Q4 2015 Holdings
Filed 2016-02-12 | 2714 holdings | $339.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Morgan Stanley Asia PAC FD I COM | COM | 61744U106 | $114 | 8,209 | 0.0% |
| Altria Group IncPut | OPT | 02209S953 | $114 | 974,400 | 0.0% |
| Honeywell Intl Inc COM(HON) | COM | 438516106 | $115 | 1,111 | 0.0% |
| Nektar Therapeutics COM(NKTREUR) | COM | 640268108 | $115 | 6,839 | 0.0% |
| Time Warner IncCall | OPT | 887317903 | $115 | 109,000 | 0.0% |
| Dillards Inc CL A(DDS) | COM | 254067101 | $115 | 1,744 | 0.0% |
| Hercules Tech Growth Cap Inc COM(HTGC) | COM | 427096508 | $115 | 9,458 | 0.0% |
| Gabelli Util TR COM(GUT) | COM | 36240A101 | $115 | 20,118 | 0.0% |
| Newmont Mining CorpCall | OPT | 651639906 | $115 | 405,500 | 0.0% |
| American Cap LTD COM | COM | 02503Y103 | $116 | 8,393 | 0.0% |
| Itron Inc COM(ITRI) | COM | 465741106 | $116 | 3,196 | 0.0% |
| Nuveen Diversified DIV Incm COM | COM | 6706EP105 | $116 | 10,741 | 0.0% |
| Demandware Inc COM(DWREEUR) | COM | 24802Y105 | $117 | 2,174 | 0.0% |
| Adobe SYS IncCall | OPT | 00724F901 | $117 | 12,100 | 0.0% |
| Iberiabank Corp COM | COM | 450828108 | $117 | 2,132 | 0.0% |
| Netsuite Inc COM | COM | 64118Q107 | $117 | 1,387 | 0.0% |
| Broadcom Corp CL A | COM | 111320107 | $117 | 2,015 | 0.0% |
| Westwood Hldgs Group Inc COM(WHG) | COM | 961765104 | $118 | 2,262 | 0.0% |
| Morningstar Inc COM(MORN) | COM | 617700109 | $118 | 1,469 | 0.0% |
| Glacier Bancorp Inc New COM(GBCI) | COM | 37637Q105 | $118 | 4,457 | 0.0% |
| KEY Energy Svcs Inc COM | COM | 492914106 | $119 | 246,271 | 0.0% |
| Franco Nevada Corp COM(FNV) | COM | 351858105 | $119 | 2,604 | 0.0% |
| LPL Finl Hldgs Inc COM(LPLA) | COM | 50212V100 | $119 | 2,780 | 0.0% |
| BlackRock Muniyield Cali QLT COM | COM | 09254N103 | $119 | 7,644 | 0.0% |
| Cash Amer Intl Inc COM | COM | 14754D100 | $120 | 3,994 | 0.0% |
| Eldorado Gold Corp NewPut | OPT | 284902953 | $120 | 200,000 | 0.0% |
| State STR Corp COM(STT) | COM | 857477103 | $120 | 1,809 | 0.0% |
| PCM Fund Inc COM(PCM) | COM | 69323T101 | $121 | 13,068 | 0.0% |
| Terraform Global Inc CL A | COM | 88104M101 | $121 | 21,734 | 0.0% |
| Express Inc COM | COM | 30219E103 | $122 | 7,036 | 0.0% |
| Metlife IncCall | OPT | 59156R908 | $122 | 137,200 | 0.0% |
| Spdr Series TrustCall | OPT | 78464A908 | $122 | 245,700 | 0.0% |
| Spdr SER TR Russ1000lowvol(LGLV) | COM | 78468R804 | $122 | 1,655 | 0.0% |
| Pennantpark Invt Corp COM(PNNT) | COM | 708062104 | $122 | 19,683 | 0.0% |
| Market Vectors ETF TR Retail ETF | COM | 57060U225 | $124 | 1,601 | 0.0% |
| Crestwood Equity Partners LP Unit LTD Partner | COM | 226344208 | $125 | 6,000 | 0.0% |
| Motorola Solutions Inc COM New(MSI) | COM | 620076307 | $125 | 1,825 | 0.0% |
| Electronic Arts IncCall | OPT | 285512909 | $125 | 38,500 | 0.0% |
| Aetna Inc NewCall | OPT | 00817Y908 | $125 | 26,900 | 0.0% |
| Two Hbrs Invt Corp COM | COM | 90187B101 | $126 | 15,546 | 0.0% |
| Ishares TR Resid RL EST Cap(REZ) | COM | 464288562 | $126 | 1,981 | 0.0% |
| Biomarin Pharmaceutical IncPut | OPT | 09061G951 | $126 | 14,000 | 0.0% |
| Nasdaq Inc COM(NDAQ) | COM | 631103108 | $126 | 2,169 | 0.0% |
| Statoil ASA Sponsored ADR | COM | 85771P102 | $127 | 9,064 | 0.0% |
| Pacific Biosciences Calif in COM(PACB) | COM | 69404D108 | $128 | 9,720 | 0.0% |
| Western Asset Premier BD FD SHS BEN INT(WEA) | COM | 957664105 | $128 | 10,531 | 0.0% |
| Salesforce COM Inc Note 0.250% 4/0 | BND | 79466LAD6 | $129 | $1,000 | 0.0% |
| Wisdomtree TR Smallcap Divid(DES) | COM | 97717W604 | $130 | 1,996 | 0.0% |
| Wellpoint Inc Note 2.750%10/1 | BND | 94973VBG1 | $130 | $680 | 0.0% |
| NXP Semiconductors N V(NXPI)Put | OPT | N6596X959 | $130 | 20,000 | 0.0% |