Q4 2013 Holdings
Filed 2014-02-19 | 2019 holdings | $3.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DWS Unconstrained Incm S | Mutual Fund | 23337K507 | $52.8K | 10,849 | 0.0% |
| Temple GLB BAL Advs | Mutual Fund | 88019R765 | $57.3K | 17,640 | 0.0% |
| Gabelli Util A | Mutual Fund | 36240E202 | $59.1K | 10,411 | 0.0% |
| Temple GLB BAL A | Mutual Fund | 88019R583 | $59.3K | 18,314 | 0.0% |
| Unilife Corp New | Common Stock | 90478E103 | $59.4K | 13,500 | 0.0% |
| ING Prime Rate SBI | ETF/Closed End | 44977W106 | $59.8K | 10,270 | 0.0% |
| Pimco S AR SHT STR P | Mutual Fund | 72201M339 | $60.1K | 21,952 | 0.0% |
| Wstrn Asst S MUN I | Mutual Fund | 52469F176 | $61.4K | 11,938 | 0.0% |
| Wstrn Asst S BD I | Mutual Fund | 52469E807 | $61.6K | 15,798 | 0.0% |
| Advantage Oil + Gas LTD(AAVEUR) | Common Stock | 00765F101 | $61.6K | 14,200 | 0.0% |
| Oncosec Medical Inc | Common Stock | 68234L108 | $61.9K | 129,000 | 0.0% |
| Exco Resources Inc | Common Stock | 269279402 | $62.1K | 11,700 | 0.0% |
| Prud HI YLD Z | Mutual Fund | 74440Y801 | $62.6K | 10,904 | 0.0% |
| Wstrn Asst E DBT I | Mutual Fund | 52469F481 | $63.5K | 12,436 | 0.0% |
| Glencore Xstrata PLC(GLEN) | Common Stock | G39420107 | $63.7K | 12,200 | 0.0% |
| ON Track Innovations LTD | Common Stock | M8791A109 | $65.4K | 20,000 | 0.0% |
| Gramercy Ppty TR Inc | Common Stock | 38489R100 | $68.7K | 11,950 | 0.0% |
| Halcon RES Corp New | Common Stock | 40537Q209 | $69.5K | 18,000 | 0.0% |
| Emulex Corp New | Common Stock | 292475209 | $71.6K | 10,000 | 0.0% |
| Oppen Roch AMT FR MUN C | Mutual Fund | 683977300 | $71.9K | 11,249 | 0.0% |
| Mitek Systems Inc(MITK) | Common Stock | 606710200 | $73.1K | 12,300 | 0.0% |
| Geron Corp(GERN) | Common Stock | 374163103 | $73.4K | 15,485 | 0.0% |
| FED Kaufmann A | Mutual Fund | 314172677 | $73.9K | 11,998 | 0.0% |
| Westrn Muni High Incm FD(MHF) | ETF/Closed End | 95766N103 | $74.0K | 11,000 | 0.0% |
| BYD Company LTD SHS H(BYDDF) | Common Stock | Y1023R104 | $74.1K | 15,180 | 0.0% |
| New Residential Invt | Common Stock | 64828T102 | $74.8K | 11,200 | 0.0% |
| Aurico Gold Inc | Common Stock | 05155C105 | $74.8K | 20,442 | 0.0% |
| Curis Inc | Common Stock | 231269101 | $75.7K | 26,850 | 0.0% |
| Gabelli Util C | Mutual Fund | 36240E400 | $76.2K | 16,246 | 0.0% |
| Hecla Mining Company(HL) | Common Stock | 422704106 | $76.8K | 24,943 | 0.0% |
| Resource Capital Corp | Common Stock | 76120W302 | $77.2K | 13,012 | 0.0% |
| FED Prudent Bear I | Mutual Fund | 314172339 | $78.1K | 29,255 | 0.0% |
| Columbia Strat Incm Z | Mutual Fund | 19765L694 | $78.2K | 13,205 | 0.0% |
| Putnam Divrs Incm Y | Mutual Fund | 746704501 | $78.7K | 10,007 | 0.0% |
| Alpha NAT Resource Inc(ANRZQEUR) | Common Stock | 02076X102 | $80.1K | 11,223 | 0.0% |
| Atlantic Power Corp New(AT) | Common Stock | 04878Q863 | $82.7K | 23,776 | 0.0% |
| Sprott Physical Slvr ETF(PSLV/U) | ETF/Closed End | 85207K107 | $82.9K | 10,954 | 0.0% |
| MFA Financial Inc | REIT | 55272X102 | $84.7K | 11,994 | 0.0% |
| Invesco GLB R/E Incm Y | Mutual Fund | 00141A545 | $84.9K | 10,020 | 0.0% |
| Biocryst Pharms Inc(BCRX) | Common Stock | 09058V103 | $85.5K | 11,250 | 0.0% |
| FRK CA TAX FR Incm Advs | Mutual Fund | 352518401 | $85.8K | 12,380 | 0.0% |
| Oppen GLB Strat Incm Y | Mutual Fund | 68380K508 | $90.2K | 21,829 | 0.0% |
| FED Cap Incm I | Mutual Fund | 31420C621 | $91.1K | 10,518 | 0.0% |
| Fibrocell Science Inc | Common Stock | 315721209 | $92.4K | 22,750 | 0.0% |
| Nuveen SR Income FD | ETF/Closed End | 67067Y104 | $92.4K | 12,957 | 0.0% |
| Techprecision Corp | Common Stock | 878739101 | $92.8K | 80,000 | 0.0% |
| WF Strat MUN BD A(VMPAX) | Mutual Fund | 94985D772 | $93.6K | 10,638 | 0.0% |
| BTG PLC | Common Stock | G1660V103 | $94.1K | 10,000 | 0.0% |
| ING Glbl Eqty DIV + Prem | ETF/Closed End | 45684E107 | $96.1K | 10,734 | 0.0% |
| Compnhia Siderurgica ADR(SID) | Common Stock | 20440W105 | $98.1K | 15,825 | 0.0% |