Q4 2018 Holdings
Filed 2019-02-13 | 5113 holdings | $17.7B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-03-06) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Northern Technologies Intl(NTIC) | COM | 665809109 | $287 | 9,703 | 0.0% |
| Old Point Financial Corp(OPOF) | COM | 680194107 | $288 | 13,235 | 0.0% |
| Sumitomo Mitsui(SMFG) | SPONSORED ADR | 86562M209 | $290 | 44,659 | 0.0% |
| Gigcapital Inc - Cw23 | *W EXP 06/08/202 | 37518N122 | $290 | 1,200,000 | 0.0% |
| Citizens Holding Company(CIZN) | COM | 174715102 | $290 | 13,960 | 0.0% |
| Lexinfintech Holdings L(LX) | ADR | 528877103 | $292 | 40,374 | 0.0% |
| Materialise NV(MTLS) | SPONSORED ADS | 57667T100 | $292 | 14,582 | 0.0% |
| Global Self Storage Inc(SELF) | COM | 37955N106 | $293 | 74,849 | 0.0% |
| Hopfed Bancorp Inc(HFBC) | COM | 439734104 | $293 | 22,075 | 0.0% |
| BlackRock New York MUN II | COM | 09249R102 | $294 | 23,743 | 0.0% |
| BK Technologies Inc | COM | 09180A100 | $295 | 78,830 | 0.0% |
| Pearson PLC(PSO) | SPONSORED ADR | 705015105 | $297 | 24,919 | 0.0% |
| Newtek Business Services COR(NEWT) | COM NEW | 652526203 | $297 | 17,076 | 0.0% |
| BlackRock Enhanced Internati(XBGYX) | COM BENE INTER | 092524107 | $297 | 59,727 | 0.0% |
| Beyondspring Inc(BYSI) | SHS | G10830100 | $298 | 16,411 | 0.0% |
| Verrica Pharmaceuticals Inc | COM | 92511W108 | $300 | 36,906 | 0.0% |
| Regalwood Global Energy-Cw22 | *W EXP 12/05/202 | G74760128 | $300 | 300,000 | 0.0% |
| EP Energy Corp | CL A | 268785102 | $301 | 430,867 | 0.0% |
| Zynerba Pharmaceuticals Inc | COM | 98986X109 | $301 | 101,647 | 0.0% |
| Hornbeck Offshore Services | COM | 440543106 | $301 | 209,267 | 0.0% |
| Veru Inc(VERUEUR) | COM | 92536C103 | $301 | 215,601 | 0.0% |
| Proqr Therapeutics NV | SHS EURO | N71542109 | $302 | 19,193 | 0.0% |
| Neon Therapeutics Inc | COM | 64050Y100 | $303 | 60,309 | 0.0% |
| Kempharm Inc | COM | 488445107 | $304 | 171,047 | 0.0% |
| Ppdai Group Inc | SPONSORED ADR | 69354V108 | $304 | 84,532 | 0.0% |
| Computer Task Group Inc(CTGUSD) | COM | 205477102 | $305 | 74,797 | 0.0% |
| Cerecor Inc | COM | 15671L109 | $306 | 94,990 | 0.0% |
| Cumberland Pharmaceuticals(CPIX) | COM | 230770109 | $306 | 48,610 | 0.0% |
| Oxford Square Capital Corp(OXSQ) | COM | 69181V107 | $306 | 47,356 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR) | COM | 30048L104 | $308 | 73,650 | 0.0% |
| Remark Holdings Inc | COM | 75955K102 | $309 | 255,763 | 0.0% |
| Quintana Energy Services Inc | COM | 74875T103 | $312 | 90,184 | 0.0% |
| Delaware Enhanced Global DIV | COM | 246060107 | $315 | 36,295 | 0.0% |
| Citizens First Corp | COM | 17462Q107 | $316 | 14,760 | 0.0% |
| Sanchez Energy Corp | COM | 79970Y105 | $316 | 1,174,896 | 0.0% |
| ID Systems Inc | COM | 449489103 | $316 | 56,581 | 0.0% |
| Clearbridge Energy Midstream | COM | 18469P100 | $317 | 40,646 | 0.0% |
| Sunopta Inc(STKL) | COM | 8676EP108 | $317 | 82,414 | 0.0% |
| BlackRock Muniholdings CA QU(MUC) | COM | 09254L107 | $321 | 26,051 | 0.0% |
| Royal Bank of Scot | SPONS ADR 2 ORD | 780097689 | $322 | 57,835 | 0.0% |
| RED Violet Inc(RDVT) | COM | 75704L104 | $323 | 48,041 | 0.0% |
| Tenaris SA(TS) | SPONSORED ADR | 88031M109 | $323 | 15,208 | 0.0% |
| Merrimack Pharmaceuticals in(MACKEUR) | COM NEW | 590328209 | $323 | 83,787 | 0.0% |
| Brookfield Asset Manage | CL A LTD VT SH | 112585104 | $323 | 8,440 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $324 | 303,512 | 0.0% |
| Turkcell Iletisim Hizmet(TKC) | SPON ADR NEW | 900111204 | $326 | 58,143 | 0.0% |
| Fortress Biotech Inc | COM | 34960Q109 | $326 | 379,972 | 0.0% |
| Centric Brands Inc | COM | 15644G104 | $327 | 95,510 | 0.0% |
| Steel Connect Inc | COM | 858098106 | $327 | 189,164 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $327 | 58,440 | 0.0% |