Q2 2017 Holdings
Filed 2017-07-27 | 1733 holdings | $212.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| OHR Pharm Inc New | Common Stock | 67778H200 | $7 | 11,500 | 0.0% |
| Fuel Tech Inc(FTEK) | Common Stock | 359523107 | $10 | 12,500 | 0.0% |
| Harmony Gold MNG Company(HAM) | Common Stock | 413216300 | $17 | 10,063 | 0.0% |
| PDL Biopharma Inc(PDLI) | Common Stock | 69329Y104 | $27 | 11,100 | 0.0% |
| Alliqua Biomed Inc | Common Stock | 019621200 | $32 | 87,500 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | Common Stock | 036642106 | $32 | 10,000 | 0.0% |
| Bank America Corp WTS | Warrant/Right | 060505153 | $34 | 42,500 | 0.0% |
| Luna Innovations Inc(LUNA) | Common Stock | 550351100 | $38 | 25,250 | 0.0% |
| Oncosec Medical Inc New | Common Stock | 68234L207 | $40 | 33,850 | 0.0% |
| Lloyds Banking Spons ADR(LYG) | Common Stock | 539439109 | $42 | 11,859 | 0.0% |
| SW Seed Company | Common Stock | 785135104 | $43 | 10,400 | 0.0% |
| Peak Resorts Inc(SKIS) | Common Stock | 70469L100 | $45 | 10,855 | 0.0% |
| Aralez Pharms Inc | Common Stock | 03852X100 | $46 | 34,000 | 0.0% |
| Genworth Financial CL A(GNW) | Common Stock | 37247D106 | $47 | 12,513 | 0.0% |
| Ferrellgas Partners LP | MLP | 315293100 | $49 | 10,680 | 0.0% |
| Chesapeake Granite WA TR | Common Stock | 165185109 | $49 | 20,900 | 0.0% |
| Great Panther Silver LTD | Common Stock | 39115V101 | $51 | 40,000 | 0.0% |
| Plug Power Inc New(PLUG) | Common Stock | 72919P202 | $57 | 28,150 | 0.0% |
| Voya Prime RT SBI | ETF/Closed End- | 92913A100 | $61 | 11,302 | 0.0% |
| MFS Intermediate Income(MIN) | ETF/Closed End | 55273C107 | $62 | 14,288 | 0.0% |
| Manitowoc Company Inc | Common Stock | 563571108 | $62 | 10,323 | 0.0% |
| Dryfs HI YLD Strat FD | ETF/Closed End | 26200S101 | $66 | 18,898 | 0.0% |
| Ocwen Financial Corp New | Common Stock | 675746309 | $69 | 25,650 | 0.0% |
| Compugen LTD(CGEN) | Common Stock | M25722105 | $69 | 18,260 | 0.0% |
| America First Multfam LP | MLP | 02364V107 | $71 | 12,000 | 0.0% |
| Eclipse Resources Corp | Common Stock | 27890G100 | $72 | 25,000 | 0.0% |
| Allianzgi Cnvinc II | ETF/Closed End | 018825109 | $74 | 11,901 | 0.0% |
| Western High Incme FD II(HIX) | ETF/Closed End | 95766J102 | $74 | 10,290 | 0.0% |
| Putnam Premier Income TR(PPT) | ETF/Closed End | 746853100 | $82 | 15,151 | 0.0% |
| Data I/O Corp(DAIO) | Common Stock | 237690102 | $85 | 10,665 | 0.0% |
| Voya GLB EQ DIV Prem OPP(XIGDX) | ETF/Closed End | 92912T100 | $88 | 11,634 | 0.0% |
| Nuveen Credit Strat Incm(XJQCX) | ETF/Closed End | 67073D102 | $89 | 10,370 | 0.0% |
| Neogenomics Inc New(NEO) | Common Stock | 64049M209 | $94 | 10,500 | 0.0% |
| Chico's FAS Inc(CHS1USD) | Common Stock | 168615102 | $95 | 10,048 | 0.0% |
| Bellatrix Expl LTD | Common Stock | 078314101 | $97 | 167,200 | 0.0% |
| Enerplus Corp(ERFGBP) | Common Stock | 292766102 | $99 | 12,238 | 0.0% |
| GS MLP Incm Opptys FD | ETF/Closed End | 38147W103 | $100 | 10,400 | 0.0% |
| Ocular Therapeutix Inc(OCUL) | Common Stock | 67576A100 | $102 | 11,000 | 0.0% |
| Sangamo Therapeutics Inc(SGMO) | Common Stock | 800677106 | $103 | 11,678 | 0.0% |
| Manitex Intl Inc | Common Stock | 563420108 | $105 | 15,000 | 0.0% |
| Boulder Grwthinc FD Inc(STEW) | ETF/Closed End | 101507101 | $108 | 11,145 | 0.0% |
| Egalet Corp | Common Stock | 28226B104 | $109 | 45,963 | 0.0% |
| Fifth STR SR Fltg Corp | Common Stock | 31679F101 | $109 | 13,400 | 0.0% |
| Aratana Therapeutics Inc(PETXEUR) | Common Stock | 03874P101 | $119 | 16,400 | 0.0% |
| Cempra Inc | Common Stock | 15130J109 | $119 | 25,900 | 0.0% |
| Gabelli Equity Trust Inc(GAB) | ETF/Closed End | 362397101 | $121 | 19,612 | 0.0% |
| DDR Corp | REIT | 23317H102 | $121 | 13,344 | 0.0% |
| Agile Therapeutics Inc(AGRXUSD) | Common Stock | 00847L100 | $122 | 32,500 | 0.0% |
| GSV Capital Corp | Common Stock | 36191J101 | $123 | 28,300 | 0.0% |
| Sprint Corp SER 1 | Common Stock | 85207U105 | $125 | 15,281 | 0.0% |