Q1 2017 Holdings
Filed 2017-04-26 | 1733 holdings | $196.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vanguard Natl RES LLC | Common Stock | 92205F106 | $1 | 12,024 | 0.0% |
| OHR Pharm Inc New | Common Stock | 67778H200 | $10 | 11,500 | 0.0% |
| Fuel Tech Inc(FTEK) | Common Stock | 359523107 | $13 | 12,500 | 0.0% |
| Oncosec Medical Inc New | Common Stock | 68234L207 | $15 | 11,600 | 0.0% |
| Arena Pharms Inc | Common Stock | 040047102 | $23 | 16,000 | 0.0% |
| PDL Biopharma Inc(PDLI) | Common Stock | 69329Y104 | $26 | 11,503 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | Common Stock | 036642106 | $28 | 10,000 | 0.0% |
| REX Energy Corp | Common Stock | 761565100 | $31 | 65,700 | 0.0% |
| Bank America Corp WTS | Warrant/Right | 060505153 | $39 | 42,500 | 0.0% |
| Alliqua Biomed Inc | Common Stock | 019621200 | $46 | 91,500 | 0.0% |
| SW Seed Company | Common Stock | 785135104 | $51 | 10,400 | 0.0% |
| Luna Innovations Inc(LUNA) | Common Stock | 550351100 | $52 | 30,250 | 0.0% |
| Genworth Financial CL A(GNW) | Common Stock | 37247D106 | $52 | 12,513 | 0.0% |
| Putnam Premier Income TR(PPT) | ETF/Closed End | 746853100 | $56 | 10,576 | 0.0% |
| Chesapeake Granite WA TR | Common Stock | 165185109 | $56 | 20,900 | 0.0% |
| Global Eagle ACQ Corp | Common Stock | 37951D102 | $58 | 18,167 | 0.0% |
| Sangamo Therapeutics Inc(SGMO) | Common Stock | 800677106 | $61 | 11,678 | 0.0% |
| Peak Resorts Inc(SKIS) | Common Stock | 70469L100 | $61 | 10,855 | 0.0% |
| Office Depot Inc | Common Stock | 676220106 | $61 | 13,136 | 0.0% |
| Aralez Pharms Inc | Common Stock | 03852X100 | $61 | 28,500 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | Common Stock | 04351G101 | $62 | 14,541 | 0.0% |
| Denbury Resources New(DNREUR) | Common Stock | 247916208 | $63 | 24,501 | 0.0% |
| Enernoc Inc | Common Stock | 292764107 | $63 | 10,566 | 0.0% |
| Dryfs HI YLD Strat FD | ETF/Closed End | 26200S101 | $63 | 18,499 | 0.0% |
| Groupon Inc | Common Stock | 399473107 | $63 | 15,933 | 0.0% |
| Travelcenters Amer LLC | Common Stock | 894174101 | $64 | 10,546 | 0.0% |
| Eclipse Resources Corp | Common Stock | 27890G100 | $64 | 25,000 | 0.0% |
| Manitowoc Company Inc | Common Stock | 563571108 | $65 | 11,323 | 0.0% |
| Voya Prime RT SBI | ETF/Closed End- | 92913A100 | $65 | 11,956 | 0.0% |
| Ferrellgas Partners LP | MLP | 315293100 | $66 | 10,980 | 0.0% |
| America First Multfam LP | MLP | 02364V107 | $67 | 12,000 | 0.0% |
| Stein Mart Inc | Common Stock | 858375108 | $69 | 22,927 | 0.0% |
| Yamana Gold Inc | Common Stock | 98462Y100 | $71 | 25,657 | 0.0% |
| Cempra Inc | Common Stock | 15130J109 | $72 | 19,100 | 0.0% |
| Western High Incme FD II(HIX) | ETF/Closed End | 95766J102 | $74 | 10,290 | 0.0% |
| Eldorado Gold Corp New | Common Stock | 284902103 | $79 | 23,221 | 0.0% |
| Aratana Therapeutics Inc(PETXEUR) | Common Stock | 03874P101 | $81 | 15,200 | 0.0% |
| MFS Intermediate Income(MIN) | ETF/Closed End | 55273C107 | $83 | 19,170 | 0.0% |
| Riverview Bancorp(RVSB) | Common Stock | 769397100 | $89 | 12,500 | 0.0% |
| Nuveen Credit Strat Incm(XJQCX) | ETF/Closed End | 67073D102 | $90 | 10,370 | 0.0% |
| Gabelli Equity Trust Inc(GAB) | ETF/Closed End | 362397101 | $94 | 15,706 | 0.0% |
| Enerplus Corp(ERFGBP) | Common Stock | 292766102 | $103 | 12,836 | 0.0% |
| Boulder Grwthinc FD Inc(STEW) | ETF/Closed End | 101507101 | $104 | 11,145 | 0.0% |
| Echelon Corp New | Common Stock | 27874N303 | $106 | 17,545 | 0.0% |
| Helix Energy Soltns GRP(HLX) | Common Stock | 42330P107 | $107 | 13,794 | 0.0% |
| Spirit Realty Cap New | Common Stock | 84860W102 | $109 | 10,788 | 0.0% |
| Recro Pharma Inc | Common Stock | 75629F109 | $109 | 12,485 | 0.0% |
| Ocular Therapeutix Inc(OCUL) | Common Stock | 67576A100 | $110 | 11,900 | 0.0% |
| U S Oil Fund ETF | ETF/Closed End | 91232N108 | $112 | 10,500 | 0.0% |
| Biodelivery Scncs Intl(BDSIUSD) | Common Stock | 09060J106 | $114 | 59,900 | 0.0% |