Q1 2020 Holdings
Filed 2020-05-12 | 102 holdings | $176.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Inovio Pharmaceuticals Inc | NOTE 6.500% 3/0 | 45773HAB8 | $11.1K | $7,750,000 | 6.3% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $9.6K | 125,000 | 5.4% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $8.2K | $9,390,000 | 4.7% |
| Iqiyi Inc | DEBT 3.750%12/0 | 46267XAB4 | $7.3K | $7,200,000 | 4.2% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $7.3K | $11,110,000 | 4.1% |
| Cytokinetics Inc | NOTE 4.000%11/1 | 23282WAA8 | $7.3K | $5,500,000 | 4.1% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $6.4K | $3,500,000 | 3.7% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $6.4K | $8,725,000 | 3.6% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $5.5K | $6,000,000 | 3.1% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $4.8K | $5,859,000 | 2.7% |
| Merida Merger Corp I | COM | 58953M106 | $3.9K | 402,300 | 2.2% |
| Forum Merger II Corp | CL A | 34986F103 | $3.4K | 331,900 | 1.9% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $3.4K | $3,500,000 | 1.9% |
| YY Inc | DEBT 1.375% 6/1 | G9887YAC1 | $3.1K | $3,500,000 | 1.8% |
| Evolent Health Inc | NOTE 1.500%10/1 | 30050BAD3 | $3.1K | $4,834,000 | 1.7% |
| GX Acquisition Corp | UNIT 05/24/2026 | 36251A206 | $3.0K | 300,000 | 1.7% |
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $3.0K | 300,000 | 1.7% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $2.9K | $3,100,000 | 1.7% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $2.9K | $3,000,000 | 1.6% |
| Switchback Energy Acquisitio | UNIT 99/99/9999 | 87105M201 | $2.9K | 294,105 | 1.6% |
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $2.7K | $3,746 | 1.5% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $2.5K | 240,000 | 1.4% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $2.3K | $3,000,000 | 1.3% |
| Iqiyi Inc | DEBT 2.000% 4/0 | G4939KAB2 | $2.2K | $2,500,000 | 1.2% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $2.2K | $2,500,000 | 1.2% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $2.0K | 198,600 | 1.2% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $2.0K | $2,350,000 | 1.1% |
| Landcadia Hldgs II Inc | UNIT 05/09/2026 | 51476X204 | $2.0K | 199,900 | 1.1% |
| Avadel FIN Cayman LTD | NOTE 4.500% | 05337YAB8 | $1.9K | $1,900 | 1.1% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $1.9K | $1,874,000 | 1.1% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $1.8K | $2,288,000 | 1.0% |
| DMY Technology Group Inc | UNIT 99/99/9999 | 233253202 | $1.8K | 184,000 | 1.0% |
| LIV Cap Acquisition Corp | UNIT 99/99/9999 | G5510C124 | $1.8K | 180,000 | 1.0% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $1.7K | $2,000,000 | 1.0% |
| Churchill Cap Corp II | UNIT 99/99/9999 | 17143G205 | $1.6K | 155,713 | 0.9% |
| Thunder Brdg Acquistion II L | UNIT 99/99/9999 | G8857S124 | $1.5K | 150,000 | 0.9% |
| Churchill Cap Corp II | UNIT 03/01/2027 | 17144C203 | $1.5K | 150,000 | 0.9% |
| Arya Sciences Acquisition Co | UNIT 10/04/2023 | G3165V117 | $1.5K | 131,981 | 0.8% |
| Galileo Acquisition Corp | UNIT 99/99/9999 | G3770A128 | $1.4K | 150,000 | 0.8% |
| Yunhong Intl | UNIT 99/99/9999 | G98882114 | $1.4K | 150,000 | 0.8% |
| Interprivate Acquisition COR | UNIT 10/29/2024 | 46064A202 | $1.4K | 143,800 | 0.8% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $1.4K | 137,903 | 0.8% |
| Agba Acquisition LTD | UNIT 05/10/2024 | G0120M133 | $1.3K | 130,000 | 0.8% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $1.3K | 123,700 | 0.7% |
| Fellazo Inc | UNIT 99/99/9999 | G3362K104 | $1.3K | 125,000 | 0.7% |
| Exact Sciences Corp | NOTE 0.375% 3/0 | 30063PAC9 | $1.2K | $1,500,000 | 0.7% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F770 | $1.1K | 25,000 | 0.6% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $1.1K | $1,000,000 | 0.6% |
| ACT II Global Acquisition Co | UNIT 04/30/2026 | G0080J112 | $1.1K | 100,000 | 0.6% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $1.1K | $1,000,000 | 0.6% |