
| Enovix Corp 144A 3 05/01/2028 | FIXED INCOME | 293594AC1 | $5.0M | $4,750,000 | 0.9% |
| Wayfair Inc | NOTE 3.250% 9/1 | 94419LAP6 | $4.9M | $4,000,000 | 0.9% |
| Carnival Corporation Regs 5.75 12/01/2027 | FIXED INCOME | 143658BV3 | $4.9M | $3,000,000 | 0.9% |
| CTO Realty Growth Inc. 3.875 04/15/2025 | FIXED INCOME | 210226AD8 | $4.3M | $3,596,000 | 0.8% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $4.2M | $3,500,000 | 0.8% |
| Novavax Inc. 144A 5 12/15/2027 | FIXED INCOME | 670002AC8 | $4.1M | $7,200,000 | 0.7% |
| Fluor Corp New(FLR)Put | COM | 343412102 | $3.9M | 99,100 | 0.7% |
| Dynavax Technologies Corp | NOTE 2.500% 5/1 | 268158AD4 | $3.7M | $2,525,000 | 0.7% |
| Microstrategy Inc(MSTR)Put | CL A NEW | 594972408 | $3.5M | 5,500 | 0.6% |
| Stem Inc. 144A 4.25 04/01/2030 | FIXED INCOME | 85859NAC6 | $3.4M | $4,750,000 | 0.6% |
| Spirit Airls Inc(SAVEEUR)Call | COM | 848577102 | $3.2M | 194,900 | 0.6% |
| Great Ajax Corp | 7.25 CV SR NT 24 | 38983D409 | $3.2M | 129,886 | 0.6% |
| NIO Inc. 144A 3.875 10/15/2029 | FIXED INCOME | 62914VAG1 | $3.2M | $3,000,000 | 0.6% |
| American Airls Group Inc(AAL)Call | COM | 02376R102 | $2.9M | 208,500 | 0.5% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $2.8M | 206,600 | 0.5% |
| LI Auto Inc | NOTE 0.250% 5/0 | 50202MAB8 | $2.8M | $1,915,000 | 0.5% |
| Carnival Corp(CCL)Call | UNIT 99/99/9999 | 143658300 | $2.7M | 147,400 | 0.5% |
| NIO Inc(NIO)Put | SPON ADS | 62914V106 | $2.3M | 248,700 | 0.4% |
| California RES Corp(CRC)Call | COM STOCK | 13057Q305 | $2.2M | 41,000 | 0.4% |
| Target Hospitality Corp(TH)Put | COM | 87615L107 | $2.2M | 223,800 | 0.4% |
| Chart Inds Inc | 6.75DP CNV PFD B | 16115Q407 | $1.9M | 34,884 | 0.3% |