Q4 2021 Holdings
Filed 2022-02-09 | 554 holdings | $14.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Athena Technology ACQ Corp I(ATEKU) | UNIT 99/99/9999 | 04687C204 | $6.0M | 600,000 | 42.2% |
| Arogo Capital Acquisition Co(AOGOU) | UNIT 99/99/9999 | 042644203 | $5.2M | 515,000 | 36.4% |
| Altenergy Acquisition Corp(AEAEU) | UNIT 10/29/2026 | 02157M207 | $1.5M | 148,262 | 10.6% |
| CCC Intelligent Solutions HL(CCC) | COM | 12510Q100 | $219.0K | 19,197 | 1.5% |
| Aeye Inc(LIDRW) | *W EXP 09/30/202 | 008183113 | $43.0K | 46,383 | 0.3% |
| 1Life Healthcare Inc | NOTE 3.000% 6/1 | 68269GAB3 | $31.1K | $34,225 | 0.2% |
| Varex Imaging Corp | NOTE 4.000% 6/0 | 92214XAB2 | $30.9K | $18,515 | 0.2% |
| Dish Network Corporation | NOTE 2.375% 3/1 | 25470MAD1 | $27.9K | $29,040 | 0.2% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $24.2K | $25,076 | 0.2% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $20.4K | $17,150 | 0.1% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $19.5K | $16,539 | 0.1% |
| Bloom Energy Corp | NOTE 2.500% 8/1 | 093712AH0 | $19.0K | $12,250 | 0.1% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $18.1K | $19,700 | 0.1% |
| Two Harbors Inventment Corpo | NOTE 6.250% 1/1 | 90187BAB7 | $16.8K | $16,500 | 0.1% |
| Wayfair Inc | NOTE 0.625%10/0 | 94419LAM3 | $16.4K | $17,900 | 0.1% |
| Travere Therapeutics Inc | NOTE 2.500% 9/1 | 761299AB2 | $15.2K | $13,899 | 0.1% |
| Evolent Health Inc | NOTE 1.500%10/1 | 30050BAD3 | $13.9K | $12,761 | 0.1% |
| Redfin Corp | NOTE 10/1 | 75737FAC2 | $13.6K | $15,178 | 0.1% |
| Integrated Rail and RES ACQ | UNIT 99/99/9999 | 45827R205 | $13.4K | 1,335,638 | 0.1% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $13.2K | $16,700 | 0.1% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $12.7K | $12,850 | 0.1% |
| Innoviva Inc | NOTE 2.125% 1/1 | 88338TAB0 | $12.6K | $11,567 | 0.1% |
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $12.2K | $14,756 | 0.1% |
| Bridgebio Pharma Inc | NOTE 2.500% 3/1 | 10806XAB8 | $10.6K | $14,515 | 0.1% |
| Zogenix Inc | NOTE 2.750%10/0 | 98978LAB1 | $10.5K | $10,525 | 0.1% |
| Burtech Acquisition Corp | UNIT 12/10/2026 | 123013203 | $10.5K | 1,050,000 | 0.1% |
| Ringcentral Inc | NOTE 3/0 | 76680RAF4 | $10.3K | $10,950 | 0.1% |
| Esperion Therapeutics Inc NE | NOTE 4.000%11/1 | 29664WAB1 | $9.9K | $18,764 | 0.1% |
| Plug PWR Inc | NOTE 3.750% 6/0 | 72919PAD5 | $9.9K | $1,750 | 0.1% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $9.4K | $9,925 | 0.1% |
| Applied Optoelectronics Inc | NOTE 5.000% 3/1 | 03823UAB8 | $9.0K | $12,050 | 0.1% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $8.8K | $9,227 | 0.1% |
| Bridgetown Holdings LTD | COM CL A | G1355U113 | $8.4K | 859,425 | 0.1% |
| Iconic Sports Acquisition Co | UNIT 99/99/9999 | G4712C123 | $8.2K | 815,000 | 0.1% |
| CF Acquisition Corp IV | COM CL A | 12520T102 | $8.1K | 827,561 | 0.1% |
| Ftac Zeus Acquisition COR | UNIT 04/15/2026 | 30320F205 | $8.0K | 800,000 | 0.1% |
| Eventbrite Inc | NOTE 5.000%12/0 | 29975EAB5 | $8.0K | $4,900 | 0.1% |
| Ringcentral Inc | NOTE 3/1 | 76680RAH0 | $7.6K | $8,500 | 0.1% |
| Legato Merger Corp II | UNIT 09/01/2026 | 52473Y203 | $7.5K | 750,000 | 0.1% |
| Juniper II Corp | UNIT 99/99/9999 | 48203N202 | $7.1K | 699,989 | 0.1% |
| Ionis Pharmaceuticals Inc | NOTE 0.125%12/1 | 462222AB6 | $7.1K | $7,848 | 0.1% |
| Digital Health Acquisition C | UNIT 11/02/2026 | 253893200 | $7.1K | 689,000 | 0.0% |
| Enterprise 4.0 TEC Acqstn Co | UNIT 10/14/2026 | G3137C122 | $6.8K | 674,750 | 0.0% |
| Cryolife Inc | NOTE 4.250% 7/0 | 228903AB6 | $6.7K | $5,800 | 0.0% |
| Black Mountain ACQ Corp | UNIT 99/99/9999 | 09216A207 | $6.7K | 661,200 | 0.0% |
| Tricida Inc | NOTE 3.500% 5/1 | 89610FAB7 | $6.6K | $11,676 | 0.0% |
| Rigel Resource ACQ Corp | UNIT 99/99/9999 | G7573M122 | $6.6K | 648,730 | 0.0% |
| Churchill Capital Corp VII | COM CL A | 17144M102 | $6.5K | 663,239 | 0.0% |
| Guardant Health Inc | NOTE 11/1 | 40131MAB5 | $6.3K | $6,250 | 0.0% |
| Concord Acquisition Corp III | UNIT 99/99/9999 | 20607V205 | $6.1K | 601,800 | 0.0% |