Q4 2018 Holdings
Filed 2019-02-01 | 1932 holdings | $295.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Synergy Pharm Inc de New | Common Stock | 871639308 | $3 | 24,000 | 0.0% |
| Bellatrix Expl LTD New | Common Stock | 078314507 | $6 | 12,640 | 0.0% |
| Curis Inc New(CRISEUR) | Common Stock | 231269200 | $10 | 14,830 | 0.0% |
| Rite AID Corp | Common Stock | 767754104 | $10 | 14,419 | 0.0% |
| Fuel Tech Inc(FTEK) | Common Stock | 359523107 | $15 | 12,500 | 0.0% |
| Oncocyte Corp | Common Stock | 68235C107 | $17 | 12,066 | 0.0% |
| Plug Power Inc New(PLUG) | Common Stock | 72919P202 | $19 | 15,180 | 0.0% |
| Nabors Industries LTD(NBR) | Common Stock | G6359F103 | $20 | 10,000 | 0.0% |
| Fuelcell Energy Inc New | Common Stock | 35952H502 | $20 | 36,697 | 0.0% |
| Gevo Inc PAR 001 New(GEVO) | Common Stock | 374396406 | $23 | 11,700 | 0.0% |
| Atlantic Power Corp New(AT) | Common Stock | 04878Q863 | $23 | 10,809 | 0.0% |
| Ideanomics Inc | Common Stock | 45166V106 | $24 | 20,300 | 0.0% |
| Tidewater Inc New B WTS | Warrant/Right | 88642R125 | $26 | 18,493 | 0.0% |
| Tidewater Inc New A WTS | Warrant/Right | 88642R117 | $30 | 17,747 | 0.0% |
| Eclipse Resources Corp | Common Stock | 27890G100 | $30 | 29,000 | 0.0% |
| Aveo Pharm Inc(AVEOEUR) | Common Stock | 053588109 | $30 | 19,000 | 0.0% |
| T2 Biosystems Inc | Common Stock | 89853L104 | $37 | 12,350 | 0.0% |
| Pacific Coast Oil TR | Common Stock | 694103102 | $44 | 26,525 | 0.0% |
| Kempharm Inc | Common Stock | 488445107 | $44 | 24,850 | 0.0% |
| Athersys Inc New(ATHXEUR) | Common Stock | 04744L106 | $46 | 32,000 | 0.0% |
| Genworth Financial A(GNW) | Common Stock | 37247D106 | $47 | 10,013 | 0.0% |
| MFS Govt Mkts Inc TR(MGF) | ETF/Closed End- | 552939100 | $48 | 10,755 | 0.0% |
| Duff Phelps SEL MLP FD | Common Stock | 26433F108 | $49 | 12,400 | 0.0% |
| Dryfs HI YLD Strat FD | ETF/Closed End- | 26200S101 | $54 | 19,773 | 0.0% |
| Bioscrip Inc(BIOSEUR) | Common Stock | 09069N108 | $55 | 15,528 | 0.0% |
| Wipro LTD Spon ADR(WIT) | Common Stock | 97651M109 | $57 | 11,025 | 0.0% |
| Sunopta Inc(STKL) | Common Stock | 8676EP108 | $57 | 14,750 | 0.0% |
| Snap Inc CL A(SNAP) | Common Stock | 83304A106 | $59 | 10,650 | 0.0% |
| Banco Bilbao Vizcaya ADR(BBVA) | Common Stock | 05946K101 | $60 | 11,268 | 0.0% |
| Penn Real EST INV TR SBI | REIT | 709102107 | $60 | 10,025 | 0.0% |
| Ocwen Financial Corp New | Common Stock | 675746309 | $62 | 46,546 | 0.0% |
| Sotherly Hotels Inc(SOHO) | REIT | 83600C103 | $63 | 11,300 | 0.0% |
| Strongbridge Biopharma | Common Stock | G85347105 | $63 | 14,000 | 0.0% |
| Voya Risk Mngd NAT RES | ETF/Closed End | 92913C106 | $63 | 14,800 | 0.0% |
| Best ADS Resptg CL A ORD(BSTIN) | Common Stock | 08653C106 | $64 | 15,550 | 0.0% |
| FS KKR Capital Corp BDC(FSICUSD) | Common Stock | 302635107 | $65 | 12,536 | 0.0% |
| THL Credit Inc BDC | Common Stock | 872438106 | $65 | 10,715 | 0.0% |
| Medley Capital Corp BDC | Common Stock | 58503F106 | $66 | 24,951 | 0.0% |
| America First Multfam LP | MLP | 02364V107 | $67 | 12,000 | 0.0% |
| Ambev S A Spon ADR(ABEV) | Common Stock | 02319V103 | $68 | 17,430 | 0.0% |
| GS MLP Incm Opptys FD | ETF/Closed End | 38147W103 | $71 | 10,095 | 0.0% |
| Gamco Natl RES Goldincm(GNT) | ETF/Closed End | 36465E101 | $74 | 14,925 | 0.0% |
| Riverview Bancorp(RVSB) | Common Stock | 769397100 | $78 | 10,750 | 0.0% |
| Constellium Holdco BV A(CSTM) | Common Stock | N22035104 | $80 | 11,435 | 0.0% |
| BlackRock Cap Invt BDC(BKCCUSD) | Common Stock | 092533108 | $80 | 15,103 | 0.0% |
| DEL Friscos Restaurant(DFRG) | Common Stock | 245077102 | $82 | 11,460 | 0.0% |
| Gabelli Equity Trust Inc(GAB) | ETF/Closed End | 362397101 | $82 | 16,063 | 0.0% |
| Glbl X MLP ETF | ETF/Closed End | 37950E473 | $83 | 10,775 | 0.0% |
| Clough Global Oppty Fund(GLO) | ETF/Closed End | 18914E106 | $84 | 10,202 | 0.0% |
| Manitex Intl Inc | Common Stock | 563420108 | $85 | 15,000 | 0.0% |