Q2 2021 Holdings
Filed 2021-08-17 | 526 holdings | $1.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Varex Imaging Corp | NOTE 4.000% 6/0 | 92214XAB2 | $47.5K | $32,065 | 4.1% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $39.4K | $32,150 | 3.4% |
| Alps ETF TR(AMLP) | ALERIAN MLP | 00162Q452 | $38.0K | 1,053 | 3.3% |
| ARK ETF TR(ARKF) | FINTECH INNOVA | 00214Q708 | $37.0K | 689 | 3.2% |
| Granite Constr Inc | NOTE 2.750%11/0 | 387328AB3 | $27.0K | $18,658 | 2.3% |
| Vonage Hldgs Corp | NOTE 1.750% 6/0 | 92886TAJ1 | $26.9K | $24,049 | 2.3% |
| Dish Network Corporation | NOTE 2.375% 3/1 | 25470MAD1 | $26.8K | $27,560 | 2.3% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $25.0K | $29,345 | 2.2% |
| Plug Power Inc | NOTE 3.750% 6/0 | 72919PAD5 | $23.8K | $3,500 | 2.1% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $23.8K | $23,225 | 2.1% |
| Revance Therapeutics Inc | NOTE 1.750% 2/1 | 761330AB5 | $23.5K | $20,087 | 2.0% |
| Veoneer Inc | NOTE 4.000% 6/0 | 92336XAA7 | $22.3K | $17,525 | 1.9% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $18.9K | $19,838 | 1.6% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $15.3K | $16,940 | 1.3% |
| Evolent Health Inc | NOTE 1.500%10/1 | 30050BAD3 | $14.6K | $15,126 | 1.3% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $13.0K | $13,000 | 1.1% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $12.3K | $15,250 | 1.1% |
| Ionis Pharmaceuticals Inc | NOTE 0.125%12/1 | 462222AB6 | $12.1K | $13,000 | 1.1% |
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $12.1K | $11,806 | 1.0% |
| NIO Inc | DEBT 2/0 | 62914VAC0 | $12.1K | $12,795 | 1.0% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $11.7K | $10,839 | 1.0% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $11.6K | $10,500 | 1.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $10.8K | $10,583 | 0.9% |
| Applied Optoelectronics Inc | NOTE 5.000% 3/1 | 03823UAB8 | $10.7K | $12,300 | 0.9% |
| Iqiyi Inc | NOTE 3.750%12/0 | 46267XAB4 | $10.3K | $10,250 | 0.9% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $10.2K | $11,279 | 0.9% |
| CF Acquisition Corp IV | UNIT 12/31/2027 | 12520T201 | $9.6K | 952,700 | 0.8% |
| Square Inc | NOTE 0.125% 3/0 | 852234AF0 | $8.2K | $4,000 | 0.7% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAB7 | $8.1K | $7,500 | 0.7% |
| Aerie Pharmaceuticals Inc | NOTE 1.500%10/0 | 00771VAB4 | $7.9K | $7,969 | 0.7% |
| Algonquin PWR Utils Corp | UNIT 99/99/9999 | 015857873 | $7.4K | $150,000 | 0.6% |
| Churchill Capital Corp VII | UNIT 99/99/9999 | 17144M201 | $6.9K | 688,239 | 0.6% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $6.6K | $5,000 | 0.6% |
| Gigcapital4 Inc | COM | 37518G101 | $6.4K | 648,896 | 0.6% |
| NIO Inc | DEBT 0.500% 2/0 | 62914VAD8 | $6.1K | $6,500 | 0.5% |
| Social Capital Hedosopha HLD | SHS CL A | G8251L105 | $6.1K | 597,490 | 0.5% |
| Tailwind Internatnal ACQ COR | UNIT 99/99/9999 | G8662F127 | $5.8K | 577,449 | 0.5% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $5.6K | $5,000 | 0.5% |
| Austerlitz Acquisition Corp | UNIT 99/99/9999 | G0633D117 | $5.4K | 526,864 | 0.5% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $5.4K | $5,437 | 0.5% |
| Navsight Hldgs Inc | CL A | 639358100 | $5.3K | 532,051 | 0.5% |
| Lannett Co Inc | NOTE 4.500%10/0 | 51602UAC2 | $5.3K | $8,395 | 0.5% |
| Prospector Capital Corp | UNIT 01/01/2030 | G7273A121 | $5.1K | 514,605 | 0.4% |
| Itiquira Acquisition Corp | UNIT 02/03/2026 | G49773123 | $5.0K | 500,000 | 0.4% |
| Adit Edtech Acquisition Corp | UNIT 99/99/9999 | 007024201 | $4.8K | 476,654 | 0.4% |
| Ironwood Pharmaceuticals Inc | NOTE 1.500% 6/1 | 46333XAH1 | $4.7K | $3,934 | 0.4% |
| Tailwind Two Acquisition COR | UNIT 03/01/2028 | G86613117 | $4.7K | 468,311 | 0.4% |
| E Merge Technology Acquisiti | COM CL A | 26873Y104 | $4.4K | 450,219 | 0.4% |
| G Squared Ascend I Inc | UNIT 99/99/9999 | G4204R125 | $4.4K | 433,093 | 0.4% |
| CF Acquisition Corp VI | UNIT 99/99/9999 | 12521J202 | $4.3K | 425,601 | 0.4% |