Q3 2019 Holdings
Filed 2019-11-01 | 91 holdings | $296.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Concrete Pumping Hldgs Inc(BBCP) | COM | 206704108 | $120.0K | 30,140 | 40.5% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAJ3 | $9.9K | $10,344,000 | 3.3% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $8.3K | $7,500,000 | 2.8% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $7.7K | $9,400,000 | 2.6% |
| Iqiyi Inc | DEBT 3.750%12/0 | G4939KAA4 | $7.7K | $7,700,000 | 2.6% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $6.2K | $7,500,000 | 2.1% |
| Assertio Therapeutics Inc | NOTE 2.500% 9/0 | 249908AA2 | $6.0K | $8,078,000 | 2.0% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $5.9K | $6,388,000 | 2.0% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $5.6K | $6,000,000 | 1.9% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $4.5K | $4,985,000 | 1.5% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $4.5K | $5,350,000 | 1.5% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $4.4K | $4,335,000 | 1.5% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $4.2K | $3,500,000 | 1.4% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $4.1K | $4,000,000 | 1.4% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $4.0K | $3,100,000 | 1.3% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $3.6K | $4,000,000 | 1.2% |
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $3.5K | $3,500,000 | 1.2% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $3.3K | $3,750,000 | 1.1% |
| Forum Merger II Corp | UNIT 09/30/2025 | 34985B202 | $3.1K | 286,115 | 1.0% |
| GX Acquisition Corp | UNIT 05/24/2026 | 36251A206 | $3.1K | 300,000 | 1.0% |
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $3.0K | 300,000 | 1.0% |
| Switchback Energy Acquisitio | UNIT 99/99/9999 | 87105M201 | $2.9K | 294,105 | 1.0% |
| Qudian Inc | DEBT 1.000% 7/0 | G7314VAA8 | $2.9K | $3,000,000 | 1.0% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $2.7K | $4,140,000 | 0.9% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $2.6K | 23,000 | 0.9% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $2.6K | 240,000 | 0.9% |
| Pinduoduo Inc | DEBT 10/0 | G7115TAA4 | $2.5K | $2,500,000 | 0.9% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $2.5K | $2,500,000 | 0.9% |
| Dd3 Acquisition Corp | UNIT 10/12/2023 | G2692M129 | $2.5K | 242,100 | 0.8% |
| GDS Hldgs LTD | DEBT 2.000% 6/0 | 36165LAB4 | $2.3K | $2,175,000 | 0.8% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $2.2K | 206,600 | 0.8% |
| Iqiyi Inc | DEBT 2.000% 4/0 | G4939KAB2 | $2.2K | $2,500,000 | 0.7% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $2.1K | $2,000,000 | 0.7% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $2.0K | 198,600 | 0.7% |
| Landcadia Hldgs II Inc | UNIT 05/09/2026 | 51476X204 | $2.0K | 199,900 | 0.7% |
| Netfin Acquisition Corp | UNIT 08/01/2024 | G6455A123 | $1.8K | 175,000 | 0.6% |
| Clarivate Analytics PLC(CLVT) | *W EXP 11/09/201 | G21810117 | $1.7K | 295,633 | 0.6% |
| Churchill Cap Corp II | UNIT 99/99/9999 | 17143G205 | $1.6K | 155,713 | 0.6% |
| Pivotal Invt Corp II | UNIT 06/01/2025 | 72582K209 | $1.5K | 150,000 | 0.5% |
| Thunder Brdg Acquistion II L | UNIT 99/99/9999 | G8857S124 | $1.5K | 150,000 | 0.5% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $1.5K | 137,903 | 0.5% |
| Arya Sciences Acquisition Co | UNIT 10/04/2023 | G3165V117 | $1.4K | 131,999 | 0.5% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $1.3K | 126,509 | 0.5% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.3K | 116,000 | 0.4% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $1.3K | 123,700 | 0.4% |
| Fellazo Inc | UNIT 99/99/9999 | G3362K104 | $1.2K | 125,000 | 0.4% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $1.2K | 116,000 | 0.4% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $1.2K | $1,200,000 | 0.4% |
| Paratek Pharmaceuticals Inc | NOTE 4.750% 5/0 | 699374AB0 | $1.2K | $1,600,000 | 0.4% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $1.1K | $1,011,000 | 0.4% |