Q3 2019 Holdings
Filed 2019-10-29 | 2035 holdings | $383.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Fuel Tech Inc(FTEK) | Common Stock | 359523107 | $11 | 11,500 | 0.0% |
| Aveo Pharm Inc(AVEOEUR) | Common Stock | 053588109 | $13 | 15,400 | 0.0% |
| Tidewater Inc New B WTS | Warrant/Right | 88642R125 | $20 | 16,952 | 0.0% |
| Reeds Inc | Common Stock | 758338107 | $20 | 15,000 | 0.0% |
| Tidewater Inc New A WTS | Warrant/Right | 88642R117 | $23 | 15,847 | 0.0% |
| Ideanomics Inc | Common Stock | 45166V106 | $29 | 19,500 | 0.0% |
| ON Deck Cap Inc(ONDK) | Common Stock | 682163100 | $34 | 10,125 | 0.0% |
| Celsius Holdings Inc New(CELH) | Common Stock | 15118V207 | $35 | 10,088 | 0.0% |
| Option Care Health Inc | Common Stock | 68404L102 | $38 | 11,828 | 0.0% |
| Strongbridge Biopharma | Common Stock | G85347105 | $39 | 16,500 | 0.0% |
| Pacific Coast Oil TR | Common Stock | 694103102 | $40 | 20,525 | 0.0% |
| Curis Inc New(CRISEUR) | Common Stock | 231269200 | $40 | 17,900 | 0.0% |
| Container Store GRP Inc(TCSUSD) | Common Stock | 210751103 | $44 | 10,052 | 0.0% |
| LEE Enterprises Inc | Common Stock | 523768109 | $44 | 21,749 | 0.0% |
| Calumet Specialty Prods | MLP | 131476103 | $46 | 12,550 | 0.0% |
| Houston Wire Cable(HWCC) | Common Stock | 44244K109 | $52 | 11,000 | 0.0% |
| Radiant Logistics Inc(RLGT) | Common Stock | 75025X100 | $52 | 10,065 | 0.0% |
| Mcdermott Intl Inc New | Common Stock | 580037703 | $52 | 25,911 | 0.0% |
| Duff Phelps SEL MLP FD | Common Stock | 26433F108 | $53 | 11,694 | 0.0% |
| MFS Intermediate Income(MIN) | ETF/Closed End- | 55273C107 | $54 | 14,254 | 0.0% |
| BlackRock Cap Invt BDC(BKCCUSD) | Common Stock | 092533108 | $56 | 11,224 | 0.0% |
| Ambev S A Spon ADR(ABEV) | Common Stock | 02319V103 | $58 | 12,500 | 0.0% |
| Gevo Inc PAR 001 New(GEVO) | Common Stock | 374396406 | $66 | 19,800 | 0.0% |
| Voya Risk Mngd NAT RES | ETF/Closed End | 92913C106 | $68 | 17,350 | 0.0% |
| Compugen LTD(CGEN) | Common Stock | M25722105 | $68 | 16,100 | 0.0% |
| Mitsubishi UFJ Finl GRP(MUFG) | Common Stock | 606822104 | $69 | 13,579 | 0.0% |
| BlackRock Income Trust | ETF/Closed End- | 09247F100 | $70 | 11,550 | 0.0% |
| Garrison Cap Inc BDC(GARSUSD) | Common Stock | 366554103 | $71 | 10,275 | 0.0% |
| THL Credit Inc BDC | Common Stock | 872438106 | $71 | 10,500 | 0.0% |
| Gabelli Equity Trust Inc(GAB) | ETF/Closed End | 362397101 | $72 | 12,017 | 0.0% |
| Western High Incme FD II(HIX) | ETF/Closed End- | 95766J102 | $73 | 10,815 | 0.0% |
| Royal BK Scotlnd GRP PLC | Common Stock | 780097689 | $75 | 14,629 | 0.0% |
| Callon Petroleum Company(CPE3EUR) | Common Stock | 13123X102 | $76 | 17,402 | 0.0% |
| Banco Bilbao Vizcaya ADR(BBVA) | Common Stock | 05946K101 | $78 | 14,948 | 0.0% |
| Tiptree Inc(TIPT) | Common Stock | 88822Q103 | $78 | 10,686 | 0.0% |
| Aurora Cannabis Inc | Common Stock | 05156X108 | $79 | 18,065 | 0.0% |
| Sumitomo Mitsui Finl(SMFG) | Common Stock | 86562M209 | $81 | 11,906 | 0.0% |
| Ocwen Financial Corp New | Common Stock | 675746309 | $82 | 43,500 | 0.0% |
| M F S Charter Income TR(MCR) | ETF/Closed End- | 552727109 | $84 | 10,124 | 0.0% |
| Sotherly Hotels Inc(SOHO) | REIT | 83600C103 | $85 | 12,650 | 0.0% |
| Opko Health Inc(OPK) | Common Stock | 68375N103 | $86 | 40,937 | 0.0% |
| Sangamo Therapeutics Inc(SGMO) | Common Stock | 800677106 | $94 | 10,333 | 0.0% |
| Three D SYS Corp del New(DDD) | Common Stock | 88554D205 | $94 | 11,501 | 0.0% |
| America First Multfam LP | MLP | 02364V107 | $98 | 12,000 | 0.0% |
| Manitex Intl Inc | Common Stock | 563420108 | $100 | 15,000 | 0.0% |
| Nuveen Credit Strat Incm(XJQCX) | ETF/Closed End- | 67073D102 | $101 | 13,506 | 0.0% |
| Western Inter Muni FD(SBI) | ETF/Closed End- | 958435109 | $101 | 11,007 | 0.0% |
| Neptune Wellness Sltns | Common Stock | 64079L105 | $102 | 28,586 | 0.0% |
| Pitney Bowes Inc(PBI) | Common Stock | 724479100 | $104 | 22,786 | 0.0% |
| Franklin Universal TR SB(FT) | ETF/Closed End | 355145103 | $107 | 14,216 | 0.0% |