Q4 2019 Holdings
Filed 2020-02-13 | 5225 holdings | $29.6B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2020-02-20) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Neubase Therapeutics Inc | COM | 64132K102 | $116 | 16,206 | 0.0% |
| Caladrius Biosciences Inc(NBSEUR) | COM NEW | 128058203 | $116 | 46,538 | 0.0% |
| Stealthgas Inc(GASS) | SHS | Y81669106 | $116 | 34,051 | 0.0% |
| Sequential Brands Group Inc | COM | 81734P107 | $117 | 344,460 | 0.0% |
| Trine Acquisition Corp-Cw24 | *W EXP 03/31/202 | 89628U116 | $117 | 125,000 | 0.0% |
| Dare Bioscience Inc(CERUEUR) | COM | 23666P101 | $118 | 144,054 | 0.0% |
| Transglobe Energy Corp | COM | 893662106 | $118 | 84,684 | 0.0% |
| Hudbay Minerals Inc(HBM) | COM | 443628102 | $118 | 28,641 | 0.0% |
| Fortuna Silver Mines Inc(FVICHF) | COM | 349915108 | $119 | 29,283 | 0.0% |
| Tortoise Energy Independence | COM | 89148K101 | $119 | 27,547 | 0.0% |
| GWG Holdings Inc(GWGH) | COM | 36192A109 | $120 | 12,300 | 0.0% |
| Pulmatrix Inc | COM NEW | 74584P202 | $120 | 140,574 | 0.0% |
| Hudson Global Inc(STRR) | COM NEW | 443787205 | $121 | 10,143 | 0.0% |
| Support.com Inc | COM NEW | 86858W200 | $121 | 111,827 | 0.0% |
| Spring Bank Pharmaceuticals | COM | 849431101 | $122 | 77,334 | 0.0% |
| RCM Technologies Inc(RCMT) | COM NEW | 749360400 | $122 | 40,694 | 0.0% |
| One Group Hospitality Inc(STKS) | COM | 88338K103 | $124 | 34,125 | 0.0% |
| Schultze Special Purpose | *W EXP 12/31/202 | 80821R117 | $125 | 330,000 | 0.0% |
| Broadmark Realty Capital Inc | COM | 11135B100 | $127 | 10,000 | 0.0% |
| Helius Medical Technologies | COM CL A | 42328V504 | $128 | 132,054 | 0.0% |
| Arcimoto Inc(FUV) | COM | 039587100 | $129 | 80,414 | 0.0% |
| Jakks Pacific Inc | COM | 47012E106 | $129 | 125,322 | 0.0% |
| Aberdeen Glbl DYN Divid(XAGDX) | COM | 00302M106 | $129 | 12,485 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $129 | 595,952 | 0.0% |
| Macquarie GL INT DV in | COM | 55607W100 | $131 | 12,307 | 0.0% |
| John Hancock Tax-Advantaged | TAX ADV GLB SH | 41013P749 | $131 | 18,606 | 0.0% |
| Opes Acquisition Corp-Cw23 | *W EXP 03/13/202 | 68373P118 | $131 | 722,912 | 0.0% |
| BBQ Holdings Inc(2RA) | COM | 05551A109 | $131 | 33,411 | 0.0% |
| Manning & Napier Inc | CL A | 56382Q102 | $132 | 76,062 | 0.0% |
| CUI Global Inc | COM NEW | 126576206 | $133 | 121,210 | 0.0% |
| Gores Metropoulos Inc-C-Cw24 | *W EXP 01/28/202 | 382872117 | $133 | 97,001 | 0.0% |
| Widepoint Corp | COM | 967590100 | $135 | 340,820 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $135 | 36,555 | 0.0% |
| Hennessy Advisors Inc(HNNA) | COM | 425885100 | $136 | 13,564 | 0.0% |
| First US Bancshares Inc(FUSB) | COM | 33744V103 | $137 | 11,875 | 0.0% |
| Taronis Technologies Inc | COM NEW | 876214206 | $138 | 152,240 | 0.0% |
| Limbach Holdings Inc(LMB) | COM | 53263P105 | $138 | 36,558 | 0.0% |
| Hirequest Inc(HQI) | COM | 433535101 | $139 | 19,736 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $140 | 91,228 | 0.0% |
| 360 Finance Inc(QFIN) | ADS | 88557W101 | $140 | 14,374 | 0.0% |
| Atossa Therapeutics Inc(ATOSEUR) | COM PAR | 04962H506 | $141 | 89,903 | 0.0% |
| Clough Glbl Opportunities FD(GLO) | SH BEN INT | 18914E106 | $142 | 15,086 | 0.0% |
| Teligent Inc | COM | 87960W104 | $142 | 335,340 | 0.0% |
| Realnetworks Inc | COM NEW | 75605L708 | $143 | 119,336 | 0.0% |
| Union Acquisition COR -Cw25 | *W EXP 04/01/202 | G9402Q126 | $143 | 386,800 | 0.0% |
| Alpine Immune Sciences Inc(NVLSEUR) | COM | 02083G100 | $143 | 37,436 | 0.0% |
| Kamada LTD(KMDA) | SHS | M6240T109 | $144 | 21,224 | 0.0% |
| Starrett (L.S.) Co | CL A | 855668109 | $145 | 25,372 | 0.0% |
| Foamix Pharmaceuticals LTD | SHS | M46135105 | $145 | 43,737 | 0.0% |
| Surface Oncology Inc | COM | 86877M209 | $146 | 78,051 | 0.0% |