Q3 2013 Holdings
Filed 2013-11-12 | 25 holdings | $193.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $118.7K | 4,489,367 | 61.3% |
| Parkervision Inc | COM | 701354102 | $16.6K | 4,966,632 | 8.6% |
| Merck & Co Inc NewCall | CALL | 58933Y905 | $9.5K | 200,000 | 4.9% |
| Microsoft CorpCall | CALL | 594918904 | $8.3K | 250,000 | 4.3% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $7.8K | 416,100 | 4.0% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $7.3K | $2,500,000 | 3.7% |
| Alcoa Inc | NOTE 5.250% 3/1 | 013817AT8 | $6.5K | $5,000,000 | 3.3% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $4.2K | $2,500,000 | 2.2% |
| Autodesk IncCall | CALL | 052769906 | $4.1K | 100,000 | 2.1% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $2.8K | 563,766 | 1.4% |
| Chart Acquisition Corp | UNIT 99/99/9999 | 161151204 | $1.5K | 150,000 | 0.8% |
| Lifevantage Corp | COM | 53222K106 | $1.1K | 445,300 | 0.5% |
| Quinpario Acquisition Corp | UNIT 99/99/9999 | 74874R207 | $1.0K | 100,000 | 0.5% |
| Mandalay Digital Group Inc | COM NEW | 562562207 | $1.0K | 379,300 | 0.5% |
| Select Sector Spdr TR(XLU) | SBI INT-UTILS | 81369Y886 | $742 | 19,868 | 0.4% |
| Home Depot Inc(HD) | COM | 437076102 | $585 | 7,716 | 0.3% |
| SIX Flags Entmt Corp New(SIXEUR) | COM | 83001A102 | $507 | 15,000 | 0.3% |
| Cache Inc(CACH) | COM NEW | 127150308 | $380 | 63,675 | 0.2% |
| Select Sector Spdr TR(XLY) | SBI CONS DISCR | 81369Y407 | $218 | 3,592 | 0.1% |
| Vanguard World FDS(VGT) | INF TECH ETF | 92204A702 | $216 | 2,678 | 0.1% |
| Select Sector Spdr TR(XLE) | SBI INT-ENERGY | 81369Y506 | $208 | 2,514 | 0.1% |
| Dividend & Income Fund | COM NEW | 25538A204 | $205 | 14,300 | 0.1% |
| Star Bulk Carriers Corp | SHS NEW | Y8162K121 | $117 | 11,541 | 0.1% |
| Polycom Inc | COM | 73172K104 | $109 | 10,000 | 0.1% |
| Armour Residential REIT Inc | *W EXP 11/07/201 | 042315119 | $2 | 681,975 | 0.0% |