Q3 2020 Holdings
Filed 2020-11-16 | 165 holdings | $460.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| 8X8 Inc New | NOTE 0.500% 2/0 | 282914AB6 | $19.4K | $20,876,000 | 4.2% |
| SEA LTD | DEBT 2.375%12/0 | G7948TAE9 | $13.1K | $7,000,000 | 2.8% |
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $12.8K | $12,946,000 | 2.8% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $12.7K | $15,799,000 | 2.8% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $12.6K | $14,068,000 | 2.7% |
| CF Finance Acquisition Corp | UNIT 08/01/2027 | 15725Q203 | $11.6K | 1,160,000 | 2.5% |
| Churchill Capital Corp IV | UNIT 99/99/9999 | 171439201 | $11.6K | 890,000 | 2.5% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $11.3K | $12,240,000 | 2.5% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $10.8K | $11,750,000 | 2.4% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $10.7K | $9,800,000 | 2.3% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $10.3K | $13,000,000 | 2.2% |
| Navsight Hldgs Inc | UNIT 99/99/9999 | 639358209 | $8.9K | 885,447 | 1.9% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $8.8K | $10,233,000 | 1.9% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $8.8K | $9,900,000 | 1.9% |
| Iqiyi Inc | DEBT 3.750%12/0 | 46267XAB4 | $8.7K | $8,250,000 | 1.9% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $8.5K | $9,000,000 | 1.8% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $7.4K | 7,250,000 | 1.6% |
| Dish Network Corp | NOTE 2.375% 3/1 | 25470MAD1 | $7.4K | $8,174,000 | 1.6% |
| Vonage Hldgs Corp | NOTE 1.750% 6/0 | 92886TAJ1 | $7.0K | $7,270,000 | 1.5% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $6.4K | 54,600 | 1.4% |
| Forum Merger III Corp | UNIT 08/24/2027 | 349885202 | $6.4K | 610,200 | 1.4% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $6.3K | $7,250,000 | 1.4% |
| Xeris Pharmaceuticals Inc | NOTE 5.000% 7/1 | 98422LAA5 | $6.3K | $3,240,000 | 1.4% |
| Bilibili Inc | NOTE 1.375% 4/0 | 090040AB2 | $6.2K | $3,500,000 | 1.3% |
| Property Solutions Acquisiti | UNIT 03/30/2027 | 74348Q207 | $6.1K | 599,990 | 1.3% |
| Prime Impac Acquisition I | UNIT 10/01/2030 | G61074111 | $6.0K | 600,000 | 1.3% |
| Ftac Olympus Acquisition Cor | UNIT 08/24/2025 | G37288118 | $6.0K | 600,000 | 1.3% |
| ACE Convergence Acqu Corp | UNIT 99/99/9999 | G0083D112 | $5.9K | 572,936 | 1.3% |
| Iqiyi Inc | DEBT 2.000% 4/0 | 46267XAD0 | $5.8K | $6,126,000 | 1.3% |
| E Merge Technology Acquisiti | UNIT 07/30/2025 | 26873Y203 | $5.7K | 570,000 | 1.2% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $5.6K | $5,000,000 | 1.2% |
| RedBall Acquisition Corp | UNIT 99/99/9999 | G7417R121 | $5.2K | 488,600 | 1.1% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $5.1K | $7,485,000 | 1.1% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $5.1K | $4,287,000 | 1.1% |
| Cohn Robbins Holdings Corp | UNIT 08/11/2025 | G23726121 | $5.0K | 500,000 | 1.1% |
| Tailwind Acquisition Corp | UNIT 09/07/2027 | 87403Q201 | $5.0K | 500,000 | 1.1% |
| Ascendant Digital Acquisitio | UNIT 99/99/9999 | G05155125 | $4.7K | 450,000 | 1.0% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $4.6K | $3,100,000 | 1.0% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $4.6K | $5,000,000 | 1.0% |
| Applied Optoelectronics Inc | NOTE 5.000% 3/1 | 03823UAB8 | $4.6K | $5,000,000 | 1.0% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $4.3K | $4,016,000 | 0.9% |
| UTZ Brands Inc | *W EXP 08/28/202 | 918090119 | $4.3K | 655,503 | 0.9% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $4.1K | $3,000,000 | 0.9% |
| Fusion Acquisition Corp | UNIT 99/99/9999 | 36118H204 | $4.1K | 395,000 | 0.9% |
| VPC Impact Acquisition Hold | UNIT 09/22/2025 | G9441E126 | $4.0K | 400,000 | 0.9% |
| YY Inc | DEBT 1.375% 6/1 | G9887YAC1 | $3.8K | $3,500,000 | 0.8% |
| Merida Merger Corp I | COM | 58953M106 | $3.7K | 373,902 | 0.8% |
| Exact Sciences Corp | NOTE 0.375% 3/1 | 30063PAB1 | $3.5K | $3,000,000 | 0.8% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $3.4K | $3,743,000 | 0.7% |
| Tortoise Acquisition II Corp | UNIT 06/14/2027 | G89554110 | $3.3K | 300,000 | 0.7% |