Q1 2017 Holdings
Filed 2017-04-28 | 58 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aurinia Pharmaceuticals Inc(AUPH) | COM | 05156V102 | $1.3M | 175,934 | 89.1% |
| T-Mobile US Inc | CONV PFD SER A | 872590203 | $57.7K | 545,551 | 4.0% |
| Bank of America Corporation WT EXP 011619 | *W EXP 01/16/201 | 060505146 | $30.5K | 2,702,530 | 2.1% |
| AIG Warrant Strike 45 | *W EXP 01/19/202 | 026874156 | $7.4K | 347,146 | 0.5% |
| Arconic Inc | PFD CONV B SER 1 | 03965L308 | $5.9K | 143,913 | 0.4% |
| Potash Corp of Saskatchewan | COM | 73755L107 | $5.6K | 328,400 | 0.4% |
| Privatebancorp Inc | COM | 742962103 | $4.1K | 68,736 | 0.3% |
| JPMorgan Chase & Co | *W EXP 10/28/201 | 46634E114 | $3.7K | 79,898 | 0.3% |
| Liberty Media Cor-Siriusxm A(LM03) | COM A SIRIUSXM | 531229409 | $3.5K | 89,923 | 0.2% |
| DU Pont (E.I.) de Nemours | COM | 263534109 | $3.1K | 39,054 | 0.2% |
| Ramco-Gershenson Propert | PERP PFD-D CV | 751452608 | $2.5K | 46,857 | 0.2% |
| Unilever PLC New ADR | ADR | 904767704 | $2.3K | 45,799 | 0.2% |
| Liberty Ventures | LBT VEN COM A NE | 53071M856 | $2.2K | 50,205 | 0.2% |
| American Tower Corp | PFD CONV SER A | 03027X308 | $2.2K | 19,481 | 0.2% |
| American International Group | PUT | 026874954 | $2.1K | 33,700 | 0.1% |
| PNC Financial Services Group | *W EXP 12/31/201 | 693475121 | $1.4K | 26,875 | 0.1% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $1.3K | 21,381 | 0.1% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $1.3K | 128,315 | 0.1% |
| Pinnacle Financial Partners | COM | 72346Q104 | $1.3K | 18,970 | 0.1% |
| Liberty Media Corp-Liberty(LM05) | COM SER A FRMLA | 531229870 | $1.0K | 32,063 | 0.1% |
| Oneok Partners LP | UNIT LTD PARTN | 68268N103 | $1.0K | 19,386 | 0.1% |
| Tripadvisor Inc(TRIP) | COM | 896945201 | $1.0K | 23,663 | 0.1% |
| Lennar Corp CL B(LEN/B) | CL B | 526057302 | $941 | 22,533 | 0.1% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $874 | 11,917 | 0.1% |
| Wells Fargo & Co(WFC) | COM | 949746101 | $851 | 15,296 | 0.1% |
| Exelon Corp | UNIT 99/99/9999 | 30161N127 | $830 | 16,827 | 0.1% |
| Eaton Vance Tax-Managed Glob(XEXGX) | COM | 27829F108 | $791 | 92,921 | 0.1% |
| Vanguard Ftse Developed ETF(VEA) | ETF | 921943858 | $786 | 20,000 | 0.1% |
| Lions Gate Entertainment(LGF/BEUR) | CL B NON VTG | 535919500 | $684 | 28,069 | 0.0% |
| Vaneck Vectors Amt-Free Inte | ETF | 92189F544 | $630 | 26,891 | 0.0% |
| Central Fund Canada LTD | CL A | 153501101 | $588 | 45,772 | 0.0% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $587 | 29,710 | 0.0% |
| BlackRock International Grow(XBGYX) | COM BENE INTER | 092524107 | $582 | 100,606 | 0.0% |
| Voya Prime Rate Trust | SH BEN INT | 92913A100 | $570 | 105,512 | 0.0% |
| BlackRock Multi-Sector Incom(BIT) | COM | 09258A107 | $554 | 32,026 | 0.0% |
| Dynegy Inc | PFD CONV SER A | 26817R207 | $530 | 18,300 | 0.0% |
| Prudential GL SH DUR HI YLD | COM | 74433A109 | $509 | 34,246 | 0.0% |
| Wells Fargo & Co | *W EXP 10/28/201 | 949746119 | $468 | 21,100 | 0.0% |
| Nuveen Credit Strat Inc FD(XJQCX) | SHS | 67073D102 | $461 | 53,114 | 0.0% |
| Ishares Msci Hong Kong ETF(EWH) | ETF | 464286871 | $440 | 19,814 | 0.0% |
| Sterling Bancorp(STL) | COM | 85917A100 | $425 | 17,957 | 0.0% |
| Vanguard Emerg Markets Viper(VWO) | ETF | 922042858 | $397 | 10,000 | 0.0% |
| Liberty All Star Equity Fund(USA) | SH BEN INT | 530158104 | $388 | 71,244 | 0.0% |
| Sprott Physical Silver Trust(PSLV/U) | UNIT | 85207K107 | $342 | 49,639 | 0.0% |
| Liberty Global PLC | CL A | G5480U138 | $332 | 14,956 | 0.0% |
| Tortoise MLP Fund Inc | COM | 89148B101 | $303 | 14,582 | 0.0% |
| BlackRock Limited(BLW) | SHS | 09249W101 | $284 | 18,284 | 0.0% |
| BlackRock Global OPP Eqty TR(XBOEX) | COM | 092501105 | $281 | 22,713 | 0.0% |
| Nuveen Floating Rate | SHS | 6706EN100 | $270 | 23,051 | 0.0% |
| Sunoco Logistics Partners LP | COM UNITS | 86764L108 | $268 | 10,988 | 0.0% |