Q2 2016 Holdings
Filed 2016-08-15 | 409 holdings | $65.7M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-08-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Marina Biotech Inc | COM | 56804Q201 | $0 | 26,189 | 0.0% |
| Microvision Inc(MVIS) | COM | 594960304 | $0 | 730,000 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COM | 185860202 | $0 | 150,000 | 0.0% |
| Phosphate Holdings Inc(PHPS) | WRT | 71922F102 | $0 | 656,667 | 0.0% |
| Mast Therapeutics Inc | COM | 576314108 | $0 | 1,250,000 | 0.0% |
| Liberty Global PLC Lilac | COM | G5480U138 | $0 | 12 | 0.0% |
| Pluristem Therapeutics Inc | WRT | 72940R102 | $0 | 30,000 | 0.0% |
| Caladrius Biosciences Inc | WRT | 128058104 | $0 | 1,381,250 | 0.0% |
| Suntech Power Hldgs Co | DEBT | 86800CAE4 | $2 | $3,000,000 | 0.0% |
| Liberty Global PLC | COM | G5480U104 | $3 | 100 | 0.0% |
| Barington O Acquisition | WRT | 06759V127 | $6 | 98,475 | 0.0% |
| Western Asset Mortgage Capit | REIT | 95790D105 | $8 | 559,440 | 0.0% |
| Kinder Morgan Inc | WRT | 49456B119 | $8 | 500,000 | 0.0% |
| Community Health Systems-Cvr | COM | 203668116 | $24 | 5,303,225 | 0.0% |
| Galena Biopharma Inc | COM | 363256108 | $24 | 50,665 | 0.0% |
| Sky-Mobi Ltd-Sp AA | ADR | 83084C109 | $83 | 44,360 | 0.0% |
| Nexeo Solutions Inc | WRT | 65342H110 | $94 | 135,625 | 0.0% |
| Delta Technology Holdings LT | WRT | G8477B113 | $98 | 576,058 | 0.0% |
| Western Asset Managed High Y | FUND | 95766L107 | $108 | 22,791 | 0.0% |
| Bioamber Inc | WRT | 09072Q114 | $122 | 349,801 | 0.0% |
| Signet Jewelers LTDCall | COM | G81276900 | $144 | 70,000 | 0.0% |
| Agrofresh Solutions Inc | WRT | 00856G117 | $144 | 151,350 | 0.0% |
| Mylan NVCall | COM | N59465909 | $180 | 400,000 | 0.0% |
| Quinpario Acquisition Corp 2 | WRT | 74874U119 | $220 | 1,222,482 | 0.0% |
| Boulevard Acquisition COR II | WRT | 10157Q110 | $282 | 855,100 | 0.0% |
| Jason Industries Inc | WRT | 471172114 | $297 | 1,098,700 | 0.0% |
| Sunrun Inc(RUN) | COM | 86771W105 | $326 | 55,000 | 0.0% |
| C&J Energy Services LTD | COM | G3164Q101 | $329 | 545,700 | 0.0% |
| Capitol Acquisition Corp III | WRT | 14055M114 | $350 | 1,000,000 | 0.0% |
| Apollo Residential Mortgage | REIT | 03763V102 | $363 | 27,058 | 0.0% |
| Double Eagle Acquisition COR | WRT | G28195116 | $378 | 1,800,000 | 0.0% |
| Electrum Special Acquisition | WRT | G3105C112 | $396 | 1,617,500 | 0.0% |
| Trinity Biotech INV LP | DEBT | 89643QAB4 | $450 | $500,000 | 0.0% |
| Pace Holdings Corp | WRT | G6865N111 | $525 | 2,100,000 | 0.0% |
| Nordstrom Inc(JWNUSD) | COM | 655664100 | $536 | 14,076 | 0.0% |
| Tarena International Inc | ADR | 876108101 | $537 | 51,992 | 0.0% |
| Potash Corp of Saskatchewan | COM | 73755L107 | $545 | 33,550 | 0.0% |
| Voya Financial Inc(VOYA) | COM | 929089100 | $549 | 22,182 | 0.0% |
| GAP Inc(GAP) | COM | 364760108 | $570 | 26,869 | 0.0% |
| New Mountain Finance COR | DEBT | 647551AB6 | $598 | $600,000 | 0.0% |
| Xunlei LTD(XNET) | ADR | 98419E108 | $599 | 114,357 | 0.0% |
| Brookfield High Income Fund | COM | 11272P102 | $600 | 83,235 | 0.0% |
| Ku6 Media Co Ltd-Spn ADR | ADR | 48274B103 | $616 | 604,056 | 0.0% |
| Navient Corp(NAVI) | COM | 63938C108 | $639 | 53,433 | 0.0% |
| Chico's FAS Inc(CHS1USD) | COM | 168615102 | $661 | 61,717 | 0.0% |
| Ryder System Inc(R) | COM | 783549108 | $675 | 11,035 | 0.0% |
| Franklin Resources Inc(BEN) | COM | 354613101 | $678 | 20,324 | 0.0% |
| Amyris Inc | DEBT | 03236MAD3 | $685 | $1,448,000 | 0.0% |
| CIT Group Inc(CITUSD) | COM | 125581801 | $703 | 22,031 | 0.0% |
| Baxter International Inc(BAX) | COM | 071813109 | $713 | 15,774 | 0.0% |