Q4 2013 Holdings
Filed 2014-02-12 | 114 holdings | $375.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cirrus Logic Inc(CRUS) | COM | 172755100 | $216.0K | 10,618 | 57.6% |
| Alliance Data Systems Co | NOTE 4.750% 5/1 | 018581AC2 | $55.1K | 99,890 | 14.7% |
| General Motors Co(GM) | COM | 37045V100 | $11.4K | 279,000 | 3.0% |
| Sprott Physical Gold Trust(PHYS/U) | TRUST UNIT | 85207H104 | $7.7K | 771,117 | 2.0% |
| Omnicare Cap Trust II | PFD B TR 4.00% | 68214Q200 | $6.4K | 86,871 | 1.7% |
| Goodyear Tire & Rubber | PFD CONV 5.875% | 382550309 | $6.2K | 92,718 | 1.7% |
| Royal Dutch Shell PLC(RDS/A) | SPONS ADR A | 780259206 | $6.1K | 85,446 | 1.6% |
| EPR Properties | PFD C CNV 5.75% | 26884U208 | $3.8K | 188,255 | 1.0% |
| General Motors Co | *W EXP 07/10/201 | 37045V126 | $3.7K | 158,877 | 1.0% |
| Sprott Physical Silver Trust(PSLV/U) | TR UNIT | 85207K107 | $3.1K | 412,776 | 0.8% |
| General Motors Co | *W EXP 07/10/201 | 37045V118 | $3.0K | 97,623 | 0.8% |
| Kinder Morgan Energy Partner | UT LTD PARTNER | 494550106 | $2.9K | 35,601 | 0.8% |
| Genesee & Wyoming Inc | UNIT 10/01/2015 | 371559204 | $2.2K | 17,354 | 0.6% |
| Clearbridge Energy MLP Fund | COM | 184692101 | $2.1K | 76,107 | 0.6% |
| Ishares Msci Eafe ETF(EFA) | ETF | 464287465 | $1.9K | 28,848 | 0.5% |
| Ishares Msci Emerging Market(EEMV) | ETF | 464286533 | $1.8K | 31,056 | 0.5% |
| Vanguard Emerg Markets Viper(VWO) | ETF | 922042858 | $1.6K | 37,778 | 0.4% |
| United Technologies Corp | UNIT 99/99/9999 | 913017117 | $1.4K | 21,754 | 0.4% |
| Nextera Energy Inc | UNIT 09/01/2015 | 65339F887 | $1.4K | 23,895 | 0.4% |
| Pimco Dynamic Credit Income | SHS | 72202D106 | $1.3K | 57,134 | 0.3% |
| Invesco Senior Income Trust(VVR) | COM | 46131H107 | $1.3K | 254,700 | 0.3% |
| Ishares Msci Japan ETF | ETF | 464286848 | $1.1K | 93,954 | 0.3% |
| Invesco Value Municipal Inco(IIM) | COM | 46132P108 | $1.0K | 74,854 | 0.3% |
| Market Vectors Intermediate | MKTVEC INTMUETF | 57060U845 | $963 | 43,792 | 0.3% |
| Wisdomtree EMG Mkts EQ Incom(DEM) | ETF | 97717W315 | $959 | 18,800 | 0.3% |
| America Movil S A de C V | SHS | 02364W204 | $891 | 38,029 | 0.2% |
| Ishares Core Msci Emerging(IEMG) | MSCI EMKT | 46434G103 | $850 | 17,081 | 0.2% |
| Prudential GL SH DUR HI YLD | COM | 74433A109 | $845 | 48,746 | 0.2% |
| Weyerhaeuser Co(WY) | COM | 962166104 | $754 | 23,904 | 0.2% |
| Eaton Vance TAX Advantage(XEVTX) | COM | 27828G107 | $736 | 38,744 | 0.2% |
| BlackRock Muniholdings CA QU(MUC) | COM | 09254L107 | $725 | 54,880 | 0.2% |
| Metlife Inc | UNIT 99/99/9999 | 59156R116 | $703 | 22,293 | 0.2% |
| Western Asset Managed Munici(MMU) | COM | 95766M105 | $636 | 52,091 | 0.2% |
| PAA Natural Gas Storage LP | COM UNIT LTD | 693139107 | $632 | 27,505 | 0.2% |
| Cole Real Estate Investment | COM | 19329V105 | $553 | 39,456 | 0.1% |
| BlackRock ENH Cap and Inc(CII) | COM | 09256A109 | $548 | 40,122 | 0.1% |
| Alpine Total Dynamic Dividen | COM SBI | 021060108 | $524 | 125,234 | 0.1% |
| Comcast Corp New CL A SPL PA | CL A SPL | 20030N200 | $515 | 10,331 | 0.1% |
| Wisdomtree India Earnings(EPI) | INDIA ERNGS FD | 97717W422 | $512 | 29,399 | 0.1% |
| Pimco Muni Income FD II(PML) | COM | 72200W106 | $488 | 45,803 | 0.1% |
| Enbridge Energy Partners | COM | 29250R106 | $461 | 15,461 | 0.1% |
| Western Asset Emerging Marke | COM | 95766E103 | $437 | 36,987 | 0.1% |
| Invesco Quality Muni Inc TR(IQI) | COM | 46133G107 | $425 | 38,236 | 0.1% |
| Market Vectors Gold Miners | ETF | 57060U100 | $422 | 20,000 | 0.1% |
| _dhartford Financial Svcs GRP | *W EXP 06/26/201 | 416515120 | $422 | 15,331 | 0.1% |
| Aberdeen Asia PAC Inc FD | COM | 003009107 | $409 | 71,116 | 0.1% |
| Ishares Msci Indonesia ETF(EIDO) | ETF | 46429B309 | $399 | 17,476 | 0.1% |
| Lennar Corp CL A(LEN) | CL A | 526057104 | $399 | 10,093 | 0.1% |
| Nuveen Prem Inc Muni | COM | 67062T100 | $398 | 32,350 | 0.1% |
| Gamco Global Gold Natural RE(GGN) | SH BEN INT | 36465A109 | $394 | 43,754 | 0.1% |