Q3 2021 Holdings
Filed 2021-11-12 | 473 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aeye Inc(LIDRW) | *W EXP 09/30/202 | 008183113 | $53.0K | 46,383 | 4.9% |
| Clover Health Investments Co(CLOV) | COM CL A | 18914F103 | $48.0K | 6,484 | 4.4% |
| Varex Imaging Corp | NOTE 4.000% 6/0 | 92214XAB2 | $37.8K | $24,565 | 3.5% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $26.3K | $23,650 | 2.4% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $23.5K | $25,388 | 2.2% |
| Dish Network Corporation | NOTE 2.375% 3/1 | 25470MAD1 | $22.5K | $23,040 | 2.1% |
| 1Life Healthcare Inc | NOTE 3.000% 6/1 | 68269GAB3 | $22.1K | $23,225 | 2.0% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $21.0K | $20,845 | 1.9% |
| Digital World Acquisition Co | UNIT 06/30/2028 | 25400Q204 | $18.2K | 1,794,520 | 1.7% |
| Veoneer Inc | NOTE 4.000% 6/0 | 92336XAA7 | $16.1K | $10,025 | 1.5% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $15.5K | $14,850 | 1.4% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAB7 | $15.4K | $15,000 | 1.4% |
| Eventbrite Inc | NOTE 5.000%12/0 | 29975EAB5 | $14.6K | $8,400 | 1.3% |
| Evolent Health Inc | NOTE 1.500%10/1 | 30050BAD3 | $14.5K | $12,761 | 1.3% |
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $12.8K | $15,506 | 1.2% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $12.8K | $14,142 | 1.2% |
| Bloom Energy Corp | NOTE 2.500% 8/1 | 093712AH0 | $12.4K | $9,000 | 1.2% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $11.7K | $10,539 | 1.1% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $11.7K | $11,225 | 1.1% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $11.0K | $10,200 | 1.0% |
| Applied Optoelectronics Inc | NOTE 5.000% 3/1 | 03823UAB8 | $9.9K | $12,050 | 0.9% |
| NIO Inc | DEBT 2/0 | 62914VAC0 | $9.6K | $11,095 | 0.9% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $9.6K | $12,700 | 0.9% |
| CF Acquisition Corp IV | COM CL A | 12520T102 | $9.3K | 952,152 | 0.9% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $9.2K | $82,500 | 0.9% |
| Plug Power Inc | NOTE 3.750% 6/0 | 72919PAD5 | $8.9K | $1,750 | 0.8% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $8.4K | $7,783 | 0.8% |
| The Realreal Inc | NOTE 3.000% 6/1 | 88339PAB7 | $8.3K | $7,551 | 0.8% |
| Social Capital Hedosopha HLD | SHS CL A | G8251L105 | $7.5K | 735,803 | 0.7% |
| Cryolife Inc | NOTE 4.250% 7/0 | 228903AB6 | $7.2K | $5,800 | 0.7% |
| Bridgetown Holdings LTD | COM CL A | G1355U113 | $7.1K | 726,251 | 0.7% |
| Vonage Hldgs Corp | NOTE 1.750% 6/0 | 92886TAJ1 | $7.0K | $5,949 | 0.6% |
| Revance Therapeutics Inc | NOTE 1.750% 2/1 | 761330AB5 | $6.9K | $6,000 | 0.6% |
| Bridgebio Pharma Inc | NOTE 2.500% 3/1 | 10806XAB8 | $6.9K | $5,000 | 0.6% |
| SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | $6.7K | $6,550 | 0.6% |
| Churchill Capital Corp VII | COM CL A | 17144M102 | $6.4K | 663,239 | 0.6% |
| Ringcentral Inc | NOTE 3/0 | 76680RAF4 | $6.3K | $6,359 | 0.6% |
| CM Life Sciences III Inc | UNIT 04/30/2028 | 125841205 | $6.1K | 599,650 | 0.6% |
| PAR Technology Corp | NOTE 1.500%10/1 | 698884AE3 | $5.9K | $5,500 | 0.5% |
| Social Capital Hedosopha HLD SHS CL A | SHS CL A | G82514103 | $5.8K | 576,433 | 0.5% |
| Tailwind Internatnal ACQ COR | UNIT 99/99/9999 | G8662F127 | $5.7K | 577,449 | 0.5% |
| Gigcapital4 Inc | COM | 37518G101 | $5.4K | 548,896 | 0.5% |
| Austerlitz Acquisition Corp | UNIT 99/99/9999 | G0633D117 | $5.4K | 526,864 | 0.5% |
| Aesther Healthcare Acqstn Co | UNIT 09/14/2026 | 00809L205 | $5.1K | 500,000 | 0.5% |
| Argus Capital Corp | UNIT 08/31/2028 | 04026L204 | $5.1K | 500,600 | 0.5% |
| Cenaq Energy Corp | UNIT 02/04/2026 | 15130M201 | $5.0K | 500,400 | 0.5% |
| Lannett Co Inc | NOTE 4.500%10/0 | 51602UAC2 | $4.8K | $10,445 | 0.4% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $4.8K | $3,000 | 0.4% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $4.7K | $4,300 | 0.4% |
| Adit Edtech Acquisition Corp | UNIT 99/99/9999 | 007024201 | $4.6K | 464,754 | 0.4% |