Q3 2019 Holdings
Filed 2019-11-01 | 91 holdings | $296.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twelve Seas Investment Compa | *W EXP 12/22/202 | G9145A115 | $0 | 1,400 | 0.0% |
| Twelve Seas Investment Compa | RIGHT 12/22/2019 | G9145A131 | $1 | 1,400 | 0.0% |
| Xynomic Pharmacutcls Hldng I | *W EXP 05/15/202 | 98421X110 | $5 | 63,000 | 0.0% |
| Pensare Acquisition Corp | *W EXP 07/27/202 | 70957E113 | $6 | 25,850 | 0.0% |
| Akazoo SA | *W EXP 09/11/202 | L0164E116 | $15 | 20,000 | 0.0% |
| Pensare Acquisition Corp | RIGHT 99/99/9999 | 70957E121 | $16 | 51,700 | 0.0% |
| LF Cap Acquisition Corp | *W EXP 06/22/202 | 50200K116 | $19 | 59,500 | 0.0% |
| Akazoo SA | SHS | L0164E108 | $25 | 4,000 | 0.0% |
| Akerna Corp | *W EXP 06/17/202 | 00973W110 | $26 | 35,864 | 0.0% |
| Gordon Pointe Acquisition Co | *W EXP 07/30/202 | 382788115 | $37 | 91,600 | 0.0% |
| Graf Indl Corp | *W EXP 12/31/202 | 384278115 | $42 | 107,500 | 0.0% |
| Allied Esports Entmt Inc(AGAE) | COM | 019170109 | $48 | 9,120 | 0.0% |
| Sentinel Energy Svcs Inc | *W EXP 11/02/202 | 81728P113 | $68 | 170,401 | 0.0% |
| Kaixin Auto Hldgs | SHS | G5223X100 | $109 | 60,290 | 0.0% |
| Pivotal Acquisition Corp | CL A COM | 72583A101 | $122 | 12,029 | 0.0% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $195 | $185,000 | 0.1% |
| Pivotal Acquisition Corp | *W EXP 12/01/202 | 72583A119 | $215 | 160,599 | 0.1% |
| Ranpak Hldgs Corp | *W EXP 06/03/202 | 75321W111 | $221 | 295,100 | 0.1% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $257 | 1,700 | 0.1% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $430 | $500,000 | 0.1% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $433 | 39,900 | 0.1% |
| Forum Merger II Corp | CL A | 34986F103 | $463 | 45,785 | 0.2% |
| Longevity Acquisition Corp | UNIT 08/29/2024 | G56372108 | $560 | 51,500 | 0.2% |
| Ishares TR(TLT) | 20 YR TR BD ETF | 464287432 | $572 | 4,000 | 0.2% |
| Fintech Acquisition Corp III | UNIT 12/01/2023 | 31811A309 | $590 | 55,200 | 0.2% |
| Tuscan Holdings Corp | UNIT 99/99/9999 | 90069K203 | $632 | 59,100 | 0.2% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $674 | $700,000 | 0.2% |
| Tilray Inc | DEBT 5.000%10/0 | 88688TAA8 | $745 | $1,150,000 | 0.3% |
| Apex Technology Acquisitn Co | UNIT 06/11/2026 | 03768F201 | $764 | 75,000 | 0.3% |
| HL Acquisitions Corp | UNIT 06/21/2023 | G4603R114 | $799 | 75,073 | 0.3% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $816 | 6,400 | 0.3% |
| Chaserg Technlgy Acquisitn C | UNIT 09/30/2023 | 16166A202 | $823 | 77,232 | 0.3% |
| Tenzing Acquisition Corp | UNIT 08/24/2024 | G8708A124 | $831 | 79,300 | 0.3% |
| Vanguard Index FDS(VV) | LARGE CAP ETF | 922908637 | $982 | 7,200 | 0.3% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $997 | $1,000,000 | 0.3% |
| Haymaker Acquisition Corp II | UNIT 10/31/2026 | 42087L200 | $1.0K | 100,000 | 0.3% |
| Trinity Merger Corp(TMCX) | COM CL A | 89653L106 | $1.0K | 99,068 | 0.3% |
| ACT II Global Acquisition Co | UNIT 04/30/2026 | G0080J112 | $1.0K | 100,000 | 0.4% |
| MFA Finl Inc | NOTE 6.250% 6/1 | 55272XAA0 | $1.1K | $1,043,000 | 0.4% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.1K | 638,600 | 0.4% |
| Invesco Exchng Traded FD TR(BKLN) | SR LN ETF | 46138G508 | $1.1K | 50,000 | 0.4% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $1.1K | $1,011,000 | 0.4% |
| Paratek Pharmaceuticals Inc | NOTE 4.750% 5/0 | 699374AB0 | $1.2K | $1,600,000 | 0.4% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $1.2K | $1,200,000 | 0.4% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $1.2K | 116,000 | 0.4% |
| Fellazo Inc | UNIT 99/99/9999 | G3362K104 | $1.2K | 125,000 | 0.4% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $1.3K | 123,700 | 0.4% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.3K | 116,000 | 0.4% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $1.3K | 126,509 | 0.5% |
| Arya Sciences Acquisition Co | UNIT 10/04/2023 | G3165V117 | $1.4K | 131,999 | 0.5% |