Q4 2015 Holdings
Filed 2016-02-16 | 673 holdings | $116.8M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-13) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Marina Biotech Inc | COM | 56804Q201 | $0 | 26,189 | 0.0% |
| Caladrius Biosciences Inc | WRT | 128058104 | $0 | 1,381,250 | 0.0% |
| Phosphate Holdings Inc(PHPS) | WRT | 71922F102 | $0 | 656,667 | 0.0% |
| Enteromedics Inc | WRT | 29365M208 | $0 | 60,000 | 0.0% |
| Cellectar Biosciences Inc | COM | 15117F203 | $0 | 500,000 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COM | 185860202 | $0 | 150,000 | 0.0% |
| Mast Therapeutics Inc | COM | 576314108 | $0 | 1,250,000 | 0.0% |
| Pluristem Therapeutics Inc | WRT | 72940R102 | $0 | 30,000 | 0.0% |
| Discovery Laboratories Inc | COM | 254668403 | $0 | 200,000 | 0.0% |
| RXI Pharmaceuticals | WRT | 74979C303 | $0 | 145,000 | 0.0% |
| Weatherford International PLC(WFRD) | COM | G48833100 | $0 | 85,905 | 0.0% |
| Immune Pharmaceuticals Inc | COM | 45254C101 | $4 | 250,000 | 0.0% |
| Microvision Inc(MVIS) | COM | 594960304 | $4 | 730,000 | 0.0% |
| KBS Fashion Group LTD | WRT | Y46002104 | $8 | 270,000 | 0.0% |
| Quest Resource Holding Corp | COM | 74836W104 | $8 | 750,000 | 0.0% |
| Western Asset Mortgage Capit | REIT | 95790D105 | $11 | 559,440 | 0.0% |
| Barington O Acquisition | WRT | 06759V127 | $12 | 98,475 | 0.0% |
| Kinder Morgan Inc | WRT | 49456B119 | $36 | 600,000 | 0.0% |
| Tyson Foods Inc | DEBT | 902494301 | $43 | $72,000 | 0.0% |
| Avago TechnologiesPut | COM | Y0486S954 | $45 | 301,300 | 0.0% |
| WL Ross Holding Corp | WRT | 92939D112 | $45 | 135,625 | 0.0% |
| Community Health Systems-Cvr | COM | 203668116 | $48 | 5,460,347 | 0.0% |
| Mecox Lane LTDA | ADR | 58403M201 | $49 | 12,932 | 0.0% |
| Contrafect Corp | WRT | 212326110 | $65 | 44,927 | 0.0% |
| Delta Technology Holdings LT | WRT | G8477B113 | $66 | 576,058 | 0.0% |
| Jason Industries Inc | WRT | 471172114 | $74 | 1,098,700 | 0.0% |
| Westmoreland Coal Co | COM | 960878106 | $75 | 12,700 | 0.0% |
| Wmih Corp | COM | 92936P100 | $82 | 31,327 | 0.0% |
| Cenveo Inc | COM | 15670S105 | $86 | 98,497 | 0.0% |
| Axalta Coating Systems LTD(AXTA) | COM | G0750C108 | $104 | 3,900 | 0.0% |
| Agrofresh Solutions Inc | WRT | 00856G117 | $151 | 151,350 | 0.0% |
| KB Home(KBH) | COM | 48666K109 | $171 | 13,880 | 0.0% |
| Invesco Quality Muni Inc TR(IQI) | COM | 46133G107 | $177 | 13,840 | 0.0% |
| BlackRock Muni Interm Durati(XMUIX) | COM | 09253X102 | $177 | 12,500 | 0.0% |
| Itau Unibanco H-Spon PRF ADR(BVXB) | ADR | 465562106 | $186 | 28,625 | 0.0% |
| Annaly Capital Management in(NLYEUR) | REIT | 035710409 | $190 | 20,227 | 0.0% |
| ON Semiconductor Corp(ON) | COM | 682189105 | $191 | 19,449 | 0.0% |
| Agilent Technologies Inc(A) | COM | 00846U101 | $201 | 4,800 | 0.0% |
| Extra Space Storage Inc(EXR) | REIT | 30225T102 | $201 | 2,284 | 0.0% |
| Nuveen Muni MKT OPP FD | FUND | 67062W103 | $202 | 14,673 | 0.0% |
| Csra Inc | COM | 12650T104 | $203 | 6,773 | 0.0% |
| Alliance National Muni Inc(AFB) | FUND | 01864U106 | $203 | 14,757 | 0.0% |
| Visteon Corp(VC) | COM | 92839U206 | $216 | 1,886 | 0.0% |
| Hennessy Capital Acquisition | COM | 42588J118 | $219 | 1,150,000 | 0.0% |
| Computer Sciences Corp | COM | 205363104 | $221 | 6,773 | 0.0% |
| Moody's Corp(MCO) | COM | 615369105 | $222 | 2,208 | 0.0% |
| Alkermes PLC(ALKS) | COM | G01767105 | $229 | 2,882 | 0.0% |
| Fluor Corp(FLR) | COM | 343412102 | $229 | 4,852 | 0.0% |
| Armstrong World Industries(AWI) | COM | 04247X102 | $229 | 5,000 | 0.0% |
| Nuveen Prem Inc Muni FD | FUND | 67062T100 | $233 | 16,523 | 0.0% |