Q3 2018 Holdings
Filed 2019-03-04 | 71 holdings | $171.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $9.2K | $8,800,000 | 5.3% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $8.4K | $7,000,000 | 4.9% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $8.0K | $7,750,000 | 4.6% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $7.7K | $6,500,000 | 4.5% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $7.0K | $7,175,000 | 4.1% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $6.8K | $2,500,000 | 4.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $4.9K | $5,100,000 | 2.8% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $4.9K | $5,000,000 | 2.8% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $4.8K | $4,800,000 | 2.8% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $4.8K | $5,479,000 | 2.8% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $4.6K | $4,400,000 | 2.7% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAB0 | $4.3K | $5,140,000 | 2.5% |
| Forum Merger II Corp | UNIT 09/30/2025 | 34986F202 | $4.1K | 405,615 | 2.4% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $4.0K | $2,469,000 | 2.3% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $3.8K | $3,000,000 | 2.2% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $3.7K | $4,000,000 | 2.1% |
| SEA LTD | DEBT 2.250% 7/0 | G7948TAA7 | $3.5K | $3,500,000 | 2.0% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $3.3K | $3,767,000 | 1.9% |
| GDS Hldgs LTD | DEBT 2.000% 6/0 | G3902LAA7 | $3.2K | $3,500,000 | 1.9% |
| CM Seven Star Acquisition Co | UNIT 08/21/2022 | G2345N128 | $3.2K | 287,500 | 1.8% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $3.1K | 27,400 | 1.8% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $3.1K | $3,119,000 | 1.8% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $3.1K | 299,000 | 1.8% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $3.0K | $3,000,000 | 1.7% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $3.0K | $2,850,000 | 1.7% |
| Momo Inc | DEBT 1.250% 7/0 | G6200PAA0 | $2.9K | $3,000,000 | 1.7% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $2.9K | $4,150,000 | 1.7% |
| Mtech Acquisition Corp | UNIT 01/19/2023 | 55378W206 | $2.6K | 214,745 | 1.5% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $2.5K | $2,500,000 | 1.5% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $2.3K | $1,500,000 | 1.3% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $2.2K | 209,000 | 1.3% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $2.1K | $2,000,000 | 1.2% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $2.0K | $2,000,000 | 1.2% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $2.0K | $2,000,000 | 1.2% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $1.8K | 180,000 | 1.1% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.5K | 150,000 | 0.9% |
| Thunder Bridge Acquisition L | UNIT 01/01/2025 | G8857R118 | $1.5K | 150,000 | 0.9% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $1.4K | 139,090 | 0.8% |
| GSV Cap Corp | NOTE 4.750% 3/2 | 36191JAC5 | $1.3K | $1,392,000 | 0.8% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $1.3K | $2,100,000 | 0.8% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.3K | 125,000 | 0.8% |
| Acorda Therapeutics Inc | NOTE 1.75% 6/1 | 00484MAA4 | $1.3K | $1,528,000 | 0.8% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $1.3K | 126,000 | 0.8% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $1.3K | 121,868 | 0.7% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $1.2K | $2,000,000 | 0.7% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $1.1K | $1,500,000 | 0.7% |
| Black Ridge Acquisition Corp | UNIT 10/05/2022 | 09216T206 | $1.1K | 100,900 | 0.7% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $1.0K | $1,000,000 | 0.6% |
| Bristow Group Inc | NOTE 4.500% 6/0 | 110394AF0 | $1.0K | $1,000,000 | 0.6% |
| Tenzing Acquisition Corp | UNIT 08/24/2024 | G8708A124 | $1.0K | 100,000 | 0.6% |