Q4 2013 Holdings
Filed 2014-02-13 | 44 holdings | $351.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $47.5K | $39,450,000 | 13.5% |
| Salesforce COM Inc | NOTE 0.750% 1/1 | 79466LAB0 | $25.8K | $10,000,000 | 7.3% |
| Laboratory Corp Amer Hldgs | NOTE 9/1 | 50540RAG7 | $23.3K | $19,000,000 | 6.6% |
| United States STL Corp New | NOTE 4.000% 5/1 | 912909AE8 | $22.4K | $21,000,000 | 6.4% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $16.4K | $15,400,000 | 4.7% |
| Newmont Mining Corp | NOTE 1.250% 7/1 | 651639AH9 | $16.3K | $16,341,000 | 4.6% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $12.4K | $12,000,000 | 3.5% |
| Alliant Techsystems Inc | NOTE 3.000% 8/1 | 018804AK0 | $9.6K | $6,000,000 | 2.7% |
| Chemed Corp New | NOTE 1.875% 5/1 | 16359RAC7 | $9.4K | $9,000,000 | 2.7% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $9.2K | $4,000,000 | 2.6% |
| Archer Daniels Midland Co | NOTE 0.875% 2/1 | 039483AW2 | $9.2K | $8,700,000 | 2.6% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $9.1K | $9,000,000 | 2.6% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $9.0K | $8,500,000 | 2.6% |
| Linear Technology Corp | NOTE 3.000% 5/0 | 535678AC0 | $8.9K | $7,800,000 | 2.5% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $7.1K | $3,000,000 | 2.0% |
| Sterlite Inds India LTD | NOTE 4.000%10/3 | 859737AB4 | $6.8K | $6,850,000 | 1.9% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $6.6K | $6,000,000 | 1.9% |
| Alcoa Inc | NOTE 5.250% 3/1 | 013817AT8 | $6.6K | $3,999,000 | 1.9% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $6.2K | $5,700,000 | 1.8% |
| Arcelormittal SA Luxembourg | NOTE 5.000% 5/1 | 03938LAK0 | $6.1K | $6,035,000 | 1.7% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $5.9K | $5,558,000 | 1.7% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $5.8K | $5,500,000 | 1.7% |
| AAR Corp | NOTE 1.625% 3/0 | 000361AK1 | $5.8K | $5,750,000 | 1.7% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $5.7K | $6,000,000 | 1.6% |
| Rayonier TRS Hldgs Inc | NOTE 4.500% 8/1 | 75508AAC0 | $5.4K | $4,000,000 | 1.5% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $5.4K | $4,900,000 | 1.5% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $5.3K | $5,000,000 | 1.5% |
| Live Nation Entertainment in | NOTE 2.875% 7/1 | 538034AB5 | $5.1K | $5,000,000 | 1.4% |
| Hercules Tech Growth Cap Inc | NOTE 6.000% 4/1 | 427096AB8 | $4.2K | $3,000,000 | 1.2% |
| Nuance Communications Inc | DBCV 2.750% 8/1 | 67020YAB6 | $4.2K | $4,000,000 | 1.2% |
| Annaly Cap Mgmt Inc | NOTE 4.000% 2/1 | 035710AA0 | $4.2K | $4,000,000 | 1.2% |
| Exterran Hldgs Inc | NOTE 4.250% 6/1 | 30225XAA1 | $3.7K | $2,500,000 | 1.1% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $3.4K | $3,500,000 | 1.0% |
| Caci Intl Inc | NOTE 2.125% 5/0 | 127190AD8 | $3.3K | $2,500,000 | 1.0% |
| Arcelormittal SA Luxembourg | CV NT 16 | L0302D178 | $3.3K | 128,000 | 0.9% |
| Seacor Holdings Inc | NOTE 2.500%12/1 ADDED | 811904AM3 | $3.2K | $2,600,000 | 0.9% |
| Home Inns & Hotels Mgmt Inc | NOTE 2.000%12/1 | 43713WAB3 | $2.1K | $2,000,000 | 0.6% |
| Omnicom Group Inc | NOTE 7/3 | 681919AV8 | $1.9K | $1,400,000 | 0.5% |
| Qihoo 360 Technology Co LTD | DEBT 2.500% 9/1 ADDED | G73030AA9 | $1.6K | $1,500,000 | 0.5% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $1.5K | $2,000,000 | 0.4% |
| Micron Technology Inc | NOTE 1.875% 6/0 | 595112AH6 | $1.5K | $1,000,000 | 0.4% |
| Twitter Inc COM(TWTRUSD) | ADDED | 90184L102 | $666 | 11,000 | 0.2% |
| General Mtrs Co(GM) | COM | 37045V100 | $258 | 6,340 | 0.1% |
| Sony Corp ADR(SONY) | NEW | 835699307 | $210 | 12,000 | 0.1% |