Q4 2013 Holdings
Filed 2014-02-19 | 2019 holdings | $3.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Royce GLB DIV VAL SVC | Mutual Fund | 780811816 | $128.4K | 11,479 | 0.0% |
| Permian Basin Royalty TR(PBT) | Common Stock | 714236106 | $128.6K | 10,000 | 0.0% |
| FID MD MUN Incm | Mutual Fund | 316448604 | $128.7K | 11,827 | 0.0% |
| NUV Divid ADV MUN FD 2 | ETF/Closed End | 67070F100 | $128.8K | 10,150 | 0.0% |
| SI Financial GRP Inc | Common Stock | 78425V104 | $129.3K | 10,731 | 0.0% |
| Brocade Comms SYS New | Common Stock | 111621306 | $129.5K | 14,607 | 0.0% |
| Lord ABB HI YLD MUN BD F | Mutual Fund | 543912810 | $130.1K | 12,068 | 0.0% |
| Invesco Consv Alloc Y | Mutual Fund | 00888U472 | $130.7K | 11,806 | 0.0% |
| Biodelivery Scncs Intl(BDSIUSD) | Common Stock | 09060J106 | $130.8K | 22,200 | 0.0% |
| Duff+phelps Util CRP BD | ETF/Closed End | 26432K108 | $130.9K | 13,047 | 0.0% |
| Nuveen Conn Prem Inc MUN | ETF/Closed End | 67060D107 | $131.0K | 11,296 | 0.0% |
| Nuveen MA MUN BD I | Mutual Fund | 67065N811 | $132.4K | 13,810 | 0.0% |
| WF GOV SEC ADM | Mutual Fund | 949917546 | $132.5K | 12,306 | 0.0% |
| Aquila 3 Peaks HI Incm Y | Mutual Fund | 03841H307 | $133.0K | 15,250 | 0.0% |
| Cullen E HI DIV I | Mutual Fund | 230001752 | $133.1K | 11,994 | 0.0% |
| Calamos Conv OPP + Inc(CHI) | ETF/Closed End | 128117108 | $133.3K | 10,050 | 0.0% |
| NUV PA Divid Advantage | ETF/Closed End | 67070E103 | $134.0K | 11,081 | 0.0% |
| FRK NC TAX FR Incm Advs | Mutual Fund | 354723173 | $134.2K | 11,527 | 0.0% |
| WF Shrt TRM MUN Invs | Mutual Fund | 949917868 | $134.4K | 13,512 | 0.0% |
| AMR CNT EQ Incm A | Mutual Fund | 25076407 | $134.8K | 15,706 | 0.0% |
| Vngrd NJ L T/E Invs | Mutual Fund | 92204F206 | $135.3K | 11,687 | 0.0% |
| Wasatch E Smcp Invs | Mutual Fund | 936793884 | $136.0K | 51,323 | 0.0% |
| Blkrck MUN Incm INV Qual | ETF/Closed End | 09250G102 | $136.4K | 10,595 | 0.0% |
| Pace Intrm FXD Incm P | Mutual Fund | 69373W350 | $136.8K | 11,222 | 0.0% |
| Nuveen NC MUN BD I | Mutual Fund | 67065P816 | $137.2K | 13,158 | 0.0% |
| Petrologistics LP | MLP | 71672U101 | $137.6K | 11,815 | 0.0% |
| Nuveen Credit Strat Incm(XJQCX) | ETF/Closed End | 67073D102 | $137.7K | 14,155 | 0.0% |
| EV HI Incm OPP I | Mutual Fund | 277923546 | $139.3K | 30,020 | 0.0% |
| DEL HI YLD OPP I | Mutual Fund | 245908843 | $139.5K | 32,060 | 0.0% |
| Wstrn Asset Emrg FD Inc | ETF/Closed End | 95766E103 | $139.8K | 11,806 | 0.0% |
| FRK HI YLD T/F Incm Advs | Mutual Fund | 354723272 | $140.4K | 14,324 | 0.0% |
| Prin Incm P | Mutual Fund | 74255L837 | $141.9K | 14,813 | 0.0% |
| DEL TAX FR USA Intrm I | Mutual Fund | 24610H203 | $142.0K | 11,952 | 0.0% |
| Prin SM Mdcp DIV Incm I | Mutual Fund | 74255L738 | $142.4K | 10,619 | 0.0% |
| KBS REIT II Inc | REIT | 48243C109 | $142.7K | 13,869 | 0.0% |
| DEL Corp BD I | Mutual Fund | 245908751 | $142.8K | 24,501 | 0.0% |
| Oppen Stlpth MLP Alpha C | Mutual Fund | 858268881 | $142.9K | 11,870 | 0.0% |
| Orasure Technologies Inc(OSUR) | Common Stock | 68554V108 | $143.6K | 22,823 | 0.0% |
| Sentinel Shrt MAT GOV S | Mutual Fund | 817270499 | $143.7K | 16,308 | 0.0% |
| Nuveen Eqty Premium Fund(XBXMX) | ETF/Closed End | 6706ER101 | $144.2K | 11,487 | 0.0% |
| FRK TMP Hard Curr Advs | Mutual Fund | 354728701 | $144.8K | 15,459 | 0.0% |
| Allbern MUN Natl Advs | Mutual Fund | 18642819 | $145.5K | 14,876 | 0.0% |
| Allnzgi Incm GRW P | Mutual Fund | 18922708 | $146.1K | 11,257 | 0.0% |
| Prin HI YLD P | Mutual Fund | 74255L845 | $146.9K | 18,925 | 0.0% |
| MFS Divrs Incm I | Mutual Fund | 552982811 | $147.9K | 12,377 | 0.0% |
| EV TAX Mngd GLB DIV C | Mutual Fund | 277923306 | $148.9K | 13,034 | 0.0% |
| Clough Global Oppty Fund(GLO) | ETF/Closed End | 18914E106 | $149.0K | 11,401 | 0.0% |
| Alpine Glbl Premier Ppty | ETF/Closed End | 02083A103 | $149.2K | 20,753 | 0.0% |
| Mcdermott Intl Inc | Common Stock | 580037109 | $149.6K | 16,331 | 0.0% |
| Alliancebernstein Income | ETF/Closed End | 01881E101 | $149.6K | 20,986 | 0.0% |