Q2 2020 Holdings
Filed 2020-08-11 | 105 holdings | $257.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Inovio Pharmaceuticals Inc | NOTE 6.500% 3/0 | 45773HAB8 | $33.0K | $6,625,000 | 12.8% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $14.2K | $13,593,000 | 5.5% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $11.6K | $15,359,000 | 4.5% |
| Cytokinetics Inc | NOTE 4.000%11/1 | 23282WAA8 | $10.7K | $4,500,000 | 4.2% |
| SEA LTD | DEBT 2.375%12/0 | G7948TAE9 | $9.7K | $7,000,000 | 3.8% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $9.1K | $10,090,000 | 3.5% |
| Bilibili Inc | NOTE 1.375% 4/0 | 090040AB2 | $6.7K | $3,500,000 | 2.6% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $6.5K | 54,600 | 2.5% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $6.3K | $8,675,000 | 2.5% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $6.2K | $6,000,000 | 2.4% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $6.2K | $7,250,000 | 2.4% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $5.6K | $6,350,000 | 2.2% |
| Nevro Corp | NOTE 2.750% 4/0 | 64157FAC7 | $5.4K | $4,000,000 | 2.1% |
| Iqiyi Inc | DEBT 3.750%12/0 | 46267XAB4 | $5.2K | $4,700,000 | 2.0% |
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $5.1K | $6,246,000 | 2.0% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $4.5K | $3,100,000 | 1.8% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $4.1K | $5,000,000 | 1.6% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $4.0K | $4,000,000 | 1.6% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $3.9K | $4,000,000 | 1.5% |
| YY Inc | DEBT 1.375% 6/1 | G9887YAC1 | $3.9K | $3,500,000 | 1.5% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $3.8K | $2,500,000 | 1.5% |
| Merida Merger Corp I | COM | 58953M106 | $3.7K | 373,902 | 1.4% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $3.5K | $4,000,000 | 1.3% |
| Xeris Pharmaceuticals Inc | NOTE 5.000% 7/1 | 98422LAA5 | $3.2K | $3,250,000 | 1.2% |
| GX Acquisition Corp | UNIT 05/24/2026 | 36251A206 | $3.1K | 300,000 | 1.2% |
| Fusion Acquisition Corp | UNIT 99/99/9999 | 36118H204 | $3.0K | 300,000 | 1.2% |
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $3.0K | 300,000 | 1.2% |
| Switchback Energy Acquistn C | UNIT 99/99/9999 | 87105M201 | $3.0K | 294,105 | 1.2% |
| Evolent Health Inc | NOTE 2.000%12/0 | 30050BAB7 | $3.0K | $3,408,000 | 1.2% |
| Dish Network Corp | NOTE 2.375% 3/1 | 25470MAD1 | $2.7K | $3,000,000 | 1.0% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $2.6K | $2,788,000 | 1.0% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $2.1K | 198,600 | 0.8% |
| Applied Optoelectronics Inc | NOTE 5.000% 3/1 | 03823UAB8 | $2.1K | $2,500,000 | 0.8% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $2.1K | $2,000,000 | 0.8% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $2.0K | 700,172 | 0.8% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $2.0K | $1,969,000 | 0.8% |
| DMY Technology Group Inc | UNIT 99/99/9999 | 233253202 | $1.9K | 184,000 | 0.8% |
| Exact Sciences Corp | NOTE 0.375% 3/0 | 30063PAC9 | $1.9K | $2,000,000 | 0.7% |
| Churchill Cap Corp II | UNIT 99/99/9999 | 17143G205 | $1.9K | 155,713 | 0.7% |
| LIV Cap Acquisition Corp | UNIT 99/99/9999 | G5510C124 | $1.8K | 180,000 | 0.7% |
| Galileo Acquisition Corp | UNIT 99/99/9999 | G3770A128 | $1.8K | 175,000 | 0.7% |
| Churchill Cap Corp II | UNIT 03/01/2027 | 17144C203 | $1.7K | 150,000 | 0.7% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $1.7K | $1,750,000 | 0.7% |
| Thunder Brdg Acquistion II L | UNIT 99/99/9999 | G8857S124 | $1.6K | 150,000 | 0.6% |
| Landcadia Hldgs II Inc | CL A | 51476X105 | $1.6K | 95,922 | 0.6% |
| NIO Inc | NOTE 4.500% 2/0 | 62914VAB2 | $1.5K | $1,500,000 | 0.6% |
| Interprivate Acquisition COR | UNIT 10/29/2024 | 46064A202 | $1.5K | 143,800 | 0.6% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $1.5K | $1,500,000 | 0.6% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $1.4K | $1,985,000 | 0.6% |
| Agba Acquisition LTD | UNIT 05/10/2024 | G0120M133 | $1.4K | 130,000 | 0.5% |