Q3 2015 Holdings
Filed 2015-11-16 | 57 holdings | $947.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $78.3K | $47,750,000 | 8.3% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $63.2K | $38,800,000 | 6.7% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $57.8K | 6,949,656 | 6.1% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $49.9K | $52,500,000 | 5.3% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $48.0K | 30,585,743 | 5.1% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $43.8K | $38,757,000 | 4.6% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $43.0K | $42,608,000 | 4.5% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $40.3K | $37,338,000 | 4.3% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $36.4K | $36,222,000 | 3.8% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $32.6K | $36,517,000 | 3.4% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $30.0K | $25,544,000 | 3.2% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $29.9K | 683,500 | 3.2% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $29.7K | $28,619,000 | 3.1% |
| Fifth STR FIN Corp | NOTE 5.375% 4/0 | 31679BAC4 | $26.9K | $26,556,000 | 2.8% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $24.1K | $24,000,000 | 2.5% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $23.6K | $23,529,000 | 2.5% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $23.1K | $23,500,000 | 2.4% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $21.2K | $22,000,000 | 2.2% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AH5 | $20.1K | $19,355,000 | 2.1% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $19.0K | $18,441,000 | 2.0% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $18.9K | $18,682,000 | 2.0% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $18.7K | $20,202,000 | 2.0% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $18.5K | $19,500,000 | 2.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $16.1K | $17,192,000 | 1.7% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $13.4K | $10,000,000 | 1.4% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $13.3K | $12,000,000 | 1.4% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $10.7K | $10,500,000 | 1.1% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $10.3K | $11,000,000 | 1.1% |
| Servicesource Intl LLC | NOTE 1.500% 8/0 | 81763UAB6 | $10.2K | $11,957,000 | 1.1% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $9.6K | $9,750,000 | 1.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $9.3K | $6,530,000 | 1.0% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $8.8K | $8,000,000 | 0.9% |
| Fxcm Inc | NOTE 2.250% 6/1 | 302693AB2 | $6.0K | $8,056,000 | 0.6% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $5.3K | $5,125,000 | 0.6% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $5.1K | $5,165,000 | 0.5% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $4.3K | $5,150,000 | 0.5% |
| Restoration Hardware Hldgs I | DBCV 7/1 | 761283AB6 | $3.4K | $3,500,000 | 0.4% |
| Invensense Inc | NOTE 1.750%11/0 | 46123DAB2 | $3.3K | $3,588,000 | 0.3% |
| Fifth STR SR Floatng Rate Co | COM | 31679F101 | $3.0K | 343,581 | 0.3% |
| Micron Technology Inc(MU) | COM | 595112103 | $2.8K | 185,000 | 0.3% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $2.7K | $3,000,000 | 0.3% |
| Fifth Street Finance Corp | COM | 31678A103 | $2.5K | 399,767 | 0.3% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $1.7K | 20,000 | 0.2% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $1.7K | 250,000 | 0.2% |
| Rayonier Advanced Matls Inc(RYAM) | COM | 75508B104 | $1.0K | 170,200 | 0.1% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $989 | $1,000,000 | 0.1% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $890 | 150,000 | 0.1% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $741 | 200,000 | 0.1% |
| Leapfrog Enterprises Inc | CL A | 52186N106 | $624 | 875,000 | 0.1% |
| Mosaic Co New(MOS) | COM | 61945C103 | $622 | 20,000 | 0.1% |