Q4 2013 Holdings
Filed 2014-02-11 | 46 holdings | $227.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $102.4K | 3,289,367 | 45.0% |
| Spdr S&P 500 ETF TR(SPY) | PUT | 78462F103 | $20.2K | 109,500 | 8.9% |
| Alcoa Inc | NOTE 5.250% 3/1 | 013817AT8 | $16.6K | $10,000,000 | 7.3% |
| TRI Pointe Homes Inc(TPH) | COM | 87265H109 | $14.1K | 707,200 | 6.2% |
| Parkervision Inc | COM | 701354102 | $13.7K | 2,999,999 | 6.0% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $8.2K | $2,500,000 | 3.6% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $6.9K | $5,000,000 | 3.1% |
| Exco Resources Inc | COM | 269279402 | $5.7K | 1,069,600 | 2.5% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $3.5K | 563,766 | 1.6% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $2.7K | 191,500 | 1.2% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $2.0K | 200,000 | 0.9% |
| ROI Acquisition Corp II | UNIT 99/99/9999 | 74966G200 | $2.0K | 200,000 | 0.9% |
| Chart Acquisition Corp | UNIT 99/99/9999 | 161151204 | $1.6K | 150,000 | 0.7% |
| Arris Group Inc NewPut | PUT | 04270V956 | $1.4K | 56,000 | 0.6% |
| JOY Global Inc | COM | 481165108 | $1.1K | 18,500 | 0.5% |
| Jabil Circuit Inc(JBL) | COM | 466313103 | $1.1K | 61,900 | 0.5% |
| Quinpario Acquisition Corp | UNIT 99/99/9999 | 74874R207 | $1.1K | 100,000 | 0.5% |
| Intuitive Surgical Inc(ISRG) | COM NEW | 46120E602 | $1.1K | 2,800 | 0.5% |
| Turquoise Hill RES LTD | COM | 900435108 | $1.1K | 325,400 | 0.5% |
| F5 Networks Inc(FFIV) | COM | 315616102 | $1.1K | 11,800 | 0.5% |
| Teradata Corp del(TDC) | COM | 88076W103 | $1.1K | 23,500 | 0.5% |
| Cliffs Natural Resources Inc | COM | 18683K101 | $1.1K | 40,700 | 0.5% |
| Mosaic Co New(MOS) | COM | 61945C103 | $1.1K | 22,400 | 0.5% |
| Firstenergy Corp(FE) | COM | 337932107 | $1.0K | 31,700 | 0.5% |
| Edwards Lifesciences Corp(EW) | COM | 28176E108 | $1.0K | 15,800 | 0.5% |
| Newfield Expl Co | COM | 651290108 | $1.0K | 42,100 | 0.5% |
| Peabody Energy Corp | COM | 704549104 | $1.0K | 53,100 | 0.5% |
| Broadcom Corp | CL A | 111320107 | $1.0K | 34,800 | 0.5% |
| Diamond Offshore Drilling in(DOEUR) | COM | 25271C102 | $1.0K | 18,100 | 0.5% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $1.0K | 44,400 | 0.4% |
| Centurylink Inc(CTLEUR) | COM | 156700106 | $1.0K | 32,100 | 0.4% |
| Abercrombie & Fitch Co(ANF) | CL A | 002896207 | $1.0K | 31,000 | 0.4% |
| Health Care REIT Inc | COM | 42217K106 | $1.0K | 18,900 | 0.4% |
| The ADT Corporation | COM | 00101J106 | $1.0K | 25,000 | 0.4% |
| HCP Inc | COM | 40414L109 | $1.0K | 27,700 | 0.4% |
| Avalonbay Cmntys Inc(AVB) | COM | 053484101 | $993 | 8,400 | 0.4% |
| Trade Street Residential Inc (NM | COM | 89255N203 | $665 | 105,000 | 0.3% |
| Home Depot Inc(HD) | COM | 437076102 | $635 | 7,716 | 0.3% |
| Turquoise Hill RES LTD | RIGHT 01/07/2014 | 900435116 | $495 | 515,400 | 0.2% |
| Silver Eagle Acquisition COR | COM | 827694100 | $484 | 50,000 | 0.2% |
| SIX Flags Entmt Corp New(SIXEUR) | COM | 83001A102 | $368 | 10,000 | 0.2% |
| Cache Inc(CACH) | COM NEW | 127150308 | $346 | 63,675 | 0.2% |
| Cornerstone Strategic Value | COM NEW | 21924B203 | $235 | 35,600 | 0.1% |
| Capitol Acquisition Corp II | UNIT 99/99/9999 | 14056V204 | $188 | 18,000 | 0.1% |
| Cornerstone Total Rtrn FD in | COM NEW | 21924U201 | $114 | 18,900 | 0.1% |