Q4 2019 Holdings
Filed 2020-01-31 | 94 holdings | $435.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $68.4K | $31,786,000 | 15.7% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $40.0K | $19,800,000 | 9.2% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $31.4K | $18,029,000 | 7.2% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $12.5K | $6,500,000 | 2.9% |
| Servicenow Inc | NOTE 6/0 | 81762PAC6 | $12.2K | $5,765,000 | 2.8% |
| B Riley Principal Merger COR | CL A | 05586Y106 | $10.6K | 1,060,000 | 2.4% |
| Netfin Acquisition Corp | UNIT 08/01/2024 | G6455A123 | $10.3K | 1,015,000 | 2.4% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $10.2K | $1,897,000 | 2.3% |
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $9.2K | $9,000,000 | 2.1% |
| Tuscan Holdings Corp | UNIT 99/99/9999 | 90069K203 | $9.2K | 877,904 | 2.1% |
| Restoration Hardware Hldgs I | DBCV 7/1 | 761283AC4 | $9.1K | $5,012,000 | 2.1% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $8.7K | $5,000,000 | 2.0% |
| Insulet Corp | NOTE 1.375%11/1 | 45784PAH4 | $8.6K | $4,500,000 | 2.0% |
| Wright MED Group N V | NOTE 2.250%11/1 | 98236JAB4 | $8.0K | $5,500,000 | 1.8% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $7.6K | $5,201,000 | 1.7% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $7.2K | $6,000,000 | 1.7% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $7.2K | $5,000,000 | 1.6% |
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $7.0K | 697,000 | 1.6% |
| Schultze SPL Purp Acqustn Co | UNIT 12/31/2023 | 80821R208 | $6.1K | 585,000 | 1.4% |
| Graf Indl Corp | UNIT 12/31/2025 | 384278206 | $6.1K | 573,000 | 1.4% |
| Software Acquisition Group I | UNIT 10/01/2026 | 83406B200 | $6.1K | 600,000 | 1.4% |
| Merida Merger Corp I | COM | 58953M106 | $5.8K | 600,000 | 1.3% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $5.6K | $5,504,000 | 1.3% |
| Dexcom Inc | NOTE 0.750% 5/1 | 252131AF4 | $5.6K | $2,500,000 | 1.3% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $5.3K | $5,149,000 | 1.2% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $5.3K | $6,208,000 | 1.2% |
| Silver Spike Acquisition COR | UNIT 99/99/9999 | G8136L122 | $5.1K | 500,000 | 1.2% |
| Vishay Intertechnology Inc | NOTE 2.250% 6/1 | 928298AP3 | $5.0K | $5,000,000 | 1.2% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $4.9K | $3,537,000 | 1.1% |
| Alussa Energy Acquisition Co | UNIT 10/31/2026 | G0232J127 | $4.5K | 450,000 | 1.0% |
| Hennessy Cap Acqustion Corp | UNIT 99/99/9999 | 42589C203 | $4.3K | 400,000 | 1.0% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $4.3K | $4,254,000 | 1.0% |
| Galileo Acquisition Corp | UNIT 99/99/9999 | G3770A128 | $4.1K | 400,000 | 0.9% |
| Osprey Technlgy Aquistion Co | UNIT 10/30/2024 | 68839R401 | $4.0K | 397,400 | 0.9% |
| LIV Cap Acquisition Corp | UNIT 99/99/9999 | G5510C124 | $4.0K | 400,000 | 0.9% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $3.6K | $3,583,000 | 0.8% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $3.2K | $2,402,000 | 0.7% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $3.1K | 296,500 | 0.7% |
| LGL SYS Acquisition Corp | UNIT 10/24/2024 | 50201G205 | $3.1K | 300,000 | 0.7% |
| Boxwood Merger Corp | COM CL A | 10319T101 | $3.0K | 300,000 | 0.7% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $3.0K | $1,175,000 | 0.7% |
| Teva Pharmaceutical Inds LTD(TEVA)Call | SPONSORED ADS | 881624209 | $2.9K | 300,000 | 0.7% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $2.6K | $2,500,000 | 0.6% |
| Monocle Acquisition Corp(MNCL) | COM | 609754106 | $2.5K | 250,000 | 0.6% |
| Avantor Inc | 6.25 PFD CNV SR | 05352A209 | $2.5K | $40,000 | 0.6% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $2.4K | $4,035,000 | 0.6% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $2.4K | 228,346 | 0.6% |
| Switchback Energy Acquisitio | UNIT 99/99/9999 | 87105M201 | $2.3K | 233,000 | 0.5% |
| Nabors Inds Inc New | NOTE 0.750% 1/1 | 62957HAB1 | $2.3K | $3,000,000 | 0.5% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $2.3K | $1,500,000 | 0.5% |