Q3 2017 Holdings
Filed 2017-11-15 | 1821 holdings | $240.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| OHR Pharm Inc New | Common Stock | 67778H200 | $8 | 10,500 | 0.0% |
| Reaves Util Inc RTS | Warrant/Right | 756158135 | $9 | 24,790 | 0.0% |
| Fuel Tech Inc(FTEK) | Common Stock | 359523107 | $13 | 12,500 | 0.0% |
| Great Panther Silver LTD | Common Stock | 39115V101 | $21 | 16,570 | 0.0% |
| Alliqua Biomedical Inc | Common Stock | 019621200 | $30 | 81,000 | 0.0% |
| Southcross Energy LP | MLP | 84130C100 | $31 | 13,002 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | Common Stock | 036642106 | $32 | 10,000 | 0.0% |
| Bank America Corp WTS | Warrant/Right | 060505153 | $33 | 42,500 | 0.0% |
| SW Seed Company | Common Stock | 785135104 | $33 | 10,400 | 0.0% |
| PDL Biopharma Inc(PDLI) | Common Stock | 69329Y104 | $37 | 10,900 | 0.0% |
| Penney J C Company Inc | Common Stock | 708160106 | $38 | 10,090 | 0.0% |
| VOC Energy TR Unit(VOC) | Common Stock | 91829B103 | $39 | 10,500 | 0.0% |
| Luna Innovations Inc(LUNA) | Common Stock | 550351100 | $46 | 27,500 | 0.0% |
| Lloyds Banking Spons ADR(LYG) | Common Stock | 539439109 | $46 | 12,558 | 0.0% |
| Genworth Financial CL A(GNW) | Common Stock | 37247D106 | $49 | 12,613 | 0.0% |
| Egalet Corp | Common Stock | 28226B104 | $53 | 41,463 | 0.0% |
| Compugen LTD(CGEN) | Common Stock | M25722105 | $55 | 14,500 | 0.0% |
| Eclipse Resources Corp | Common Stock | 27890G100 | $62 | 25,000 | 0.0% |
| MFS Intermediate Income(MIN) | ETF/Closed End | 55273C107 | $63 | 14,788 | 0.0% |
| Seven Stars Cloud GRP | Common Stock | 81789Y102 | $66 | 24,798 | 0.0% |
| Synergy Pharm Inc de New | Common Stock | 871639308 | $68 | 23,500 | 0.0% |
| Dryfs HI YLD Strat FD | ETF/Closed End | 26200S101 | $68 | 19,178 | 0.0% |
| Container Store GRP Inc(TCSUSD) | Common Stock | 210751103 | $72 | 17,100 | 0.0% |
| America First Multfam LP | MLP | 02364V107 | $73 | 12,000 | 0.0% |
| Western High Incme FD II(HIX) | ETF/Closed End | 95766J102 | $74 | 10,290 | 0.0% |
| Stonemor Partners LP | MLP | 86183Q100 | $74 | 11,326 | 0.0% |
| Aralez Pharms Inc | Common Stock | 03852X100 | $79 | 34,500 | 0.0% |
| Cempra Inc | Common Stock | 15130J109 | $85 | 26,200 | 0.0% |
| Allianzgi Cnvinc II | ETF/Closed End | 018825109 | $86 | 13,721 | 0.0% |
| Sprint Corp SER 1 | Common Stock | 85207U105 | $88 | 11,304 | 0.0% |
| Fifth STR SR Fltg Corp | Common Stock | 31679F101 | $88 | 10,002 | 0.0% |
| Ocwen Financial Corp New | Common Stock | 675746309 | $88 | 25,650 | 0.0% |
| Nuveen Credit Strat Incm(XJQCX) | ETF/Closed End | 67073D102 | $89 | 10,520 | 0.0% |
| Calumet Specialty Prods | MLP | 131476103 | $90 | 10,820 | 0.0% |
| Manitowoc Company Inc | Common Stock | 563571108 | $93 | 10,323 | 0.0% |
| Plug Power Inc New(PLUG) | Common Stock | 72919P202 | $95 | 36,480 | 0.0% |
| Aratana Therapeutics Inc(PETXEUR) | Common Stock | 03874P101 | $97 | 15,900 | 0.0% |
| Calamos Glbl Dynamic Inc(CHW) | ETF/Closed End | 12811L107 | $104 | 11,510 | 0.0% |
| Telefonica S A Spons ADR(TELFY) | Common Stock | 879382208 | $110 | 10,211 | 0.0% |
| Gabelli Equity Trust Inc(GAB) | ETF/Closed End | 362397101 | $113 | 17,310 | 0.0% |
| Riverview Bancorp(RVSB) | Common Stock | 769397100 | $113 | 13,500 | 0.0% |
| EV Risk Mngd Divrs EQ(ETJ) | ETF/Closed End | 27829G106 | $117 | 12,363 | 0.0% |
| Boulder Grwthinc FD Inc(STEW) | ETF/Closed End | 101507101 | $117 | 11,503 | 0.0% |
| Bellatrix Expl LTD New | Common Stock | 078314507 | $122 | 42,840 | 0.0% |
| Arcos Dorados Hldgs A(ARCO) | Common Stock | G0457F107 | $125 | 12,464 | 0.0% |
| Best ADS Resptg CL A ORD(BSTIN) | Common Stock | 08653C106 | $127 | 10,600 | 0.0% |
| Western Glbl High Income(EHI) | ETF/Closed End | 95766B109 | $127 | 12,369 | 0.0% |
| Geron Corp(GERN) | Common Stock | 374163103 | $127 | 58,100 | 0.0% |
| Clough Global Oppty Fund(GLO) | ETF/Closed End | 18914E106 | $127 | 11,380 | 0.0% |
| AC Immune SA(ACIU) | Common Stock | H00263105 | $134 | 12,000 | 0.0% |