Q1 2019 Holdings
Filed 2019-05-13 | 86 holdings | $164.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $12.1K | 116,000 | 7.4% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $10.8K | $9,450,000 | 6.6% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $8.6K | $9,900,000 | 5.3% |
| Iqiyi Inc | DEBT 3.750%12/0 | G4939KAA4 | $6.8K | $5,700,000 | 4.1% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $5.8K | $6,000,000 | 3.6% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $4.7K | $5,000,000 | 2.9% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $4.4K | $4,000,000 | 2.7% |
| Assertio Therapeutics Inc | NOTE 2.500% 9/0 | 249908AA2 | $4.2K | $5,500,000 | 2.6% |
| GDS Hldgs LTD | DEBT 2.000% 6/0 | 36165LAA6 | $4.0K | $4,175,000 | 2.5% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $4.0K | $3,700,000 | 2.4% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $4.0K | $4,500,000 | 2.4% |
| Aurora Cannabis Inc(ACB) | DEBT 5.500% 2/2 | C0534LAA3 | $3.6K | $3,800,000 | 2.2% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $3.5K | $3,497,000 | 2.2% |
| Forum Merger II Corp | UNIT 09/30/2025 | 34986F202 | $3.5K | 336,115 | 2.1% |
| SEA LTD | DEBT 2.250% 7/0 | G7948TAA7 | $3.5K | $2,500,000 | 2.1% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $3.4K | $3,100,000 | 2.1% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $3.3K | $3,385,000 | 2.0% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $3.1K | $3,100,000 | 1.9% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $3.1K | $3,111,000 | 1.9% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $3.0K | 287,500 | 1.8% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $3.0K | $3,500,000 | 1.8% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $2.5K | 240,000 | 1.5% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $2.5K | 23,000 | 1.5% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $2.5K | $2,619,000 | 1.5% |
| Tilray Inc | DEBT 5.000%10/0 | U8961EAA4 | $2.5K | $2,950,000 | 1.5% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAB0 | $2.3K | $2,592,000 | 1.4% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $2.2K | 207,600 | 1.3% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $2.1K | $2,170,000 | 1.3% |
| Iqiyi Inc | DEBT 2.000% 4/0 | G4939KAB2 | $2.1K | $2,000,000 | 1.3% |
| Tuscan Holdings Corp | UNIT 99/99/9999 | 90069K203 | $2.1K | 200,000 | 1.3% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $2.1K | $2,055,000 | 1.3% |
| Dd3 Acquisition Corp | UNIT 10/12/2023 | G2692M129 | $1.9K | 188,100 | 1.2% |
| Mtech Acquisition Corp | UNIT 01/19/2023 | 55378W206 | $1.9K | 175,685 | 1.2% |
| Momo Inc | DEBT 1.250% 7/0 | G6200PAA0 | $1.9K | $1,928,000 | 1.1% |
| Graf Indl Corp | UNIT 12/31/2025 | 384278206 | $1.7K | 163,600 | 1.0% |
| Thunder Bridge Acquisition L | UNIT 01/01/2025 | G8857R118 | $1.6K | 150,000 | 1.0% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $1.5K | 142,800 | 0.9% |
| First Majestic Silver Corp | NOTE 1.875% 3/0 | 32076VAB9 | $1.5K | $1,500,000 | 0.9% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $1.4K | 139,090 | 0.9% |
| Arya Sciences Acquisition Co | UNIT 10/04/2023 | G3165V117 | $1.4K | 131,499 | 0.8% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $1.3K | $2,140,000 | 0.8% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $1.3K | 125,509 | 0.8% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $1.2K | 122,700 | 0.8% |
| Invesco Exchng Traded FD TR(BKLN) | SR LN ETF | 46138G508 | $1.1K | 50,000 | 0.7% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $1.1K | $1,500,000 | 0.6% |
| Cheniere Energy Inc | DEBT 4.875% 5/2 | U16344AB6 | $1.0K | $1,000,000 | 0.6% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $1.0K | 97,868 | 0.6% |
| Ishares TR(TLT) | 20 YR TR BD ETF | 464287432 | $1.0K | 8,000 | 0.6% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $979 | 93,200 | 0.6% |
| Canopy Growth Corp | COM | 09216T206 | $977 | 90,000 | 0.6% |