Q1 2018 Holdings
Filed 2018-04-19 | 1934 holdings | $280.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| OHR Pharm Inc New | Common Stock | 67778H200 | $2 | 10,500 | 0.0% |
| Fuel Tech Inc(FTEK) | Common Stock | 359523107 | $15 | 12,500 | 0.0% |
| Egalet Corp | Common Stock | 28226B104 | $16 | 25,636 | 0.0% |
| Lipocine Inc New | Common Stock | 53630X104 | $17 | 10,800 | 0.0% |
| Pacific Coast Oil TR | Common Stock | 694103102 | $25 | 12,000 | 0.0% |
| Oncocyte Corp | Common Stock | 68235C107 | $27 | 13,042 | 0.0% |
| Atlantic Power Corp New(AT) | Common Stock | 04878Q863 | $27 | 12,709 | 0.0% |
| Bank America Corp WTS | Warrant/Right | 060505153 | $27 | 13,500 | 0.0% |
| Genworth Financial CL A(GNW) | Common Stock | 37247D106 | $29 | 10,113 | 0.0% |
| Bellatrix Expl LTD New | Common Stock | 078314507 | $34 | 31,440 | 0.0% |
| Plug Power Inc New(PLUG) | Common Stock | 72919P202 | $36 | 18,980 | 0.0% |
| Eclipse Resources Corp | Common Stock | 27890G100 | $36 | 25,000 | 0.0% |
| Bioscrip Inc(BIOSEUR) | Common Stock | 09069N108 | $38 | 15,528 | 0.0% |
| Seven Stars Cloud GRP | Common Stock | 81789Y102 | $48 | 22,311 | 0.0% |
| MFS Intermediate Income(MIN) | ETF/Closed End | 55273C107 | $49 | 12,427 | 0.0% |
| Curis Inc | Common Stock | 231269101 | $57 | 86,600 | 0.0% |
| Synergy Pharm Inc de New | Common Stock | 871639308 | $59 | 32,500 | 0.0% |
| Cypress Energy Partners | Common Stock | 232751107 | $60 | 10,800 | 0.0% |
| Dryfs HI YLD Strat FD | ETF/Closed End | 26200S101 | $60 | 18,663 | 0.0% |
| GS MLP Enrgy Renaissance | ETF/Closed End | 38148G107 | $62 | 10,800 | 0.0% |
| Athersys Inc New(ATHXEUR) | Common Stock | 04744L106 | $62 | 34,000 | 0.0% |
| Vuzix Corp New(VUZI) | Common Stock | 92921W300 | $66 | 12,000 | 0.0% |
| PDL Biopharma Inc(PDLI) | Common Stock | 69329Y104 | $67 | 22,916 | 0.0% |
| America First Multfam LP | MLP | 02364V107 | $74 | 12,000 | 0.0% |
| Voya Risk Mngd NAT RES | ETF/Closed End | 92913C106 | $82 | 13,500 | 0.0% |
| Western High Incme Oppty(HIO) | ETF/Closed End | 95766K109 | $83 | 17,302 | 0.0% |
| Sprint Corp SER 1 | Common Stock | 85207U105 | $85 | 17,399 | 0.0% |
| Aralez Pharms Inc | Common Stock | 03852X100 | $85 | 56,500 | 0.0% |
| Rafael Hldgs Inc B(RFL) | Common Stock | 75062E106 | $85 | 17,610 | 0.0% |
| Rite AID Corp | Common Stock | 767754104 | $86 | 51,431 | 0.0% |
| Wipro LTD Spons ADR(WIT) | Common Stock | 97651M109 | $86 | 16,649 | 0.0% |
| Garrison Cap Inc BDC(GARSUSD) | Common Stock | 366554103 | $87 | 10,660 | 0.0% |
| Alamos Gold Inc New(AGI) | Common Stock | 011532108 | $90 | 17,305 | 0.0% |
| MFA Financial Inc | REIT | 55272X102 | $91 | 12,094 | 0.0% |
| Biodelivery Scncs Intl(BDSIUSD) | Common Stock | 09060J106 | $93 | 41,384 | 0.0% |
| Container Store GRP Inc(TCSUSD) | Common Stock | 210751103 | $94 | 17,300 | 0.0% |
| Himax Technologies Inc(HIMX) | Common Stock | 43289P106 | $97 | 15,728 | 0.0% |
| Riverview Bancorp(RVSB) | Common Stock | 769397100 | $100 | 10,750 | 0.0% |
| SG Blocks Inc PAR 001 | Common Stock | 78418A307 | $100 | 21,669 | 0.0% |
| Nuveen NY Muni Value FD(NNY) | ETF/Closed End | 67062M105 | $101 | 11,000 | 0.0% |
| Clough Global Oppty Fund(GLO) | ETF/Closed End | 18914E106 | $109 | 10,194 | 0.0% |
| Boulder Grwthinc FD Inc(STEW) | ETF/Closed End | 101507101 | $113 | 10,503 | 0.0% |
| Ribbon Communication Inc(RBBN) | Common Stock | 762544104 | $114 | 22,427 | 0.0% |
| Pimco Strat Incm FD Inc(RCS) | ETF/Closed End | 72200X104 | $116 | 12,542 | 0.0% |
| Virtus GLB Divincm Inc(ZTR) | ETF/Closed End | 92835W107 | $118 | 10,732 | 0.0% |
| Stellus Cap Invt BDC(SCM) | Common Stock | 858568108 | $122 | 10,609 | 0.0% |
| EV MUN Incm TR(EVN) | ETF/Closed End | 27826U108 | $122 | 10,447 | 0.0% |
| GS MLP Incm Opptys FD | ETF/Closed End | 38147W103 | $123 | 15,795 | 0.0% |
| FRK LTD DUR Incm TR(FTF) | ETF/Closed End | 35472T101 | $123 | 11,006 | 0.0% |
| Miller HI Inc EQ COM BEN | ETF/Closed End | 600379101 | $124 | 10,839 | 0.0% |