Q3 2013 Holdings
Filed 2013-11-14 | 46 holdings | $281.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $164.0K | 7,000 | 58.3% |
| Gilead Science | NOTE 1.625% 5/1 | 375558AP8 | $13.2K | $4,750,000 | 4.7% |
| Chart Inds Inc | NOTE 2.0% 8/0 | 16115QAC4 | $6.1K | $3,250,000 | 2.2% |
| Viropharma Inc | NOTE 2.0% 3/1 | 928241AH1 | $5.4K | $2,500,000 | 1.9% |
| Micron Technol | NOTE 1.875% 8/1 | 595112AR4 | $4.7K | $2,500,000 | 1.7% |
| Ryland Group I | NOTE 1.625% 5/1 | 783764AQ6 | $4.4K | $3,000,000 | 1.6% |
| Radian Group I | NOTE 3.0% 11/1 | 750236AN1 | $4.3K | $2,950,000 | 1.5% |
| Enpro Inds Inc | DBCV 3.938% 10/ | 29355XAB3 | $3.8K | $2,040,000 | 1.3% |
| Cadence Design | NOTE 2.625% 6/1 | 127387AJ7 | $3.6K | $2,000,000 | 1.3% |
| Continental AI | NOTE 4.5% 1/1 | 210795PU8 | $3.6K | $2,100,000 | 1.3% |
| Akorn Inc | NOTE 3.5% 6/0 | 009728AB2 | $3.4K | $1,500,000 | 1.2% |
| Cubist Pharmac | NOTE 2.5% 11/0 | 229678AD9 | $3.4K | $1,500,000 | 1.2% |
| RTI Intl Metal | NOTE 3.0% 12/0 | 74973WAB3 | $3.4K | $3,250,000 | 1.2% |
| Endo Pharmaceu | NOTE 1.75% 4/1 | 29264FAB2 | $3.2K | $2,000,000 | 1.1% |
| Micron Technol | NOTE 2.375% 5/1 | 595112AW3 | $2.9K | $1,500,000 | 1.0% |
| Enersys | NOTE 3.375% 6/0 | 29275YAA0 | $2.7K | $1,750,000 | 1.0% |
| Terex Corp New | NOTE 4.0% 6/0 | 880779AV5 | $2.7K | $1,250,000 | 0.9% |
| M/I Homes Inc | NOTE 3.25% 9/1 | 55292PAA3 | $2.6K | $2,250,000 | 0.9% |
| WEB COM Inc | NOTE 1.0% 8/15 | 94733AAA2 | $2.6K | $2,240,000 | 0.9% |
| United Therape | NOTE 1.0% 9/15/ | 91307CAF9 | $2.5K | $1,500,000 | 0.9% |
| Healthcare REI | CONV PRF | 42217K601 | $2.4K | 42,500 | 0.9% |
| Exterran Hldgs | NOTE 4.25% 6/1 | 30225XAA1 | $2.2K | $1,750,000 | 0.8% |
| Group 1 Automo | NOTE 3.0% 3/15/ | 398905AG4 | $2.2K | $1,000,000 | 0.8% |
| Sandisk Corp | NOTE 1.5% 8/1 | 80004CAD3 | $2.0K | $1,500,000 | 0.7% |
| Green Plains REN | NOTE 5.75% 11/0 | 393222AB0 | $2.0K | $1,500,000 | 0.7% |
| Cemex SAB de C | NOTE 3.25% 3/16 | 151290BB8 | $1.9K | $1,500,000 | 0.7% |
| Energy XXI BER | CONV PRF | 29274U309 | $1.9K | 6,000 | 0.7% |
| Stillwater MNG | NOTE 1.75% 10/1 | 86074QAL6 | $1.8K | $1,750,000 | 0.7% |
| Tesla Mtrs Inc | NOTE 1.5% 6/0 | 88160RAA9 | $1.7K | $1,000,000 | 0.6% |
| PPL Corp | UNIT | 69351T114 | $1.6K | 30,500 | 0.6% |
| Nextera Energy | UNIT 9/1/15 | 65339F887 | $1.6K | 30,000 | 0.6% |
| Starwood Ppty | NOTE 4.0% 1/15/ | 85571BAB1 | $1.6K | $1,500,000 | 0.6% |
| Forestar Group | NOTE 3.75% 3/0 | 346232AB7 | $1.5K | $1,300,000 | 0.5% |
| Nextera Energy | UNIT 9/1/16 | 65339F861 | $1.5K | 30,000 | 0.5% |
| American Rlty | NOTE 3.0% 8/0 | 02917TAA2 | $1.4K | $1,500,000 | 0.5% |
| Powershares QQ | UNIT SER 1 | 73935A104 | $1.4K | 17,400 | 0.5% |
| Bottomline TEC | NOTE 1.5% 12/0 | 101388AA4 | $1.4K | $1,180,000 | 0.5% |
| Ascent Cap GR | NOTE 4.0% 7/1 | 043632AA6 | $1.3K | $1,250,000 | 0.5% |
| GT Advanced TE | NOTE 3.0% 10/0 | 36191UAA4 | $1.3K | $1,000,000 | 0.5% |
| Cemex SAB de C | NOTE 3.75% 3/18 | 151290BC6 | $1.3K | $1,000,000 | 0.5% |
| Altra Holdings | NOTE 2.75% 3/0 | 02208RAE6 | $1.2K | $1,000,000 | 0.4% |
| Omnicare Inc | NOTE 3.5% 2/1 | 681904AQ1 | $955 | $1,000,000 | 0.3% |
| AK STL Corp | NOTE 5.0% 11/1 | 001546AP5 | $942 | $1,000,000 | 0.3% |
| Arcelormittal | MAND CV NT 16 | L0302D178 | $860 | 40,000 | 0.3% |
| General Mtrs C | W EXP 07/10/201 | 37045V126 | $791 | 42,212 | 0.3% |
| Merrimack Phar | NOTE 4.5% 7/1 | 590328AA8 | $499 | $550,000 | 0.2% |