Q3 2014 Holdings
Filed 2014-11-12 | 44 holdings | $281.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $175.0K | 7,000 | 62.2% |
| Gilead Science | NOTE 1.625% 5/1 | 375558AP8 | $8.9K | $1,900,000 | 3.2% |
| Sandisk Corp | NOTE 1.5% 8/1 | 80004CAD3 | $7.2K | $3,750,000 | 2.6% |
| Mylan Inc | NOTE 3.75% 9/1 | 628530AJ6 | $7.2K | $2,100,000 | 2.6% |
| Salix Pharmace | NOTE 2.75% 5/1 | 795435AE6 | $6.8K | $2,800,000 | 2.4% |
| Micron Technol | NOTE 2.375% 5/0 | 595112AW3 | $5.5K | $1,550,000 | 2.0% |
| Greenbrier COS | NOTE 3.5% 4/0 | 393657AH4 | $4.4K | $2,150,000 | 1.5% |
| United Therape | NOTE 1.0% 9/15/ | 91307CAF9 | $4.0K | $1,500,000 | 1.4% |
| Tesla Mtrs Inc | NOTE 1.5% 6/0 | 88160RAA9 | $4.0K | $2,000,000 | 1.4% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $3.8K | $1,750,000 | 1.4% |
| Dealertrack TEC | NOTE 1.5% 3/1 | 242309AB8 | $3.6K | $2,750,000 | 1.3% |
| Hawaiian Holdi | NOTE 5.0% 3/1 | 419879AD3 | $3.5K | $2,000,000 | 1.3% |
| Iconix Brand GR | NOTE 2.5% 6/0 | 451055AF4 | $2.9K | $2,250,000 | 1.0% |
| Acorda Therap | NOTE 1.75% 6/15 | 00484MAA4 | $2.6K | $2,500,000 | 0.9% |
| Verisign Inc | NOTE 3.25% 8/1 | 92343EAD4 | $2.5K | $1,500,000 | 0.9% |
| United States ST | NOTE 2.75% 4/0 | 912909AH1 | $2.5K | $1,500,000 | 0.9% |
| Radian Group I | NOTE 3.0% 11/1 | 750236AN1 | $2.2K | $1,550,000 | 0.8% |
| TTM Technologi | NOTE 1.75%12/1 | 87305RAD1 | $1.9K | $2,000,000 | 0.7% |
| Verint SYS Inc | NOTE 1.5% 6/1 | 92343XAA8 | $1.9K | $1,750,000 | 0.7% |
| Vipshop Hldgs LT | NOTE 1.5% 3/1 | 92763WAA1 | $1.9K | $1,600,000 | 0.7% |
| Tyson Foods Inc | UNIT | 902494301 | $1.9K | 37,000 | 0.7% |
| Altra Holdings | NOTE 2.75% 3/0 | 02208RAE6 | $1.8K | $1,500,000 | 0.6% |
| AK STL Corp | NOTE 5.0% 11/1 | 001546AP5 | $1.7K | $1,000,000 | 0.6% |
| Wellpoint Inc | NOTE 2.75% 10/ | 94973VBG1 | $1.7K | $1,000,000 | 0.6% |
| Bottomline TEC | NOTE 1.5% 12/0 | 101388AA4 | $1.6K | $1,430,000 | 0.6% |
| Cobalt Intl Ener | NOTE 2.625% 12 | 19075FAA4 | $1.6K | $1,750,000 | 0.6% |
| Aegean Marine | NOTE 4.0% 11/0 | Y0020QAA9 | $1.5K | $1,500,000 | 0.5% |
| Chesapeake ENE | PFD CONV | 165167784 | $1.4K | 1,300 | 0.5% |
| M/I Homes Inc | NOTE 3.25% 9/1 | 55292PAA3 | $1.3K | $1,175,000 | 0.5% |
| XPO Logistics in | NOTE 4.5%10/0 | 983793AA8 | $1.2K | $500,000 | 0.4% |
| Ascent Cap GRO | NOTE 4.0% 77/1 | 043632AA6 | $1.1K | $1,250,000 | 0.4% |
| Vector Group LT | NOTE 1.75% 4/1 | 92240MBC1 | $1.1K | $1,000,000 | 0.4% |
| Starwood Ppty | NOTE 4.0% 1/1 | 85571BAB1 | $1.1K | $1,000,000 | 0.4% |
| Beazer Homes USA | UNIT | 07556Q709 | $1.1K | 40,000 | 0.4% |
| Insulet Corp | NOTE 2.0% 6/1 | 45784PAD3 | $1.1K | $1,000,000 | 0.4% |
| Powershares QQ | UNIT SER 1 | 73935A104 | $1.1K | 10,800 | 0.4% |
| Healthways Inc | NOTE 1.5% 7/0 | 422245AB6 | $1.0K | $1,000,000 | 0.4% |
| Renewable Ener | MTNF 2.75% 6/1 | 75972AAA1 | $1.0K | $1,000,000 | 0.4% |
| J2 Global Inc | NOTE 3.25% 6/1 | 48123VAC6 | $996 | $1,000,000 | 0.4% |
| Apollo Coml Real EST | NOTE 5.5% 3/1 | 03762UAA3 | $995 | $1,000,000 | 0.4% |
| WEB COM Group | NOTE 1.0% 8/1 | 94733AAA2 | $919 | $1,000,000 | 0.3% |
| Tesla Mtrs Inc | NOTE 1.25% 3/0 | 88160RAC5 | $857 | $900,000 | 0.3% |
| Energy XXI BER | CONV PRF | 29274U309 | $679 | 3,500 | 0.2% |
| Apple Inc(AAPL) | COM | 037833100 | $247 | 2,450 | 0.1% |