Q4 2020 Holdings
Filed 2021-02-12 | 261 holdings | $731.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| 8X8 Inc New | NOTE 0.500% 2/0 | 282914AB6 | $29.1K | $19,977,000 | 4.0% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $22.9K | $18,400,000 | 3.1% |
| Granite Constr Inc | NOTE 2.750%11/0 | 387328AB3 | $20.2K | $18,625,000 | 2.8% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $20.1K | $22,479,000 | 2.7% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $19.4K | $17,800,000 | 2.7% |
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $19.1K | $15,650,000 | 2.6% |
| SEA LTD | DEBT 2.375%12/0 | 81141RAE0 | $16.2K | $7,000,000 | 2.2% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $12.9K | $9,989,000 | 1.8% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $12.8K | $12,960,000 | 1.8% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $12.8K | $13,473,000 | 1.7% |
| Bilibili Inc | NOTE 1.375% 4/0 | 090040AB2 | $12.1K | $3,500,000 | 1.7% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $12.0K | $11,825,000 | 1.6% |
| Seacor Holdings Inc | NOTE 3.250% 5/1 | 811904AN1 | $11.9K | $12,222,000 | 1.6% |
| Aerie Pharmaceuticals Inc | NOTE 1.500%10/0 | 00771VAB4 | $11.8K | $12,710,000 | 1.6% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $11.7K | $12,240,000 | 1.6% |
| Tilray Inc | DEBT 5.000%10/0 | 88338TAB0 | $11.1K | $11,083,000 | 1.5% |
| Iqiyi Inc | DEBT 3.750%12/0 | 46267XAB4 | $10.4K | $10,250,000 | 1.4% |
| CF Acquisition Corp IV | UNIT 12/31/2027 | 12520T201 | $9.8K | 950,000 | 1.3% |
| Tilray Inc | DEBT 5.000%10/0 | 88688TAB6 | $9.6K | $11,340,000 | 1.3% |
| IG Acquisition Corp | COM CL A | 449534106 | $9.6K | 949,392 | 1.3% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $9.6K | $9,000,000 | 1.3% |
| L&F Acquisition Corp | UNIT 99/99/9999 | G53702125 | $9.5K | 914,885 | 1.3% |
| Mudrick Capital Acqu Corp II | UNIT 99/99/9999 | 62477L206 | $9.4K | 908,124 | 1.3% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $9.3K | $10,250,000 | 1.3% |
| Churchill Capital Corp IV | CL A | 171439102 | $9.1K | 908,167 | 1.2% |
| Cytokinetics Inc | NOTE 4.000%11/1 | 23282WAA8 | $8.6K | $4,000,000 | 1.2% |
| Iqiyi Inc | DEBT 2.000% 4/0 | 46267XAD0 | $7.9K | $8,876,000 | 1.1% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $7.7K | $9,887,000 | 1.0% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $7.3K | $5,000,000 | 1.0% |
| Navsight Hldgs Inc | CL A | 639358100 | $6.7K | 666,482 | 0.9% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $6.6K | $5,287,000 | 0.9% |
| Microchip Technology Inc. | NOTE 2.250% 2/1 | 595017AH7 | $6.3K | $3,100,000 | 0.9% |
| Vonage Hldgs Corp | NOTE 1.750% 6/0 | 92886TAJ1 | $6.2K | $5,692,000 | 0.8% |
| Applied Optoelectronics Inc | NOTE 5.000% 3/1 | 03823UAB8 | $5.8K | $7,000,000 | 0.8% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $5.2K | $5,742,000 | 0.7% |
| Concord Acquisition Corp | UNIT 12/28/2025 | 206071201 | $5.1K | 495,156 | 0.7% |
| Carney Technology Acqu Corp | UNIT 12/10/2025 | 143636207 | $5.1K | 493,114 | 0.7% |
| Empower LTD | CL A COM | G3R39W102 | $5.0K | 500,000 | 0.7% |
| Iqiyi Inc | NOTE 4.000%12/1 | 46267XAE8 | $5.0K | $5,000,000 | 0.7% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $4.9K | 41,600 | 0.7% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $4.9K | $5,100,000 | 0.7% |
| ACE Convergence Acqu Corp | CL A | G0083D120 | $4.8K | 473,184 | 0.7% |
| Switchback Energy Acquistn C | *W EXP 07/25/202 | 87105M110 | $4.8K | 313,253 | 0.7% |
| Sports Entertainment Acqu Co | COM | 84918M106 | $4.8K | 470,931 | 0.7% |
| E Merge Technology Acquisiti | COM CL A | 26873Y104 | $4.6K | 454,031 | 0.6% |
| Social Capital Hedosopha HLD | SHS CL A | G8251L105 | $4.5K | 366,600 | 0.6% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $4.5K | $7,485,000 | 0.6% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $4.4K | $4,016,000 | 0.6% |
| CF FIN Acquisition Corp III | UNIT 09/30/2027 | 12529D207 | $4.3K | 400,000 | 0.6% |
| Corner Growth Acquisition Co | UNIT 01/01/2027 | G2425N121 | $4.3K | 410,000 | 0.6% |