Q1 2016 Holdings
Filed 2016-05-16 | 645 holdings | $88.4M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-05-15) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microvision Inc(MVIS) | COM | 594960304 | $0 | 730,000 | 0.0% |
| KBS Fashion Group LTD | COM | Y46002104 | $0 | 270,000 | 0.0% |
| Pluristem Therapeutics Inc | WRT | 72940R102 | $0 | 30,000 | 0.0% |
| Mast Therapeutics Inc | COM | 576314108 | $0 | 1,250,000 | 0.0% |
| Phosphate Holdings Inc(PHPS) | WRT | 71922F102 | $0 | 656,667 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COM | 185860202 | $0 | 150,000 | 0.0% |
| Caladrius Biosciences Inc | WRT | 128058104 | $0 | 1,381,250 | 0.0% |
| Marina Biotech Inc | COM | 56804Q201 | $0 | 26,189 | 0.0% |
| Suntech Power Hldgs Co | DEBT | 86800CAE4 | $9 | $3,000,000 | 0.0% |
| Barington O Acquisition | WRT | 06759V127 | $10 | 98,475 | 0.0% |
| Kinder Morgan Inc | WRT | 49456B119 | $18 | 500,000 | 0.0% |
| Western Asset Mortgage Capit | REIT | 95790D105 | $26 | 559,440 | 0.0% |
| Community Health Systems-Cvr | COM | 203668116 | $32 | 5,303,225 | 0.0% |
| Delta Technology Holdings LT | WRT | G8477B113 | $41 | 576,058 | 0.0% |
| Cenveo Inc | COM | 15670S105 | $44 | 98,497 | 0.0% |
| WL Ross Holding Corp | WRT | 92939D112 | $65 | 135,625 | 0.0% |
| Galena Biopharma Inc | COM | 363256108 | $69 | 50,655 | 0.0% |
| Fiat Chrysler Automobiles NV | COM | N31738102 | $71 | 8,850 | 0.0% |
| Wmih Corp | COM | 92936P100 | $74 | 31,327 | 0.0% |
| Stone Energy Corp | COM | 861642106 | $97 | 122,554 | 0.0% |
| Encana Corp | COM | 292505104 | $126 | 20,674 | 0.0% |
| Jason Industries Inc | WRT | 471172114 | $132 | 1,098,700 | 0.0% |
| Agrofresh Solutions Inc | WRT | 00856G117 | $151 | 151,350 | 0.0% |
| Rowan Companies PLC | COM | G7665A101 | $162 | 10,041 | 0.0% |
| Hennessy Capital Acquisition | WRT | 42588J118 | $173 | 1,150,000 | 0.0% |
| Nabors Industries LTD(NBR) | COM | G6359F103 | $174 | 18,900 | 0.0% |
| Invesco Quality Muni Inc TR(IQI) | COM | 46133G107 | $183 | 13,840 | 0.0% |
| BlackRock Muni Interm Durati(XMUIX) | COM | 09253X102 | $183 | 12,500 | 0.0% |
| Nuveen Muni MKT OPP FD | FUND | 67062W103 | $208 | 14,673 | 0.0% |
| Alliance National Muni Inc(AFB) | FUND | 01864U106 | $213 | 14,757 | 0.0% |
| CDW Corp(CDW) | COM | 12514G108 | $215 | 5,188 | 0.0% |
| Lannett Co Inc | COM | 516012101 | $215 | 12,015 | 0.0% |
| Quest Diagnostics Inc(DGX) | COM | 74834L100 | $227 | 3,171 | 0.0% |
| XPO Logistics Inc(XPO) | COM | 983793100 | $235 | 7,657 | 0.0% |
| Adeptus Health Inc(ADPTEUR) | COM | 006855100 | $237 | 4,266 | 0.0% |
| Nuveen Prem Inc Muni FD | FUND | 67062T100 | $241 | 16,523 | 0.0% |
| TE Connectivity LTD(TEL) | COM | H84989104 | $247 | 3,996 | 0.0% |
| Nuveen Muni ADV FD | FUND | 67062H106 | $252 | 17,552 | 0.0% |
| Boulevard Acquisition COR II | WRT | 10157Q110 | $257 | 855,100 | 0.0% |
| Quinpario Acquisition Corp 2 | WRT | 74874U119 | $257 | 1,222,482 | 0.0% |
| Bitauto Holdings LTD(2663134D) | ADR | 091727107 | $266 | 10,750 | 0.0% |
| Idexx Laboratories Inc(IDXX) | COM | 45168D104 | $268 | 3,421 | 0.0% |
| Amag Pharmaceuticals Inc(AMAG) | COM | 00163U106 | $282 | 12,061 | 0.0% |
| Jacobs Engineering Group Inc(JECUSD) | COM | 469814107 | $286 | 6,565 | 0.0% |
| Capitol Acquisition Corp III | WRT | 14055M114 | $300 | 1,000,000 | 0.0% |
| Randgold Resources LTD | ADR | 752344309 | $314 | 3,456 | 0.0% |
| Jones Lang Lasalle Inc(JLL) | COM | 48020Q107 | $315 | 2,689 | 0.0% |
| Mgic Investment Corp(MTG) | COM | 552848103 | $324 | 42,208 | 0.0% |
| Electrum Special Acquisition | WRT | G3105C112 | $324 | 1,617,500 | 0.0% |
| Hornbeck Offshore Services | COM | 440543106 | $332 | 33,400 | 0.0% |