Q3 2018 Holdings
Filed 2019-03-04 | 71 holdings | $171.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mtech Acquisition Corp | *W EXP 08/01/202 | 55378W115 | $7 | 6,500 | 0.0% |
| Bison Cap Acquisition Corp | *W EXP 06/20/202 | G1142P112 | $52 | 100,000 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $189 | 63,734 | 0.1% |
| Simply Good Foods Co(SMPL) | COM | 82900L102 | $198 | 10,200 | 0.1% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $299 | $300,000 | 0.2% |
| Vector Group LTD | FRNT | 92240MBC1 | $313 | 3,000 | 0.2% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $317 | 300,000 | 0.2% |
| Modern Media Acquisition | UNIT 99/99/9999 | 60765P202 | $434 | 40,000 | 0.3% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $515 | 50,000 | 0.3% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $553 | 51,700 | 0.3% |
| Forum Merger II Corp | CL A | 34986F103 | $663 | 69,385 | 0.4% |
| Longevity Acquisition Corp | UNIT 08/29/2024 | G56372108 | $666 | 65,000 | 0.4% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $769 | $1,000,000 | 0.4% |
| HL Acquisitions Corp | UNIT 06/21/2023 | G4603R114 | $770 | 75,000 | 0.4% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $819 | $827,000 | 0.5% |
| Industrea Acquisition Corp | UNIT 07/21/2024 | 45579J203 | $890 | 80,000 | 0.5% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $939 | $893,000 | 0.5% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $945 | 3,250 | 0.5% |
| Rovi Corp | NOTE 0.500% 3/0 | 779376AD4 | $955 | $1,000,000 | 0.6% |
| Tenzing Acquisition Corp | UNIT 08/24/2024 | G8708A124 | $1.0K | 100,000 | 0.6% |
| Bristow Group Inc | NOTE 4.500% 6/0 | 110394AF0 | $1.0K | $1,000,000 | 0.6% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $1.0K | $1,000,000 | 0.6% |
| Black Ridge Acquisition Corp | UNIT 10/05/2022 | 09216T206 | $1.1K | 100,900 | 0.7% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $1.1K | $1,500,000 | 0.7% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $1.2K | $2,000,000 | 0.7% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $1.3K | 121,868 | 0.7% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $1.3K | 126,000 | 0.8% |
| Acorda Therapeutics Inc | NOTE 1.75% 6/1 | 00484MAA4 | $1.3K | $1,528,000 | 0.8% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.3K | 125,000 | 0.8% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $1.3K | $2,100,000 | 0.8% |
| GSV Cap Corp | NOTE 4.750% 3/2 | 36191JAC5 | $1.3K | $1,392,000 | 0.8% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $1.4K | 139,090 | 0.8% |
| Thunder Bridge Acquisition L | UNIT 01/01/2025 | G8857R118 | $1.5K | 150,000 | 0.9% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.5K | 150,000 | 0.9% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $1.8K | 180,000 | 1.1% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $2.0K | $2,000,000 | 1.2% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $2.0K | $2,000,000 | 1.2% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $2.1K | $2,000,000 | 1.2% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $2.2K | 209,000 | 1.3% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $2.3K | $1,500,000 | 1.3% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $2.5K | $2,500,000 | 1.5% |
| Mtech Acquisition Corp | UNIT 01/19/2023 | 55378W206 | $2.6K | 214,745 | 1.5% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $2.9K | $4,150,000 | 1.7% |
| Momo Inc | DEBT 1.250% 7/0 | G6200PAA0 | $2.9K | $3,000,000 | 1.7% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $3.0K | $2,850,000 | 1.7% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $3.0K | $3,000,000 | 1.7% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $3.1K | 299,000 | 1.8% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $3.1K | $3,119,000 | 1.8% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $3.1K | 27,400 | 1.8% |
| CM Seven Star Acquisition Co | UNIT 08/21/2022 | G2345N128 | $3.2K | 287,500 | 1.8% |