Q2 2018 Holdings
Filed 2018-07-24 | 1988 holdings | $304.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| OHR Pharm Inc New | Common Stock | 67778H200 | $2 | 10,500 | 0.0% |
| Tortoise MLP FD Inc RTS | Warrant/Right | 89148B119 | $7 | 19,271 | 0.0% |
| Bank America Corp WTS | Warrant/Right | 060505153 | $10 | 15,600 | 0.0% |
| Egalet Corp | Common Stock | 28226B104 | $10 | 22,636 | 0.0% |
| Bellatrix Expl LTD New | Common Stock | 078314507 | $13 | 12,640 | 0.0% |
| Fuel Tech Inc(FTEK) | Common Stock | 359523107 | $14 | 12,500 | 0.0% |
| Aralez Pharms Inc | Common Stock | 03852X100 | $23 | 65,500 | 0.0% |
| Atlantic Power Corp New(AT) | Common Stock | 04878Q863 | $29 | 13,143 | 0.0% |
| Seven Stars Cloud GRP | Common Stock | 81789Y102 | $29 | 15,412 | 0.0% |
| Curis Inc New(CRISEUR) | Common Stock | 231269200 | $30 | 17,620 | 0.0% |
| Capital Product Partners | Common Stock | Y11082107 | $31 | 10,000 | 0.0% |
| Oncocyte Corp | Common Stock | 68235C107 | $31 | 12,042 | 0.0% |
| Amarin Corp PLC ADR New | Common Stock | 023111206 | $37 | 11,815 | 0.0% |
| MFS Intermediate Income(MIN) | ETF/Closed End- | 55273C107 | $39 | 10,219 | 0.0% |
| Genworth Financial CL A(GNW) | Common Stock | 37247D106 | $45 | 10,013 | 0.0% |
| Bioscrip Inc(BIOSEUR) | Common Stock | 09069N108 | $45 | 15,528 | 0.0% |
| Eclipse Resources Corp | Common Stock | 27890G100 | $46 | 29,000 | 0.0% |
| MFS Govt Mkts Inc TR(MGF) | ETF/Closed End- | 552939100 | $48 | 10,755 | 0.0% |
| Hudson Technologies Inc(HDSN) | Common Stock | 444144109 | $50 | 25,000 | 0.0% |
| Recro Pharma Inc | Common Stock | 75629F109 | $52 | 10,291 | 0.0% |
| Pacific Coast Oil TR | Common Stock | 694103102 | $56 | 24,375 | 0.0% |
| Synergy Pharm Inc de New | Common Stock | 871639308 | $57 | 33,000 | 0.0% |
| Dryfs HI YLD Strat FD | ETF/Closed End- | 26200S101 | $60 | 19,085 | 0.0% |
| Athersys Inc New(ATHXEUR) | Common Stock | 04744L106 | $63 | 32,000 | 0.0% |
| Plug Power Inc New(PLUG) | Common Stock | 72919P202 | $65 | 31,980 | 0.0% |
| Wipro LTD Spons ADR(WIT) | Common Stock | 97651M109 | $69 | 14,490 | 0.0% |
| Medley Capital Corp BDC | Common Stock | 58503F106 | $70 | 20,156 | 0.0% |
| Sprint Corp SER 1 | Common Stock | 85207U105 | $73 | 13,436 | 0.0% |
| Duff Phelps Select | Common Stock | 26433F108 | $76 | 13,650 | 0.0% |
| America First Multfam LP | MLP | 02364V107 | $76 | 12,000 | 0.0% |
| Telecom Italia SPA ADR(TIIAY) | Common Stock | 87927Y102 | $77 | 10,552 | 0.0% |
| Cypress Energy Partners | Common Stock | 232751107 | $78 | 10,800 | 0.0% |
| Gabelli Equity Trust Inc(GAB) | ETF/Closed End | 362397101 | $82 | 13,027 | 0.0% |
| Advantage Oil Gas LTD(AAVEUR) | Common Stock | 00765F101 | $84 | 26,940 | 0.0% |
| Insys Therapeutics New | Common Stock | 45824V209 | $90 | 12,425 | 0.0% |
| Riverview Bancorp(RVSB) | Common Stock | 769397100 | $91 | 10,750 | 0.0% |
| MFA Financial Inc | REIT | 55272X102 | $93 | 12,325 | 0.0% |
| Voya Risk Mngd NAT RES | ETF/Closed End | 92913C106 | $94 | 14,800 | 0.0% |
| Western Inter Muni FD(SBI) | ETF/Closed End- | 958435109 | $95 | 11,007 | 0.0% |
| Cleveland Cliffs Inc New(CLF) | Common Stock | 185899101 | $96 | 11,385 | 0.0% |
| Alamos Gold Inc New(AGI) | Common Stock | 011532108 | $98 | 17,305 | 0.0% |
| Nuveen NY Muni Value FD(NNY) | ETF/Closed End- | 67062M105 | $101 | 11,000 | 0.0% |
| Rite AID Corp | Common Stock | 767754104 | $101 | 58,321 | 0.0% |
| Tidewater Inc New B WTS | Warrant/Right | 88642R125 | $102 | 37,246 | 0.0% |
| Garrison Cap Inc BDC(GARSUSD) | Common Stock | 366554103 | $107 | 13,117 | 0.0% |
| Remark Holdings Inc | Common Stock | 75955K102 | $107 | 27,250 | 0.0% |
| Boulder Grwthinc FD Inc(STEW) | ETF/Closed End | 101507101 | $108 | 10,503 | 0.0% |
| Allianzgi Conv Incm TGT | ETF/Closed End- | 01883H102 | $109 | 11,801 | 0.0% |
| Companhia de Saneamento(SAJA) | Common Stock | 20441A102 | $112 | 18,594 | 0.0% |
| Clough Global Oppty Fund(GLO) | ETF/Closed End | 18914E106 | $112 | 10,202 | 0.0% |