Q3 2013 Holdings
Filed 2013-11-12 | 71 holdings | $178.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alliance Data Systems Co | NOTE 4.750% 5/1 | 018581AC2 | $66.6K | 149,890 | 37.3% |
| Terasdyne Inc | NOTE 4.500% 3/1 | 880770AE2 | $15.1K | 50,000 | 8.5% |
| General Motors Co | *W EXP 07/10/201 | 37045V118 | $11.8K | 445,555 | 6.6% |
| Sprott Physical Gold Trust(PHYS/U) | GOLD TRUST UNIT | 85207H104 | $9.1K | 822,184 | 5.1% |
| Goodyear Tire & Rubber | PFD CONV 5.875% | 382550309 | $6.7K | 104,622 | 3.7% |
| Vanguard Emerg Markets Viper(VWO) | ETF | 922042858 | $5.4K | 135,653 | 3.0% |
| Ishares Msci Emerging Market(EEM) | ETF | 464287234 | $4.6K | 113,733 | 2.6% |
| General Motors Co | PFD CNV SRB | 37045V209 | $3.8K | 75,263 | 2.1% |
| Ishares Silver Trust(SLV) | ISHARES | 46428Q109 | $3.7K | 175,956 | 2.1% |
| General Motors Co | *W EXP 07/10/201 | 37045V126 | $3.1K | 167,426 | 1.7% |
| Ishares Credit Bond ETF(USIG) | ETF | 464288620 | $2.5K | 23,204 | 1.4% |
| Weyerhaeuser Co(WY) | COM | 962166104 | $2.3K | 79,223 | 1.3% |
| Onyx Pharmaceuticals Inc | COM | 683399109 | $2.3K | 18,100 | 1.3% |
| Enbridge Energy Management L | L SHS UNITS LLI | 29250X103 | $2.2K | 76,203 | 1.2% |
| Genesee & Wyoming Inc | UNIT 10/01/2015 | 371559204 | $2.0K | 15,554 | 1.1% |
| Alliancebernstein Inc Fund | COM | 01881E101 | $1.8K | 250,471 | 1.0% |
| Currencyshares British Pound | BRIT POUND STE | 23129S106 | $1.8K | 11,013 | 1.0% |
| Petroleo Brasileiro S.A.(PBR) | ADR | 71654V408 | $1.5K | 99,338 | 0.9% |
| Nuveen Credit Strategies Inc(XJQCX) | SHS | 67073D102 | $1.5K | 164,459 | 0.9% |
| Colonial Properties Trust | TR COM SH BEN INT | 195872106 | $1.4K | 63,884 | 0.8% |
| Hilltop Holdings Hth7 1/2 08/15/25 138.072/138.072 | NOTE 7.500% 8/1 | 00828UAB9 | $1.4K | 10,000 | 0.8% |
| Nextera Energy Inc | UNIT 09/01/2015 | 65339F887 | $1.3K | 24,326 | 0.7% |
| Warner Chilcott PLC CL A COM CL A | PLC IRELAND SHS A | G94368100 | $1.3K | 55,273 | 0.7% |
| Pioneer Southwest Energy PAR | PRTNR UNIT LP INT | 72388B106 | $1.2K | 27,760 | 0.7% |
| ING Global Equity & PR Oppt | COM | 45684E107 | $1.2K | 130,993 | 0.7% |
| M & T Bank Corp(MTB) | COM | 55261F104 | $1.2K | 10,334 | 0.6% |
| Comcast Corp New CL A SPL PA | NEW CL A SPL | 20030N200 | $1.1K | 26,511 | 0.6% |
| Powershares India Portfolio | ETF TR INDIA PORT | 73935L100 | $1.1K | 68,316 | 0.6% |
| Cliffs Natural Resources Inc | COM | 18683K101 | $947 | 46,199 | 0.5% |
| Vale SA(VALE) | ADR | 91912E105 | $946 | 60,628 | 0.5% |
| BHP Billiton PLC SP ADR(BBL) | ADR | 05545E209 | $928 | 15,776 | 0.5% |
| Ishares Msci Eafe ETF(EFA) | ETF | 464287465 | $918 | 14,400 | 0.5% |
| Vanguard Ftse Developed ETF(VEA) | ETF | 921943858 | $858 | 21,681 | 0.5% |
| Kinder Morgan Management LLC | SHS | 49455U100 | $805 | 10,740 | 0.5% |
| Hartford Financial Svcs GRP(HIG) | COM | 416515104 | $745 | 23,950 | 0.4% |
| Market Vectors HI YLD Muni | ETF | 57060U878 | $686 | 23,500 | 0.4% |
| Royal Dutch Shell PLC(RDS/A) | PLC SPONS ADR A | 780259206 | $686 | 10,454 | 0.4% |
| America Movil S A de C V | SHS | 02364W204 | $632 | 31,582 | 0.4% |
| Sterling Finl Corp ANE | COM | 859319303 | $541 | 18,895 | 0.3% |
| Pimco Muni Income FD II(PML) | COM | 72200W106 | $520 | 47,214 | 0.3% |
| Metlife Inc(MET) | COM | 59156R108 | $512 | 10,919 | 0.3% |
| Nuveen INS Muni Oppty | COM | 670984103 | $490 | 37,721 | 0.3% |
| Invesco Value Municipal Inco(IIM) | COM | 46132P108 | $479 | 35,375 | 0.3% |
| PAA Natural Gas Storage LP | COM UNIT LTD | 693139107 | $476 | 20,445 | 0.3% |
| Aberdeen Asia PAC Inc FD | COM | 003009107 | $463 | 76,529 | 0.3% |
| Twenty-First Century FOX | CL B | 90130A200 | $454 | 13,596 | 0.3% |
| Nuveen SEL Qual Muni | COM | 670973106 | $445 | 35,089 | 0.2% |
| Spdr Barclays Short-Term HIG(SJNK) | SHT TRM HGH YLD | 78468R408 | $442 | 14,480 | 0.2% |
| Eaton Vance ENH EQT Inc II(EOS) | COM | 278277108 | $404 | 34,448 | 0.2% |
| First Trust Energy Infrastru | COM | 33738C103 | $404 | 18,783 | 0.2% |