Q3 2013 Holdings
Filed 2013-11-14 | 38 holdings | $259.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $33.6K | $35,000,000 | 12.9% |
| Salesforce COM Inc | NOTE 0.750% 1/1 | 79466LAB0 | $30.6K | $12,500,000 | 11.8% |
| Laboratory Corp Amer Hldgs | NOTE 9/1 | 50540RAG7 | $27.7K | $21,000,000 | 10.7% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $12.6K | $12,250,000 | 4.9% |
| Archer Daniels Midland Co | NOTE 0.875% 2/1 | 039483AW2 | $10.2K | $10,000,000 | 3.9% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $8.3K | $8,000,000 | 3.2% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $8.1K | $8,000,000 | 3.1% |
| Goldcorp Inc New | NOTE 2.000% 8/0 | 380956AB8 | $8.1K | $8,000,000 | 3.1% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 ADDED | 85571BAB1 | $7.2K | $7,000,000 | 2.8% |
| Sterlite Inds India LTD | NOTE 4.000%10/3 | 859737AB4 | $6.7K | $6,850,000 | 2.6% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $6.5K | $6,100,000 | 2.5% |
| Linear Technology Corp | NOTE 3.000% 5/0 | 535678AC0 | $6.4K | $6,000,000 | 2.5% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $6.4K | $4,000,000 | 2.5% |
| Arcelormittal SA Luxembourg | NOTE 5.000% 5/1 | 03938LAK0 | $6.2K | $6,035,000 | 2.4% |
| RF Microdevices Inc | NOTE 1.000% 4/1 | 749941AJ9 | $6.1K | $6,000,000 | 2.4% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $5.5K | $5,000,000 | 2.1% |
| Alcoa Inc | NOTE 5.250% 3/1 | 013817AT8 | $5.2K | $4,000,000 | 2.0% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $5.1K | $3,000,000 | 2.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $4.9K | $4,650,000 | 1.9% |
| Arris Group Inc | NOTE 2.000%11/1 | 04269QAC4 | $4.7K | $4,500,000 | 1.8% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $4.6K | $4,500,000 | 1.8% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $4.2K | $4,000,000 | 1.6% |
| Chemed Corp New | NOTE 1.875% 5/1 | 16359RAC7 | $4.2K | $4,000,000 | 1.6% |
| Hercules Tech Growth Cap Inc | NOTE 6.000% 4/1 | 427096AB8 | $3.9K | $3,000,000 | 1.5% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $3.9K | $4,000,000 | 1.5% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $3.7K | $3,500,000 | 1.4% |
| Annaly Cap Mgmt Inc | NOTE 4.000% 2/1 | 035710AA0 | $3.3K | $3,000,000 | 1.3% |
| Micron Technology Inc | DEBT 1.875% 6/0 | 595112AK9 | $3.2K | $2,000,000 | 1.2% |
| Exterran Hldgs Inc | NOTE 4.250% 6/1 | 30225XAA1 | $3.1K | $2,500,000 | 1.2% |
| Caci Intl Inc | NOTE 2.125% 5/0 | 127190AD8 | $2.9K | $2,500,000 | 1.1% |
| Arcelormittal SA Luxembourg Mand | CV NT 16 | L0302D178 | $2.8K | 128,000 | 1.1% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $2.4K | $2,500,000 | 0.9% |
| Rovi Corp | NOTE 2.625% 2/1 | 779376AB8 | $2.0K | $2,000,000 | 0.8% |
| Omnicom Group Inc | NOTE 7/3 | 681919AV8 | $1.7K | $1,400,000 | 0.7% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $1.6K | $2,000,000 | 0.6% |
| Group 1 Automotive Inc | FRNT 2.250% 6/1 | 398905AE9 | $1.3K | $1,000,000 | 0.5% |
| Bristow Group Inc | NOTE 3.000% 6/1 | 110394AC7 | $431 | $375,000 | 0.2% |
| Sony Corp(SONY) | ADR NEW | 835699307 | $258 | 12,000 | 0.1% |