Q3 2015 Holdings
Filed 2015-11-16 | 636 holdings | $119.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| RXI Pharmaceuticals | WRT | 74979C303 | $0 | 145,000 | 0.0% |
| Pluristem Therapeutics Inc | WRT | 72940R102 | $0 | 30,000 | 0.0% |
| Cellectar Biosciences Inc | COM | 15117F203 | $0 | 500,000 | 0.0% |
| Discovery Laboratories Inc | COM | 254668403 | $0 | 200,000 | 0.0% |
| Caladrius Biosciences Inc | WRT | 128058104 | $0 | 1,531,250 | 0.0% |
| Phosphate Holdings Inc(PHPS) | WRT | 71922F102 | $0 | 656,667 | 0.0% |
| Marina Biotech Inc | COM | 56804Q201 | $0 | 26,189 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COM | 185860202 | $0 | 150,000 | 0.0% |
| Enteromedics Inc | WRT | 29365M208 | $0 | 60,000 | 0.0% |
| Mast Therapeutics Inc | COM | 576314108 | $3 | 1,250,000 | 0.0% |
| Quest Resource Holding Corp | COM | 74836W104 | $5 | 750,000 | 0.0% |
| KBS Fashion Group LTD | COM | Y46002104 | $5 | 270,000 | 0.0% |
| General Motors Co | WRT | 37045V134 | $5 | 120,000 | 0.0% |
| Western Asset Mortgage Capit | REIT | 95790D105 | $5 | 559,440 | 0.0% |
| Contrafect Corp | WRT | 212326128 | $12 | 46,824 | 0.0% |
| Microvision Inc(MVIS) | COM | 594960304 | $17 | 730,000 | 0.0% |
| Barington O Acquisition | WRT | 06759V127 | $18 | 98,475 | 0.0% |
| Cambridge Capital Acquisitio | WRT | 13215Q114 | $31 | 125,000 | 0.0% |
| Tyson Foods Inc | DEBT | 902494301 | $38 | $72,000 | 0.0% |
| Delta Technology Holdings LTD | WRT | G8477B113 | $43 | 576,058 | 0.0% |
| Community Health Systems-Cvr | COM | 203668116 | $48 | 5,460,347 | 0.0% |
| Contrafect Corp | WRT | 212326110 | $80 | 46,824 | 0.0% |
| Wmih Corp | COM | 92936P100 | $81 | 31,328 | 0.0% |
| Yandex NV(NBIS) | COM | N97284108 | $101 | 9,455 | 0.0% |
| Immune Pharmaceuticals Inc | COM | 45254C101 | $108 | 250,000 | 0.0% |
| WL Ross Holding Corp | WRT | 92939D112 | $111 | 135,625 | 0.0% |
| Erin Energy Corp(ERINQ) | COM | 295625107 | $130 | 33,105 | 0.0% |
| Quotient LTD | COM | G73268107 | $132 | 10,156 | 0.0% |
| Hudbay Minerals Inc | WRT | 443628136 | $138 | 392,200 | 0.0% |
| Ocwen Financial Corp | COM | 675746309 | $138 | 20,500 | 0.0% |
| SFX Entertainment Inc | COM | 784178303 | $147 | 287,600 | 0.0% |
| Invesco Quality Muni Inc TR(IQI) | COM | 46133G107 | $168 | 13,840 | 0.0% |
| BlackRock Muni Interm Durati(XMUIX) | COM | 09253X102 | $174 | 12,500 | 0.0% |
| Cenveo Inc | COM | 15670S105 | $186 | 98,497 | 0.0% |
| Nuveen Muni MKT OPP FD | FUND | 67062W103 | $192 | 14,673 | 0.0% |
| Alliance National Muni Inc(AFB) | FUND | 01864U106 | $197 | 14,757 | 0.0% |
| Myriad Genetics Inc(MYGN) | COM | 62855J104 | $206 | 5,484 | 0.0% |
| Electrum Special Acquisition Corp | WRT | G3105C112 | $220 | 1,000,000 | 0.0% |
| Nuveen Prem Inc Muni FD | FUND | 67062T100 | $221 | 16,523 | 0.0% |
| Lumber Liquidators Holdings(LLFLQ) | COM | 55003T107 | $227 | 17,300 | 0.0% |
| Ensco PLCPut | COM | G3157S106 | $229 | 22,900 | 0.0% |
| Nuveen Muni ADV FD | FUND | 67062H106 | $233 | 17,552 | 0.0% |
| SLM Corp(SLM) | COM | 78442P106 | $245 | 33,100 | 0.0% |
| Silver Wheaton Corp | COM | 828336107 | $245 | 20,400 | 0.0% |
| Quinpario Acquisition Corp 2 | WRT | 74874U119 | $251 | 1,005,000 | 0.0% |
| Terex Corp(TEX) | COM | 880779103 | $263 | 14,639 | 0.0% |
| Valhi Inc | COM | 918905100 | $266 | 140,990 | 0.0% |
| Pericom Semiconductor Corp | COM | 713831105 | $272 | 14,900 | 0.0% |
| Baxter International Inc(BAX) | COM | 071813109 | $294 | 8,953 | 0.0% |
| Varian Medical Systems Inc(VAREUR) | COM | 92220P105 | $297 | 4,023 | 0.0% |