Q4 2016 Holdings
Filed 2017-02-14 | 88 holdings | $2.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aurinia Pharmaceuticals Inc(AUPH) | COM | 05156V102 | $815.0K | 388,008 | 34.6% |
| Arrowhead Pharmaceuticals in(ARWR) | COM | 04280A100 | $548.0K | 353,428 | 23.3% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $418.0K | 103,282 | 17.7% |
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $257.0K | 105,085 | 10.9% |
| Amazon COM Inc(AMZN)Put | COM | 023135106 | $45.0K | 60,000 | 1.9% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $28.8K | 128,925 | 1.2% |
| Broadcom LTD(AVGO)Put | PUT | Y09827959 | $27.4K | 155,000 | 1.2% |
| Bank Amer Corp(BAC) | COM | 060505104 | $26.9K | 1,218,425 | 1.1% |
| Bellatrix Exploration LTD | COM | 078314101 | $23.0K | 18,000,000 | 1.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $19.9K | 319,787 | 0.8% |
| International Business Machs(IBM)Put | COM | 459200101 | $13.3K | 80,000 | 0.6% |
| Vulcan Matls Co(VMC) | COM | 929160109 | $10.5K | 83,800 | 0.4% |
| Cirrus Logic IncPut | PUT | 172755950 | $10.3K | 181,500 | 0.4% |
| Ellis Perry Intl Inc | COM | 288853104 | $9.7K | 387,790 | 0.4% |
| Entravision Communications C(EVC) | CL A | 29382R107 | $8.6K | 1,235,000 | 0.4% |
| Wisdomtree TR(DXJ) | JAPN HEDGE EQT | 97717W851 | $8.2K | 165,000 | 0.3% |
| Motorola Solutions Inc(MSI)Put | COM NEW | 620076307 | $8.0K | 96,600 | 0.3% |
| Skyworks Solutions IncPut | PUT | 83088M952 | $7.5K | 100,000 | 0.3% |
| Royal BK CDA Montreal QUEPut | CALL | 780087902 | $7.4K | 110,000 | 0.3% |
| Teekay Corporation | COM | Y8564W103 | $6.1K | 763,597 | 0.3% |
| Randgold RES LTD | ADR | 752344309 | $5.2K | 68,504 | 0.2% |
| Caterpillar Inc del(CAT) | COM | 149123101 | $4.6K | 50,000 | 0.2% |
| The One Group Hospitality in(STKS) | COM | 88338K103 | $3.8K | 1,728,915 | 0.2% |
| DU Pont E I de Nemours & Co | COM | 263534109 | $3.7K | 50,000 | 0.2% |
| Intel CorpPut | PUT | 458140950 | $3.6K | 100,000 | 0.2% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $2.6K | 30,000 | 0.1% |
| Mobile Telesystems Pjsc | SPONSORED ADR | 607409109 | $2.1K | 226,292 | 0.1% |
| Anchor Bancorp WA | COM | 032838104 | $2.0K | 74,603 | 0.1% |
| MEI Pharma Inc | COM NEW | 55279B202 | $2.0K | 1,366,859 | 0.1% |
| Servicemaster Global Hldgs I | COM | 81761R109 | $1.9K | 50,000 | 0.1% |
| Central FD CDA LTD | CL A | 153501101 | $1.4K | 120,000 | 0.1% |
| Highway Hldgs LTD | ORD | G4481U106 | $1.3K | 618,702 | 0.1% |
| 22ND Centy Group Inc | COM | 90137F103 | $1.2K | 1,080,750 | 0.1% |
| Potash Corp Sask Inc | COM | 73755L107 | $1.2K | 65,000 | 0.0% |
| Novan Inc | COM | 66988N106 | $1.1K | 40,986 | 0.0% |
| Qorvo Inc(QRVO)Put | COM | 74736K101 | $1.1K | 20,000 | 0.0% |
| Sonoma Pharmaceuticals Inc | *W EXP 01/21/202 | 83558L113 | $1.0K | 202,014 | 0.0% |
| Cascadian Therapeutics Inc | COM NEW | 14740B606 | $988 | 229,286 | 0.0% |
| Alon USA Partners LP(ALDWUSD) | UT LTDPART INT | 02052T109 | $960 | 100,000 | 0.0% |
| Chipotle Mexican Grill Inc(CMG) | COM | 169656105 | $868 | 2,300 | 0.0% |
| Rexahn Pharmaceuticals Inc | COM | 761640101 | $768 | 5,409,500 | 0.0% |
| NXT ID Inc | *W EXP 02/09/201 | 67091J123 | $742 | 269,900 | 0.0% |
| Hemispherx Biopharma Inc | COM NEW | 42366C301 | $739 | 1,071,627 | 0.0% |
| Affimed N V | COM | N01045108 | $654 | 363,161 | 0.0% |
| Ovascience Inc | COM | 69014Q101 | $637 | 416,297 | 0.0% |
| CVR Refng LP | COMUNIT REP LT | 12663P107 | $520 | 50,000 | 0.0% |
| Nivalis Therapeutics Inc | COM | 65481J109 | $422 | 188,287 | 0.0% |
| Chiasma Inc(CHMA) | COM | 16706W102 | $400 | 205,380 | 0.0% |
| Verastem Inc | COM | 92337C104 | $386 | 344,443 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $373 | 128,539 | 0.0% |